Common use of Anti-Bribery and Anti-Money Laundering Laws Clause in Contracts

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule or regulation of any locality, including but not limited to any law, rule or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Progenity, Inc.), Purchase Agreement (Progenity, Inc.), Purchase Agreement (Progenity, Inc.)

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Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, and, to the Subsidiariesknowledge of the Company, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) applicable anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other applicable law, rule or regulation of similar purposes and scope scope, or (B) applicable anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Liqtech International Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates Company and employeesits subsidiaries, and, to the Company’s knowledge, its affiliates and any of their respective officers, directors, supervisors, managers, agents or employees has not violated, its participation in the offering will not violate, violate and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, with each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other applicable law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (Quicklogic Corporation), www.sec.gov, Quicklogic Corporation

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, or to the Subsidiaries, Company’s knowledge its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (WPP PLC)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, or to the Subsidiaries, Company’s knowledge its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Usa Technologies Inc), Underwriting Agreement (Usa Technologies Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employees, and, or to the Company’s knowledge, any of their respective the Company’s supervisors, managers, agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Purchase Agreement (Qumu Corp), Purchase Agreement (Qumu Corp)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, or to the Subsidiaries, Company’s knowledge its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder. The Company has instituted, maintains and enforces policies and procedures designed to ensure compliance with anti-bribery laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Airgain Inc), Underwriting Agreement (Airgain Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, its affiliates and, to the Subsidiariesknowledge of the Company, any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Sales Agreement (Marker Therapeutics, Inc.), Purchase Agreement (Marker Therapeutics, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (Ai) anti-bribery laws, including but not limited to, any applicable law, rule or regulation of any locality, including but not limited to any law, rule or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (Bii) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Progenity, Inc.), Securities Purchase Agreement (Progenity, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company and any of its officers, directors, supervisors, managers or employees, and, to the knowledge of the Company, the Subsidiaries, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its and the Company’s participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws, if applicable to the Company: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, or regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which the designation the United States representative to the group or organization continues to concuroccur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder. The Company has adopted a policy designed to ensure compliance with applicable anti-corruption and anti-bribery laws.

Appears in 2 contracts

Samples: Underwriting Agreement (Invuity, Inc.), Purchase Agreement (Invuity, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, and, to the Subsidiariesknowledge of the Company, any of their respective affiliates, officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its the Company’s participation in the offering will not violate, and the operations of Company and each of the Subsidiaries has instituted its subsidiaries are and maintains policies and procedures designed to ensure continued have been conducted at all times in compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates, any of their respective officers, directors, affiliates and supervisors, managers, employees, andor, to the knowledge of the Company’s knowledge, any of their respective agents agents, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Nuvectra Corp), Underwriting Agreement (Nuvectra Corp)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, Company and any of their respective its officers, directors, affiliates and supervisors, managers or employees, and, to the Company’s knowledge, its affiliates and any of their respective officers, directors, supervisors, managers, agents or employees, has not violated, its and the Company’s participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws, if applicable to the Company: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, or regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which the designation the United States representative to the group or organization continues to concuroccur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder. The Company has adopted a policy, effective as of the First Closing Date, designed to ensure compliance with applicable anti-corruption and anti-bribery laws.

