Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 960 contracts
Samples: Investment Advisory Agreement (Dodge & Cox Funds), Investment Management Agreement (Dodge & Cox Funds), Investment Management Agreement (Deutsche DWS Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 547 contracts
Samples: Investment Advisory Agreement (A&Q Multi-Strategy Fund), Investment Advisory Agreement (Cavanal Hill Funds), Transfer Agency Agreement (Principal Private Credit Fund I)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 457 contracts
Samples: Investment Sub Advisory Agreement (Octagon XAI CLO Income Fund), Investment Sub Advisory Agreement (Octagon XAI CLO Income Fund), Investment Sub Advisory Agreement (Octagon XAI CLO Income Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 117 contracts
Samples: Investment Sub Advisory Agreement (Columbia Funds Series Trust), Investment Sub Advisory Agreement (Columbia Funds Variable Insurance Trust I), Investment Sub Advisory Agreement (Columbia Funds Variable Insurance Trust I)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 96 contracts
Samples: Administration Agreement (Blackrock Index Funds, Inc.), Accounting Support and Administration Agreement (Blackrock Index Funds, Inc.), Shareholders’ Administrative Services Agreement (BlackRock Funds III)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the Board of Trustees, including a majority of the members of the Board of Trustees who are not interested persons of the Advisor or the Sub-Advisor, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.
Appears in 92 contracts
Samples: Sub Advisory Agreement (Trust for Advisor Solutions), Sub Advisory Agreement (Trust for Advisor Solutions), Sub Advisory Agreement (Trust for Advisor Solutions)
Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 68 contracts
Samples: Dealer Agreement (Ubs Money Series), Dealer Agreement (Ubs Money Series), Dealer Agreement (Ubs Index Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 61 contracts
Samples: Distribution Agreement (Victory Portfolios IV), Distribution Agreement (Usaa Mutual Funds Trust), Distribution Agreement (Victory Portfolios II)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, ; but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 51 contracts
Samples: Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 49 contracts
Samples: Investment Advisory Agreement (Harbor Funds II), Investment Advisory Agreement (Harbor ETF Trust), Investment Advisory Agreement (Harbor ETF Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, waiver or discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 46 contracts
Samples: Administrative Reimbursement Agreement (AB CarVal Credit Opportunities Fund), Administrative Reimbursement Agreement (AB CarVal Opportunistic Credit Fund), Administrative Reimbursement Agreement (AB Multi-Manager Alternative Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the Securities and Exchange Commission.
Appears in 43 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (SCM Trust), Investment Advisory Agreement (SCM Trust)
Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be become effective until approved in a manner consistent accordance with applicable requirements under the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 27 contracts
Samples: Investment Management Agreement (Allspring Funds Trust), Investment Management Agreement (Allspring Funds Trust), Investment Advisory Agreement (Allspring Master Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only orally except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 25 contracts
Samples: Investment Advisory Agreement (GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free Fixed Income Fund v for Puerto Rico Residents, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 23 contracts
Samples: Distribution Agreement (BlackRock Funds IV), Distribution Agreement (Blackrock Bond Allocation Target Shares), Distribution Agreement (Blackrock Senior Floating Rate Fund, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved by vote of a majority of the outstanding voting securities of the Fund (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).
Appears in 20 contracts
Samples: Investment Subadvisory Agreement (Quaker Investment Trust), Investment Subadvisory Agreement (Quaker Investment Trust), Investment Subadvisory Agreement (Quaker Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 17 contracts
Samples: Investment Sub Advisory Agreement (Nations Funds Trust), Investment Sub Advisory Agreement (Nations Funds Trust), Sub Advisory Agreement (Nations Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any material amendment of this Agreement shall be effective until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromprovisions of Section 15 of the Investment Company Act.
Appears in 16 contracts
Samples: Investment Subadvisory Agreement (Nomura Alternative Income Fund), Subadvisory Agreement (American Century Etf Trust), Investment Subadvisory Agreement (American Century Capital Portfolios Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 15 contracts
Samples: Distribution Agreement (Midas Series Trust), Distribution Agreement (Midas Series Trust), Distribution Agreement (Midas Magic, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund approve such amendment in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the SEC.
Appears in 14 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Investment Advisory Agreement (Harbor Funds II), Investment Advisory Agreement (Harbor Funds II), Investment Advisory Agreement (Harbor Funds II)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Exclusive Dealer Agreement (Painewebber Olympus Fund/Ny), Exclusive Dealer Agreement (Painewebber Financial Services Growth Fund Inc), Exclusive Dealer Agreement (Painewebber Managed Assets Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder interpretive positions of the Securities and any applicable SEC exemptive order therefromExchange Commission under the 1940 Act.
