Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 959 contracts
Samples: Investment Management Agreement (Deutsche DWS Investment Trust), Investment Management Agreement (Deutsche DWS Investment Trust), Dodge & Cox Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 545 contracts
Samples: Investment Advisory Agreement (A&Q Multi-Strategy Fund), Investment Advisory Agreement (Cavanal Hill Funds), Transfer Agency Agreement (Principal Private Credit Fund I)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 447 contracts
Samples: Investment Sub Advisory Agreement (Octagon XAI CLO Income Fund), Investment Management Agreement (BlackRock Health Sciences Term Trust), Investment Management Agreement (BlackRock Energy & Resources Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 117 contracts
Samples: Investment Sub Advisory Agreement (Columbia Funds Series Trust), Investment Sub Advisory Agreement (Columbia Funds Variable Insurance Trust I), Agreement (Columbia Funds Variable Insurance Trust I)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 95 contracts
Samples: Administration Agreement (Blackrock Index Funds, Inc.), Accounting Support and Administration Agreement (Blackrock Index Funds, Inc.), Shareholders’ Administrative Services Agreement (BlackRock Funds III)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the Board of Trustees, including a majority of the members of the Board of Trustees who are not interested persons of the Advisor or the Sub-Advisor, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.
Appears in 92 contracts
Samples: Form Of (Trust for Advisor Solutions), Form Of (Trust for Advisor Solutions), Form Of (Trust for Advisor Solutions)
Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 68 contracts
Samples: Dealer Agreement (Ubs Money Series), Dealer Agreement (Ubs Money Series), Dealer Agreement (Ubs Index Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 61 contracts
Samples: Distribution Agreement (Usaa Mutual Funds Trust), Distribution Agreement (Victory Portfolios II), Distribution Agreement (Victory Variable Insurance Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, ; but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 51 contracts
Samples: Sub Advisory Agreement (JNL Series Trust), Advisory Agreement (JNL Series Trust), Agreement (JNL Series Trust)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 47 contracts
Samples: Investment Advisory Agreement (Harbor Funds II), Administration Agreement (Full Circle Capital Corp), Harbor ETF Trust
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, waiver or discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 46 contracts
Samples: Administrative Reimbursement Agreement (AB CarVal Credit Opportunities Fund), Administrative Reimbursement Agreement (AB CarVal Opportunistic Credit Fund), Administrative Reimbursement Agreement (AB Multi-Manager Alternative Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only orally except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 25 contracts
Samples: Investment Advisory Agreement (GNMA & US Government Target Maturity Fund for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free Fixed Income Fund v for Puerto Rico Residents, Inc.), Investment Advisory Agreement (Tax-Free Fixed Income Fund VI for Puerto Rico Residents, Inc.)
Amendment of this Agreement. No provision of this Agreement may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be become effective until approved in a manner consistent accordance with applicable requirements under the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 24 contracts
Samples: Investment Management Agreement (Allspring Funds Trust), Investment Management Agreement (Allspring Variable Trust), Investment Advisory Agreement (Allspring Master Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 23 contracts
Samples: Blackrock Funds Iv (BlackRock Funds IV), Form of Distribution Agreement (Blackrock Senior Floating Rate Fund Ii, Inc.), Allocation Target Shares (Blackrock Bond Allocation Target Shares)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved by vote of a majority of the outstanding voting securities of the Fund (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).
Appears in 20 contracts
Samples: Investment Subadvisory Agreement (Quaker Investment Trust), Investment Subadvisory Agreement (Quaker Investment Trust), Quaker Investment Trust Investment Subadvisory Agreement (Quaker Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 17 contracts
Samples: Agreement (Nations Separate Account Trust), Investment Advisory Agreement (Nations Master Investment Trust), Agreement (Nations Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any material amendment of this Agreement shall be effective until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromprovisions of Section 15 of the Investment Company Act.
Appears in 16 contracts
Samples: Investment Subadvisory Agreement (Nomura Alternative Income Fund), Subadvisory Agreement (American Century Etf Trust), Investment Subadvisory Agreement (American Century Capital Portfolios Inc)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Distribution Agreement (Variable Annuity Account A), Distribution Agreement (SBL Variable Annuity Account Xiv), Distribution Agreement (SBL Variable Annuity Account Xi)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder interpretive positions of the Securities and any applicable SEC exemptive order therefromExchange Commission under the 1940 Act.