Appears in 2 contracts

Samples: Purchase Agreement (Invuity, Inc.), Purchase Agreement (Invuity, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, any of their respective officers, directors, its controlled affiliates and employees, and, to the Company’s knowledge, any of their respective agents officers, directors, supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Leaf Group Ltd.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employeesits subsidiaries, and, to the Company’s knowledge, any of their respective agents officers, directors, supervisors, managers, agents, employees or affiliates, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Chembio Diagnostics, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company and its subsidiaries and, to the knowledge of the Company, the Subsidiaries, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures reasonably designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section U.S.C. Sections 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Catalyst Biosciences, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, or to the Subsidiaries, Company’s knowledge its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (OptimizeRx Corp)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the its Subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employees, and, to the knowledge of the Company’s knowledge, any of their respective supervisors, managers, agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the its Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Heritage Global Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company; its subsidiaries, the Subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective supervisors, managers, agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (RiceBran Technologies)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, its affiliates, and, to the Subsidiariesknowledge of the Company, any of their respective officers, directors, affiliates and employeessupervisors, andmanagers, to the Company’s knowledge, any of their respective agents or employees has not violated, its participation in the offering will not violate, violate and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, with each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (CUI Global, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries and to the Subsidiaries, Company’s knowledge its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Subscription Agreement (Usa Technologies Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective supervisors, managers, agents or employees has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, with each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Diversified Restaurant Holdings, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, employees, andor, to the Company’s knowledge, any of their respective agents agents, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (XBiotech Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, and, to the SubsidiariesCompany's knowledge, any of their respective officers, directors, affiliates and employeessupervisors, andmanagers, to the Company’s knowledgeagents, any of their respective agents employees or affiliates, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Chembio Diagnostics, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates, any of their respective officers, directors, affiliates and supervisors, managers, employees, andor, to the knowledge of the Company’s knowledge, any of their respective agents agents, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Equity Distribution Agreement (Nuvectra Corp)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries its affiliates, any of their respective officers, officers and directors, affiliates and employees, and, to the knowledge of the Company’s knowledge, any of their respective agents supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures reasonably designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (aTYR PHARMA INC)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, its subsidiaries and any of their respective officers, officers and directors, affiliates and employees, and, or to the Company’s knowledge, any of their respective agents controlled affiliates, employees or authorized agents, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Valeritas Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of Company and its subsidiaries and their respective officers, directors, affiliates officers and employees, directors (or persons performing similar functions) and, to the Company’s knowledge, any of their respective agents and employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other applicable law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Orion Energy Systems, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, and, to the Subsidiariesknowledge of the Company, any of their respective officers, directors, affiliates and supervisors, managers, affiliates, agents or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued material compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Streamline Health Solutions Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employeessupervisors or managers, andor, to the Company’s knowledge, any of their respective agents agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Limoneira CO)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the its Subsidiaries, its affiliates, any of their respective officers, directors, affiliates and supervisors, managers, employees, andor, to the knowledge of the Company’s knowledge, any of their respective agents agents, has not violated, its participation in the offering will not violate, and the Company and each of the its Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Endologix Inc /De/)

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Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, its affiliates and, to the Subsidiariesknowledge of the Company, any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to each in their respective roles with the Company’s knowledge, any of their respective agents has not violated, and its participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each any of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any localitylocality in which the Company does business, including but not limited to any applicable law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 19771977 (the “FCPA”), as amended, the U.K. Xxxxxxx Xxx 00000000 (to the extent applicable), or any other applicable law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Securities Purchase Agreement (Novan, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates Company and employeesits subsidiaries, and, to the Company’s knowledge, its affiliates and any of their respective officers, directors, supervisors, managers, agents or employees has not violated, its participation in the offering will not violate, violate and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Fusion Telecommunications International Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employeesits subsidiaries, and, to the Company’s knowledge, any of their respective agents officers, directors, supervisors, managers, agents, employees or affiliates, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Chembio Diagnostics, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries and, to the SubsidiariesCompany’s knowledge, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000Bribery Act 2010, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Subscription Agreement (Powerfleet, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule or regulation of any locality, including but not limited to any law, rule or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000Bribery Act 2010, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Distribution Agreement (Biora Therapeutics, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Company and its Material Subsidiaries, any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, its affiliates and any of their the Company’s or its Material Subsidiaries’ respective agents officers, directors, supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the its Material Subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Identiv, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, its subsidiaries and any of their respective officers, officers and directors, affiliates and employees, and, or to the Company’s knowledge, any of their respective agents affiliates, employees or authorized agents, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Valeritas Holdings Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, officers and directors, affiliates and employees, and, to the knowledge of the Company’s knowledge, any of their respective agents supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Conns Inc)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its controlled affiliates and any of their respective officers, officers or directors, affiliates and employees, and, to the Company’s knowledge, knowledge of the Company any of their respective agents supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has its subsidiaries have instituted and maintains maintain policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other applicable law, rule or regulation of similar purposes and scope scope, or (B) applicable anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Edap TMS Sa)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, its subsidiaries, its affiliates and, to the Subsidiariesknowledge of the Company, any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Pfenex Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates supervisors and employeesmanagers, and, to the Company’s knowledge, any of their respective agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Histogenics Corp)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and US.131466268.03 maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Phunware, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, any of their respective officers, directors, its controlled affiliates and employees, and, to the Company’s knowledge, any of their respective agents officers, directors, supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Leaf Group Ltd.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company and its subsidiaries, and to the Company’s knowledge, the Subsidiaries, its affiliates and any of their respective officers, directors, affiliates and supervisors, managers, agents, or employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Synlogic, Inc.