Appears in 13 contracts
Samples: Sub Investment Management Contract (Hancock John Capital Series), Sub Investment Management Contract (Hancock John Capital Series), Sub Investment Management Contract (Hancock John Investment Trust Iii)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the requirements of the 1940 Act and rules and regulations thereunder and or any applicable SEC exemptive order or other relief therefrom.
Appears in 13 contracts
Samples: Sub Investment Advisory Agreement (BlackRock Private Investments Fund), Investment Management Agreement (BlackRock Private Investments Fund), Sub Investment Advisory Agreement (BlackRock Private Investments Fund)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Distribution Agreement (SBL Variable Annuity Account Xiv), Distribution Agreement (Variable Annuity Account A), Distribution Agreement (SBL Variable Annuity Account Xi)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting a Fund shall be effective effective, to the extent required by the 1940 Act, until approved the applicable shareholders of the Fund in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the Securities and Exchange Commission.
Appears in 11 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Interim Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 11 contracts
Samples: Sub Investment Advisory Agreement (Blackrock Pennsylvania Strategic Municipal Trust), Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust), Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with by subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the vote of a majority of the Trustees who are not parties to this Agreement or interested persons of any party to this Agreement, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Weiss Fund), Investment Advisory Agreement (Weiss Treasury Fund), Investment Advisory Agreement (Weiss Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge waiver or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 10 contracts
Samples: Administration Agreement (John Hancock Financial Opportunities Fund), Accounting & Legal Services Agreement (Hancock John Series Trust), Accounting & Legal Services Agreement (John Hancock Investment Trust Ii)
Amendment of this Agreement. No provision of this Agreement may be changedchange, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 10 contracts
Samples: Investment Management Agreement (RCM Equity Funds Inc), Investment Management Agreement (Dresdner RCM Investment Funds Inc), Investment Management Agreement (RCM Equity Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 9 contracts
Samples: Sub Advisory Agreement (PNC Fund), Sub Advisory Agreement (Blackrock Funds), Sub Advisory Agreement (Blackrock Funds)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orallyterminated, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 9 contracts
Samples: Administration Agreement (Victory Portfolios), Administration Agreement (Victory Portfolios), Administration Agreement (Victory Variable Insurance Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable interpretative release or SEC exemptive order therefrom.
Appears in 8 contracts
Samples: Investment Advisory Agreement (Nomura Partners Funds, Inc.), Investment Advisory Agreement (Nomura Partners Funds, Inc.), Investment Advisory Agreement (Nomura Partners Funds, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 8 contracts
Samples: Distribution Agreement (Offitbank Investment Fund Inc), Distribution Agreement (Offit Investment Fund Inc), Distribution Agreement (Pacific Innovations Trust)
Amendment of this Agreement. No provision of this Agreement Agree ment may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 7 contracts
Samples: Sub Investment Advisory Agreement (S&p Quality Rankings Global Equity Managed Trust), Sub Investment Advisory Agreement (Blackrock Dividend Achievers Trust), Sub Investment Advisory Agreement (Blackrock California Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in subject to the 0000 Xxx. The Company shall promptly provide a manner consistent with the 1940 Act and rules and regulations thereunder and copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.
Appears in 7 contracts
Samples: Investment Management Agreement (BlackRock Direct Lending Corp.), Investment Management Agreement (BlackRock Direct Lending Corp.), Investment Management Agreement (BlackRock TCP Capital Corp.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 7 contracts
Samples: Investment Management Agreement (Blackrock Municipal Income Trust), Investment Management Agreement (Blackrock California Municipal Income Trust), Investment Management Agreement (Blackrock Florida Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement Contract may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 7 contracts
Samples: Exclusive Dealer Agreement (Painewebber Select Fund), Exclusive Dealer Agreement (Painewebber Investment Trust Ii), Exclusive Dealer Agreement (Mitchell Hutchins Portfolios)
Amendment of this Agreement. No provision of this Sub-Advisory Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 7 contracts
Samples: Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 6 contracts
Samples: Sub Advisory Agreement (Compass Capital Funds\), Co Investment Advisory Agreement (Blackrock Funds), Sub Advisory Agreement (Blackrock Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement shall be effective until approved in by the Board of Trustees, including a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromTrustees who are not interested persons of the Adviser or you or of the Trust.