Appears in 13 contracts
Samples: Hancock John Capital Series, Hancock John Capital Series, Hancock John Investment Trust Iii
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Harbor Funds II, Harbor Funds II, Harbor Funds II
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the requirements of the 1940 Act and rules and regulations thereunder and or any applicable SEC exemptive order or other relief therefrom.
Appears in 13 contracts
Samples: Sub Investment Advisory Agreement (BlackRock Private Investments Fund), Investment Management Agreement (BlackRock Private Investments Fund), Sub Investment Advisory Agreement (BlackRock Private Investments Fund)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 13 contracts
Samples: Exclusive Dealer Agreement (Painewebber Olympus Fund/Ny), Exclusive Dealer Agreement (Painewebber Financial Services Growth Fund Inc), Dealer Agreement (Mitchell Hutchins Securities Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 12 contracts
Samples: Distribution Agreement (Midas Series Trust), Item (Midas Series Trust), Distribution Agreement (Midas Perpetual Portfolio, Inc.)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 11 contracts
Samples: Sub Investment Advisory Agreement (Blackrock Pennsylvania Strategic Municipal Trust), Investment Management Agreement (Blackrock Strategic Municipal Trust), Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust)
Amendment of this Agreement. No provision of this Agreement may be changedchange, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 10 contracts
Samples: Investment Management Agreement (RCM Equity Funds Inc), Investment Management Agreement (RCM Equity Funds Inc), Investment Management Agreement (RCM Equity Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with by subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge waiver or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 10 contracts
Samples: Administration Agreement (John Hancock Financial Opportunities Fund), Legal Services Agreement (Hancock John Series Trust), Legal Services Agreement (Hancock John Tax Exempt Series Fund)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement affecting the Fund shall be effective effective, to the extent required by the 1940 Act, until approved the shareholders of the Fund approve such amendment in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and thereunder, subject to any applicable SEC exemptive order therefromorders of exemption issued by the SEC.
Appears in 10 contracts
Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved by the vote of a majority of the Trustees who are not parties to this Agreement or interested persons of any party to this Agreement, cast in person at a manner consistent with meeting called for the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrompurpose of voting on such approval.
Appears in 10 contracts
Samples: Investment Advisory Agreement (Weiss Fund), Investment Advisory Agreement (Weiss Treasury Fund), Investment Advisory Agreement (Weiss Treasury Fund)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 9 contracts
Samples: Sub Advisory Agreement (PNC Fund), Sub Advisory Agreement (Compass Capital Funds\), Sub Advisory Agreement (Blackrock Funds)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orallyterminated, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 9 contracts
Samples: Administration Agreement (Victory Institutional Funds), Administration Agreement (Victory Portfolios), Administration Agreement (Victory Variable Insurance Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 8 contracts
Samples: Distribution Agreement (Offit Investment Fund Inc), Distribution Agreement (Pacific Innovations Trust), Distribution Agreement (Time Horizon Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Master Portfolio(s).
Appears in 8 contracts
Samples: Sub Advisory Agreement (Nations Master Investment Trust), Sub Advisory Agreement (Nations Master Investment Trust), Sub Advisory Agreement (Nations Master Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable interpretative release or SEC exemptive order therefrom.
Appears in 8 contracts
Samples: Investment Advisory Agreement (Nomura Partners Funds, Inc.), Investment Advisory Agreement (Nomura Partners Funds, Inc.), Investment Advisory Agreement (Nomura Partners Funds, Inc.)
Amendment of this Agreement. No provision of this Sub-Advisory Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 7 contracts
Samples: Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust), Investment Sub Advisory Agreement (Rydex Variable Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 7 contracts
Samples: Investment Management Agreement (Blackrock New Jersey Municipal Income Trust), Investment Management Agreement (Blackrock Florida Municipal Income Trust), Investment Management Agreement (Blackrock New York Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement Contract may be amended, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 7 contracts
Samples: Exclusive Dealer Agreement (Painewebber Select Fund), Exclusive Dealer Agreement (Painewebber Investment Trust Ii), Exclusive Dealer Agreement (Mitchell Hutchins Portfolios)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement shall be effective until approved in by vote of the holders of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of such Series.
