Common use of ALPS Virtual Access Clause in Contracts

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s proprietary web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 25 contracts

Samples: Transfer Agency and Services Agreement, Transfer Agency and Services Agreement (Bridge Builder Trust), Transfer Agency and Services Agreement (USCF Mutual Funds Trust)

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ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s proprietary web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 11 contracts

Samples: Transfer Agency and Services Agreement (ALPS Series Trust), Transfer Agency and Services Agreement (ALPS Series Trust), Transfer Agency and Services Agreement (ALPS Series Trust)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust Funds and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Fund data access, which provides daily Fund and securities detail and permits the Trust to create and save its own customized reports; (iii) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; and (iiiv) links to ALPS Virtual Policies (AVP)PolicyIQ, which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 6 contracts

Samples: Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust), Transfer Agency and Services Agreement (Financial Investors Trust)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-third party services offered under separate contract: (i1) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (2) portfolio data access, which provides daily portfolio and securities detail and permits the Trust to create and save its own customized reports; (3) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s ALPS compliance and tracks the progress of the review; and (ii4) links to ALPS Virtual Policies (AVP)PolicyIQ, which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 4 contracts

Samples: Transfer Agency Interactive Client Services Agreement (Transparent Value Trust), Transfer Agency Interactive Client Services Agreement (Financial Investors Trust), Transfer Agency Interactive Client Services Agreement (Transparent Value Trust)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Portfolio data access, which provides daily Portfolio and securities detail and permits the Trust to create and save its own customized reports; (iii) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; and (iiiv) links to ALPS Virtual Policies (AVP)PolicyIQ, which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 3 contracts

Samples: Transfer Agency and Services Agreement (Tilson Investment Trust), Transfer Agency and Services Agreement (BPV Family of Funds), Transfer Agency and Services Agreement (RiverNorth Funds)

ALPS Virtual Access. The Each Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s proprietary web-based platform that provides access to information and data maintained on behalf of the Trust Trusts and maintains a complete audit trail of all activity on the site. Through AVA, the Trust Trusts may have, based on the third-party services offered under separate contract: (i) access to AdLit, which permits the Trust Trusts to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust Trusts with access to ALPS’s policies and procedures and also provides the Trust Trusts with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 2 contracts

Samples: Transfer Agency and Services Agreement (Salient MF Trust), Transfer Agency and Services Agreement (Forward Funds)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Cornercap Group of Funds /Va/)

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ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust Fund and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Fund data access, which provides daily Fund and securities detail and permits the Trust to create and save its own customized reports; (iii) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; and (iiiv) links to ALPS Virtual Policies (AVP)PolicyIQ, which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Financial Investors Trust)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s proprietary web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on contingent upon the third-party services offered agreed to under separate contract: (i) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; (ii) links to ALPS Virtual Policies (AVP), which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Context Capital Funds)

ALPS Virtual Access. The Trust has requested, and ALPS will provide, access to ALPS Virtual Access (“AVA”), an ALPS’s ALPS proprietary platform that provides web-based platform that provides access to information and data maintained on behalf of the Trust and maintains a complete audit trail of all activity on the site. Through AVA, the Trust may have, based on the third-party services offered under separate contract: (i) shareholder data access, which interfaces with the transfer agency system and allows data retrieval and updates; (ii) Fund data access, which provides daily portfolio and securities detail and permits the Trust to create and save its own customized reports; (iii) access to AdLit, which permits the Trust to submit sales/marketing pieces for review by ALPS’s compliance and tracks the progress of the review; and (iiiv) links to ALPS Virtual Policies (AVP)PolicyIQ, which provides the Trust with access to ALPS’s policies and procedures and also provides the Trust with regulatory updates; and (iii) secure access to transfer agency reports.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (James Advantage Funds)

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