Appears in 6 contracts
Samples: Non Discretionary Model Portfolio Provider Agreement (Harbor ETF Trust), Non Discretionary Model Portfolio Provider Agreement (Harbor Funds), Investment Advisory Agreement (Harbor Funds)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 6 contracts
Samples: Investment Management Agreement (Pennymac Financial Services, Inc.), Investment Management Agreement (PNMAC Mortgage Opportunity Fund, LLC), Investment Management Agreement (PNMAC Mortgage Opportunity Fund LP)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Imperial Bancorp), Investment Advisory Agreement (Paragon Portfolio), Management Agreement (Croft Funds Corp)
Amendment of this Agreement. No provision of this Agreement may be ---------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (Rembrandt Funds), Fund Participation Agreement (Golden American Life Insurance Co /Ny/), Interim Investment Advisory Agreement (Fairport Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (Nations Separate Account Trust), Investment Sub Advisory Agreement (Nations Separate Account Trust), Investment Sub Advisory Agreement (Nations Annuity Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.is
Appears in 4 contracts
Samples: Sub Advisory Agreement (Pace Select Advisors Trust), Investment Management Agreement (Payden & Rygel Investment Group), Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 4 contracts
Samples: Administration Agreement (PNC Fund), Administration Agreement (Blackrock Funds), Co Administration Agreement (Compass Capital Funds\)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 4 contracts
Samples: Administration Agreement (Blackrock Funds), Distribution Agreement (BlackRock CoRI Funds), Administration Agreement (BlackRock Funds II)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged amended or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective until approved in a manner consistent accordance with the requirements of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 4 contracts
Samples: Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Community Reinvestment Act Qualified Investment Fund)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and Act. The Company shall promptly provide a copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.
Appears in 3 contracts
Samples: Investment Management Agreement (BlackRock TCP Capital Corp.), Fee Waiver Agreement (Franklin BSP Real Estate Debt BDC), Fee Waiver Agreement (BlackRock TCP Capital Corp.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to approval to the extent required by the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromthe 1940 Act Rules.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (Partners Balanced Trust)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Management Agreement (FS Investment Corp IV), Investment Management Agreement (FS Investment Corp III), Investment Management Agreement (Pennymac Financial Services, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Distribution Agreement (Market Street Fund Inc), Distribution Agreement (Market Street Fund Inc), Distribution Agreement (Market Street Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party “party” against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Advisory Agreement (First Eagle Variable Funds), Investment Advisory Agreement (First Eagle Funds), Investment Advisory Contract (First Eagle Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or or, terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Sa Funds Investment Trust), Investment Sub Advisory Agreement (RWB Funds Investment Trust), Investment Sub Advisory Agreement (Sa Funds Investment Trust)
Amendment of this Agreement. No provision of this Interim Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Interim Sub Advisory Agreement (Highmark Funds /Ma/), Interim Sub Advisory Agreement (Highmark Funds /Ma/), Interim Sub Advisory Agreement (Highmark Funds /Ma/)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party "party" against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Advisory Contract (First Eagle Sogen Funds Inc), Investment Advisory Contract (First Eagle Sogen Funds Inc), Investment Advisory Contract (First Eagle Sogen Overseas Variable Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally; however, but the provisions of this Agreement may be changed, waived, discharged or terminated only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Torrey Us Strategy Partners LLC), Investment Advisory Agreement (Torrey Multi Strategy Partners LLC), Investment Advisory Agreement (Torrey International Strategy Partners LLC)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall will be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.as to
Appears in 3 contracts
Samples: Investment Advisory Agreement (Pacific Horizon Funds Inc), Investment Advisory Agreement (Master Investment Trust Series I), Investment Advisory Agreement (Pacific Horizon Funds Inc)
Amendment of this Agreement. No material provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination termi nation is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 3 contracts
Samples: Investment Management Agreement (Blackrock Municipal Income Trust Ii), Investment Management Agreement (Blackrock California Municipal Income Trust), Investment Management Agreement (Blackrock Florida Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the each party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Distribution Agreement (Artisan Partners Funds Inc), Distribution Agreement (Artisan Partners Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Investment Advisory Agreement (BlackRock CoRI Funds), Investment Advisory Agreement (BlackRock CoRI Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. As applicable, and no any such amendment of this Agreement shall must be effective until approved in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and any applicable or in accordance with exemptive or other relief granted by the SEC exemptive order therefromor its staff.