Appears in 7 contracts
Samples: Investment Advisory Agreement (Upright Investments Trust), Investment Advisory Agreement (Ashport Mutual Funds Trust), Investment Advisory Agreement (Upright Investments Trust)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in subject to the 0000 Xxx. The Company shall promptly provide a manner consistent with the 1940 Act and rules and regulations thereunder and copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.
Appears in 7 contracts
Samples: Investment Management Agreement (BlackRock Direct Lending Corp.), Investment Management Agreement (BlackRock Direct Lending Corp.), Investment Management Agreement (BlackRock TCP Capital Corp.)
Amendment of this Agreement. No provision of this Agreement Agree ment may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 7 contracts
Samples: Sub Investment Advisory Agreement (Blackrock Dividend Achievers Trust), Sub Investment Advisory Agreement (S&p Quality Rankings Global Equity Managed Trust), Sub Investment Advisory Agreement (Blackrock California Insured Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Master Portfolios.
Appears in 6 contracts
Samples: Columbia Funds Master Investment Trust, LLC, Investment Sub Advisory Agreement (Nations Master Investment Trust), Sub Advisory Agreement (Nations Master Investment Trust)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 6 contracts
Samples: Sub Advisory Agreement (Compass Capital Funds\), Sub Advisory Agreement (Blackrock Funds), Investment Advisory Agreement (Blackrock Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement shall be effective until approved in by the Board of Trustees, including a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromTrustees who are not interested persons of the Adviser or you or of the Trust.
Appears in 6 contracts
Samples: Harbor ETF Trust, Harbor Funds, Harbor Funds
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 6 contracts
Samples: Investment Management Agreement (Pennymac Financial Services, Inc.), Investment Management Agreement (PNMAC Mortgage Opportunity Fund, LLC), Investment Management Agreement (PNMAC Mortgage Opportunity Fund, LLC)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Sub Advisory Agreement (Nations Separate Account Trust), Sub Advisory Agreement (Nations Annuity Trust), Investment Sub Advisory Agreement (Nations Separate Account Trust)
Amendment of this Agreement. No provision of this Agreement may be ---------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Fairport Funds), Sub Advisory Agreement (Rembrandt Funds), Investment Sub (Advisors Inner Circle Fund)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Imperial Bancorp), Investment Advisory Agreement (Magna Funds /Ma/), Investment Advisory Agreement (Paragon Portfolio)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.is
Appears in 4 contracts
Samples: Sub Advisory Agreement (Pace Select Advisors Trust), Investment Management Agreement (Payden & Rygel Investment Group), Advisory Agreement (Armada Funds)
Amendment of this Agreement. No provision of this Agreement may be waived, changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the waiver, change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in by the vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Fund.
Appears in 4 contracts
Samples: Sub Advisory Agreement (Commerce Funds), Sub Advisory Agreement (Commerce Funds), Sub Advisory Agreement (Commerce Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 4 contracts
Samples: Administration Agreement (Blackrock Funds), Distribution Agreement (BlackRock CoRI Funds), Administration Agreement (BlackRock Funds II)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 12.
Appears in 4 contracts
Samples: Funds (Blackrock Funds), Sub Advisory Agreement (BlackRock Funds II), Sub Advisory Agreement (Blackrock Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged amended or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective until approved in a manner consistent accordance with the requirements of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 4 contracts
Samples: Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Chartwell Dividend & Income Fund Inc), Investment Management Agreement (Community Reinvestment Act Qualified Investment Fund)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 4 contracts
Samples: Funds Administration Agreement (PNC Fund), Agreement (Blackrock Funds), Administration Agreement (Compass Capital Funds\)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which an enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Market Street Fund Distribution Agreement (Market Street Fund Inc), Market Street Fund Distribution Agreement (Market Street Fund Inc), Market Street Fund Distribution Agreement (Market Street Fund Inc)
Amendment of this Agreement. No material provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma), Investment Sub Advisory Agreement (Ark Funds/Ma)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall will be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.as to
Appears in 3 contracts
Samples: Investment Advisory Agreement (Pacific Horizon Funds Inc), Investment Advisory Agreement (Pacific Horizon Funds Inc), Investment Advisory Agreement (Master Investment Trust Series I)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally; however, but the provisions of this Agreement may be changed, waived, discharged or terminated only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Torrey International Strategy Partners LLC), Investment Advisory Agreement (Torrey Multi Strategy Partners LLC), Form of Investment Advisory Agreement (Torrey Us Strategy Partners LLC)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination termi nation is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 3 contracts
Samples: Investment Management Agreement (Blackrock Florida Municipal Income Trust), Investment Management Agreement (Blackrock Municipal Income Trust Ii), Investment Management Agreement (Blackrock California Municipal Income Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party “party” against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Advisory Agreement (First Eagle Variable Funds), Investment Advisory Agreement (First Eagle Funds), First Eagle Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to approval to the extent required by the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromthe 1940 Act Rules.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (BlackRock Global Energy & Resources Trust), Investment Sub Advisory Agreement (Partners Balanced Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party "party" against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Distribution Plan and Agreement (First Eagle Sogen Funds Inc), First Eagle Sogen Funds Inc, First Eagle Sogen Overseas Variable Fund
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or or, terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Advisory Agreement (Sa Funds Investment Trust), Advisory Agreement (RWB Funds Investment Trust), Sa Funds Investment Trust
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom. 13.
