Amendments to the Compliance Program. The CCO shall consult with the Trust and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 30 contracts
Samples: Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust), Chief Compliance Officer Services Agreement (ALPS Series Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust Board and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually. Additionally, the CCO will recommend amendments and draft policies and procedures as they pertain to:
A. consistency with regulatory expectations of risk-based policies and procedures;
B. maintenance of compliance with the Federal Securities Laws; and
C. consistency within the structure, organization and format of the policies and procedures.
Appears in 8 contracts
Samples: Chief Compliance Officer Services Agreement (WisdomTree Digital Trust), Chief Compliance Officer Services Agreement (HealthShares (TM) Inc.), Chief Compliance Officer Services Agreement (Realty Funds, Inc.)
Amendments to the Compliance Program. The CCO shall consult with the Trust Board of Trustees and its representatives officers as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 5 contracts
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Elevation ETF Trust), Chief Compliance Officer Services Agreement (Goehring & Rozencwajg Investment Funds)
Amendments to the Compliance Program. The CCO shall consult with the Trust Adviser and its representatives with respect to the Fund as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 3 contracts
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Financial Investors Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust Board and its representatives the Fund’s officers as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 3 contracts
Samples: Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund), Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund), Chief Compliance Officer Services Agreement (Broadstone Real Estate Access Fund, Inc.)
Amendments to the Compliance Program. The CCO shall consult with the Trust Board of Trustees and its representatives the Trust’s officers as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 3 contracts
Samples: Chief Compliance Officer Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Chief Compliance Officer Services Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Chief Compliance Officer Services Agreement (Financial Investors Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust CLIENT and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 3 contracts
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust), Services Agreement (EGA Emerging Global Shares Trust), Chief Compliance Officer Services Agreement (EGA Emerging Global Shares Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust Adviser and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust), Chief Compliance Officer Services Agreement (Financial Investors Trust)
Amendments to the Compliance Program. The CCO shall consult with the Board of Trustees, the Trust’s officers and legal counsel to the Trust and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Harvest Volatility Edge Trust), Chief Compliance Officer Services Agreement (Harvest Volatility Edge Trust)
Amendments to the Compliance Program. The CCO shall consult with the Board of Trustees of the Trust and its representatives officers as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 2 contracts
Samples: Chief Compliance Officer Services Agreement (Clough Funds Trust), Chief Compliance Officer Services Agreement (Clough Funds Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (ALPS ETF Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust Board and its representatives the Trust’s outside legal counsel as necessary or appropriate to amend, update and revise the Compliance Program as necessarynecessary or appropriate, but no less frequently than annually.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Principal Real Estate Income Fund)
Amendments to the Compliance Program. The CCO shall consult with the Trust Fund and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust and its representatives with respect to the Fund as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Financial Investors Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust CLIENT and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.. ___________________________
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Cook & Bynum Funds Trust)
Amendments to the Compliance Program. The CCO shall consult with the Trust Client and its representatives as necessary to amend, update and revise the Compliance Program as necessary, but no less frequently than annually.
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Centre Funds)