Appears in 2 contracts
Samples: Distribution Agreement (DGI Investment Trust), Distribution Agreement (DGI Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. Except as permitted by the 1940 Act or any rule thereunder or any exemptive order or no-action letter issued by the SEC thereunder, and no material amendment of this Agreement shall be effective until approved by vote of the holders of a majority of the Portfolio's outstanding voting securities (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.Act)
Appears in 2 contracts
Samples: Investment Management Agreement (Liberty Funds Trust Vii), Investment Management Agreement (Columbia Funds Trust Vii)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Sub Advisory Agreement (BlackRock CoRI Funds), Sub Advisory Agreement (BlackRock CoRI Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orallyterminated, but except as required by applicable law, and only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Administrative Services Agreement (Trendstar Investment Trust), Administrative Services Agreement (Ashport Mutual Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Blackrock High Yield Trust), Sub Investment Advisory Agreement (Blackrock High Yield Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective with respect to the Portfolio until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Arch Funds Inc), Sub Advisory Agreement (Arch Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or or, terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment . [The remainder of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompage intentionally left blank.]
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (Sa Funds Investment Trust), Investment Sub Advisory Agreement (Sa Funds Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Advisory Agreement (First Focus Funds Inc), Investment Advisory Agreement (First Omaha Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Distribution Agreement (Atlas U.S. Tactical Income Fund), Administration Agreement (Invesco Global Health Sciences Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing 8 signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Advisory and Administration Agreement (Schwab Charles Family of Funds), Investment Advisory and Administration Agreement (Schwab Charles Family of Funds)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, amended, modified, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. Changes, amendments, modifications, waivers, restatements, amendments to this Agreement and no amendment the discharge of specific obligations hereunder shall not be deemed a termination of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAgreement.
Appears in 2 contracts
Samples: Profit Sharing Agreement, Profit Sharing Agreement (Great Elm Capital Group, Inc.)
Amendment of this Agreement. No provision of this Agreement Agree- ment may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or or, terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Sub Investment Advisory Agreement (Morningstar Funds Trust)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective with respect to the Portfolio until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Advisory Agreement (Mercantile Mutual Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or or-termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Investment Advisory Agreement (Conestoga Family of Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.. 7
Appears in 1 contract
Samples: Master Distribution Agreement (Gradison McDonald Municipal Custodian Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.a
Appears in 1 contract
Samples: Investment Management Agreement (Kemper Floating Rate Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought. This Agreement may be amended with the approval of the Board; provided, and no that such amendment of this Agreement also shall be effective until approved in by a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromIndependent trustees/directors.
Appears in 1 contract
Samples: Distribution Agreement (Longleaf Partners Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be assigned, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the assignment, change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (Blue & White Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.. 5
Appears in 1 contract
Samples: Investment Advisory Agreement (Huntington Funds /Ma/)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge dis charge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Investment Management Agreement (Blackrock Strategic Bond Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, amended or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, amendment or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Servicing Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.or
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is soughtought. Except as permitted by the 1940 Act or any rule thereunder or any exemptive order or no-action letter issued by the SEC thereunder, and no material amendment of this Agreement shall be effective until approved provided by vote of the holders of a majority of the Portfolio's outstanding voting securities (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).
Appears in 1 contract
Samples: Investment Management Agreement (Colonial Trust Ii /)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally; however, but only the provisions of this Agreement may be changed, waived, discharged or terminated by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment subject to the requirement of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Investment Advisory Agreement (Madison Harbor Balanced Strategies Inc)
Amendment of this Agreement. No provision of this Agreement Agree ment may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Investment Advisory Agreement (Blackrock New Jersey Strategic Municipal Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder and any applicable interpretive positions of the SEC exemptive order therefromunder the 1940 Act.
Appears in 1 contract
Samples: Sub Investment Management Contract (Hancock John Capital Series)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.or
Appears in 1 contract
Samples: Sub Advisory Agreement (Municipal Fund for New York Investors Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orallyterminated, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiverchanges, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Advisory Agreement (Arch Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, ,discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Administration Agreement (Acm Government Income Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, sought and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromthereunder.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed,, waived,, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.,
Appears in 1 contract
Samples: Advisory Agreement (Municipal Fund for New York Investors Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.rules
Appears in 1 contract
Samples: Investment Management Agreement (Investors Fund Series)