Appears in 3 contracts
Samples: Distribution Agreement (Bull & Bear Gold Investors LTD), Distribution Agreement (Bull & Bear Gold Investors LTD), Distribution Agreement (Bull & Bear Special Equities Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 3 contracts
Samples: Investment Management Agreement (FS Investment Corp IV), Investment Management Agreement (FS Investment Corp III), Investment Management Agreement (Pennymac Financial Services, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changedamended, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the changeamendment, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and Act. The Company shall promptly provide a copy of any applicable SEC exemptive order therefromsuch amendment or waiver to any party entitled thereto.
Appears in 3 contracts
Samples: Investment Management Agreement (BlackRock TCP Capital Corp.), Fee Waiver Agreement (Franklin BSP Real Estate Debt BDC), Fee Waiver Agreement (BlackRock TCP Capital Corp.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 15.
Appears in 2 contracts
Samples: Investment Management Agreement (BlackRock Resources & Commodities Strategy Trust), Investment Management Agreement (BlackRock Enhanced Equity Dividend Trust)
Amendment of this Agreement. No provision of this Agreement may be --------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Blackrock High Yield Trust), Sub Investment Advisory Agreement (Blackrock High Yield Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, . waiver, discharge or termination is sought, and no . No material amendment of this Agreement shall be effective until approved by the vote of a majority of the outstanding voting securities of the applicable Funds (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct).
Appears in 2 contracts
Samples: Quaker Investment Trust Investment Advisory Agreement (Quaker Investment Trust), Quaker Investment Trust (Quaker Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. As applicable, and no any such amendment of this Agreement shall must be effective until approved in a the manner consistent with required by the 1940 Act and the rules and regulations thereunder and any applicable or in accordance with exemptive or other relief granted by the SEC exemptive order therefromor its staff.
Appears in 2 contracts
Samples: Distribution Agreement (DGI Investment Trust), Distribution Agreement (DGI Investment Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orallyterminated, but except as required by applicable law, and only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. Except as permitted by the 1940 Act or any rule thereunder or any exemptive order or no-action letter issued by the SEC thereunder, and no material amendment of this Agreement shall be effective until approved by vote of the holders of a majority of the Portfolio's outstanding voting securities (as defined in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.Act)
Appears in 2 contracts
Samples: Investment Management Agreement (Columbia Funds Trust Vii), Investment Management Agreement (Liberty Funds Trust Vii)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. To the extent required by the 1940 Act, and no amendment of this Agreement shall be effective until approved in by vote of a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromoutstanding voting securities of the Fund.
Appears in 2 contracts
Samples: Sub Investment Advisory Agreement (Emerald Funds), Sub Investment Advisory Agreement (Emerald Funds)
Amendment of this Agreement. No provision provisions of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom. 9.
Appears in 2 contracts
Samples: Administration Agreement (Commonwealth Cash Reserve Fund Inc), Administration Agreement (Commonwealth Cash Reserve Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Advisory Agreement (First Focus Funds Inc), Investment Advisory Agreement (First Omaha Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.by
Appears in 2 contracts
Samples: Hancock John World Fund, Hancock John Capital Series
Amendment of this Agreement. No provision provisions of this Agreement may be changed, amended, modified, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought. Changes, amendments, modifications, waivers, restatements, amendments to this Agreement and no amendment the discharge of specific obligations hereunder shall not be deemed a termination of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAgreement.