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employeessupervisors or managers, and, or to the Company’s knowledge, any of their respective agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Alcobra Ltd.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of its subsidiaries and their respective directors and officers, directorsand to the knowledge of the Company, affiliates its and its subsidiaries respective supervisors, managers, employees, and, to the Company’s knowledge, any of their respective agents or affiliates has not violated, its participation in the offering will not violate, violate and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, with each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder. The Company has instituted, maintains and enforces policies and procedures designed to ensure compliance with anti-bribery laws.

Appears in 1 contract

Samples: Underwriting Agreement (Motorsport Gaming Us LLC)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiaries, any of their respective officers, directors, affiliates and employees, and, to the Company’s knowledge, any of their respective agents has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has have instituted and maintains maintain policies and procedures designed to ensure continued compliance with, each of the following laws: (Ai) anti-bribery laws, including but not limited to, any applicable law, rule or regulation of any locality, including but not limited to any law, rule or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope or (Bii) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section U.S.C. §§ 1956 and 1957, the Patriot Act, the Bank Secrecy Act and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Securities Purchase Agreement (Sonendo, Inc.)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its controlled affiliates and any of their respective officers, officers or directors, affiliates and employees, and, to the Company’s knowledge, knowledge of the Company any of their respective agents supervisors, managers, agents, or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries has its subsidiaries have instituted and maintains maintain policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Bxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. US. Code section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Purchase Agreement (Edap TMS Sa)

Anti-Bribery and Anti-Money Laundering Laws. Each of the Company, the Subsidiariesits subsidiaries, its affiliates and any of their respective officers, directors, affiliates and employees, and, to the Company’s 's knowledge, any of their respective supervisors, managers, agents or employees, has not violated, its participation in the offering will not violate, and the Company and each of the Subsidiaries its subsidiaries has instituted and maintains policies and procedures designed to ensure continued compliance with, each of the following laws: (A) anti-bribery laws, including but not limited to, any applicable law, rule rule, or regulation of any locality, including but not limited to any law, rule rule, or regulation promulgated to implement the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions, signed December 17, 1997, including the U.S. Foreign Corrupt Practices Act of 1977, as amended, the U.K. Xxxxxxx Xxx 0000, or any other law, rule or regulation of similar purposes and scope scope, or (B) anti-money laundering laws, including but not limited to, applicable federal, state, international, foreign or other laws, regulations or government guidance regarding anti-money laundering, including, without limitation, Title 18 U.S. Code section Section 1956 and 1957, the Patriot Act, the Bank Secrecy Act Act, and international anti-money laundering principles or procedures by an intergovernmental group or organization, such as the Financial Action Task Force on Money Laundering, of which the United States is a member and with which designation the United States representative to the group or organization continues to concur, all as amended, and any Executive executive order, directive directive, or regulation pursuant to the authority of any of the foregoing, or any orders or licenses issued thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Inotiv, Inc.)

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