Appears in 2 contracts
Samples: Profit Sharing Agreement, Profit Sharing Agreement (Great Elm Capital Group, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party or Fund against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Investment Advisory Agreement (BlackRock CoRI Funds), Investment Advisory Agreement (BlackRock CoRI Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an a written instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Administrative Services Agreement (Trendstar Investment Trust), Administrative Services Agreement (Ashport Mutual Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the each party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Distribution Agreement (Artisan Partners Funds Inc), Distribution Agreement (Artisan Partners Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing 8 signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Investment Advisory and Administration Agreement (Schwab Charles Family of Funds), Schwab Charles Family of Funds
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective with respect to the Portfolio until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Arch Funds Inc), Sub Advisory Agreement (Arch Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 2 contracts
Samples: Sub Advisory Agreement (BlackRock CoRI Funds), Sub Advisory Agreement (BlackRock CoRI Funds)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 2 contracts
Samples: Amended Distribution Agreement (Atlas U.S. Tactical Income Fund), Administration Agreement (Invesco Global Health Sciences Fund)
Amendment of this Agreement. No provision of this Agreement Agree- ment may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no material amendment of this Agreement shall be effective until approved in by vote of a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrommajority of a Series' outstanding voting securities.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement Agree ment may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Investment Advisory Agreement (Blackrock New Jersey Strategic Municipal Trust)
Amendment of this Agreement. No provision of this Agreement may be ---------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Advisory Agreement (Blackrock Index Funds, Inc.)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.amendment
Appears in 1 contract
Samples: Harbor Fund
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, sought and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromthereunder.
Appears in 1 contract
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct. 13.
Appears in 1 contract
Samples: Investment Advisory Agreement Agreement (BlackRock Funds II)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only except by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Investment Advisory Agreement (First Focus Funds Inc)
Amendment of this Agreement. No provision of this Agreement may --------------------------- be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . No amendment of this Agreement shall be effective with respect to the Portfolio until approved in a manner consistent accordance with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Advisory Agreement (Mercantile Mutual Funds Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no . Any material amendment of this Agreement shall be effective until approved in a manner consistent accordance with the 1940 provisions of Section 15 of the Investment Company Act and rules and regulations thereunder and or otherwise in accordance with any applicable SEC exemptive exemption from such provisions granted to Adviser, Issuer and their affiliates pursuant to an order therefromissued by the SEC.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (American Century Capital Portfolios Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated terminat- ed orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiverwaiv- er, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Administration Agreement (Van Kampen Merritt Prime Rate Income Trust)
Amendment of this Agreement. No provision of this Agreement may be ----------------------------- changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge or termination is sought, and no amendment amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved in a the manner consistent with required by the 1940 Act and or the rules and regulations thereunder interpretive positions of the Securities and any applicable SEC exemptive order therefromExchange Commission under the 1940 Act.
Appears in 1 contract
Samples: Hancock John Equity Trust
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, ,discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.
Appears in 1 contract
Samples: Administration Agreement (Acm Government Income Fund Inc)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged discharged, or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, waiver, discharge discharge, or termination is sought. This Agreement may be amended with the approval of the Board; provided, and no that such amendment of this Agreement also shall be effective until approved in by a manner consistent with majority of the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromIndependent trustees/directors.
Appears in 1 contract
Samples: Distribution Agreement (Longleaf Partners Funds Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.7
Appears in 1 contract
Samples: Investors Fund Series
Amendment of this Agreement. No provision of this Agreement may be changed, changed waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom which enforcement of the change, change waiver, discharge or termination is sought, and no . Any amendment of this Agreement shall be effective until approved in a manner consistent with subject to the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefromAct.
Appears in 1 contract
Samples: Sub Sub Investment Advisory Agreement (Lincoln Variable Insurance Products Trust)
Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against whom enforcement of the change, waiver, discharge or termination is sought, and no amendment of this Agreement shall be effective until approved in a manner consistent with the 1940 Act and rules and regulations thereunder and any applicable SEC exemptive order therefrom.8
Appears in 1 contract
Samples: Investment Management Agreement (Kemper Aggressive Growth Fund)