Common use of Anti-Money Laundering and Anti-Terrorism Laws Clause in Contracts

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 3 contracts

Samples: Financing Agreement (Tpi Composites, Inc), Financing Agreement (Tpi Composites, Inc), Financing Agreement (Tpi Composites, Inc)

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Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans Loans, Letters of Credit or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, any of their agents acting in any capacity in connection with the Loans Loans, Letters of Credit or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 2 contracts

Samples: Financing Agreement (Tpi Composites, Inc), Financing Agreement (Tpi Composites, Inc)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of nor any Loan Party, any officer, officer or director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Financing Agreement (Patriot National, Inc.)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate Subsidiary of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate Subsidiary of any of the Loan Parties, nor any officer or director of any of the Loan Parties, nor, to the knowledge of any the Loan PartyParties, any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ ' respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any the Loan PartyParties, any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Financing Agreement (Itt Educational Services Inc)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Covered Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or or, to the Loan Parties’ knowledge, conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Covered Affiliate of any of the Loan Parties, nor, to the knowledge of nor any Loan Party, any officer, officer or director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Financing Agreement (GP Investments Acquisition Corp.)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, nor any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties' respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Loan Agreement (Otelco Inc.)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None To the knowledge of the Loan Parties, none of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated in the past six years or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in the past six years or conspired is engaging in or attempting to engage in any transaction that violates, evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, avoids any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor nor, to the knowledge of the Loan Parties, any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, any officer, officer or director or principal shareholder or owner of any of the Loan Parties, nor or any of the Loan Parties' respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None To the knowledge of the Loan Parties, nornone of the Loan Parties, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the direct benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the direct benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions ProgramsPrograms except to the extent authorized under the Anti-Money Laundering and Anti-Terrorism Laws.

Appears in 1 contract

Samples: Financing Agreement (Avid Technology, Inc.)

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Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor nor, to the knowledge of any Loan Party, any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, any Affiliate of any of the Loan Parties, or any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, Parties (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions ProgramsPrograms in violation of any Requirements of Law.

Appears in 1 contract

Samples: Financing Agreement (Hc2 Holdings, Inc.)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor to the knowledge of the Loan Parties, any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor to the knowledge of the Loan Parties, any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, nor any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Financing Agreement (Limbach Holdings, Inc.)

Anti-Money Laundering and Anti-Terrorism Laws. (i) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (ii) None of the Loan Parties, nor any Affiliate of any of the Loan Parties, nor, to the knowledge of any Loan Party, nor any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunder, is a Blocked Person. (iii) None of the Loan Parties, nor, to the knowledge of any Loan Party, nor any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions Programs.

Appears in 1 contract

Samples: Financing Agreement (Rhino Resource Partners LP)

Anti-Money Laundering and Anti-Terrorism Laws. (ia) None of the Loan PartiesGroup Companies, nor nor, to the knowledge of the Company, any Affiliate of any of the Loan PartiesGroup Companies, has violated or is in violation of any of the Anti-Money Laundering and Anti-Terrorism Laws or has engaged in or conspired to engage in any transaction that evades or avoids, or has the purpose of evading or avoiding, or attempts to violate, any of the Anti-Money Laundering and Anti-Terrorism Laws. (iib) None of the Loan Parties, nor any Affiliate of any of the Loan PartiesGroup Companies, nor, to the knowledge of the Company, any Loan PartyAffiliate of any of the Group Companies, or any officer, director or principal shareholder or owner of any of the Loan Parties, nor any of the Loan Parties’ respective agents acting or benefiting in any capacity in connection with the Loans or other transactions hereunderGroup Companies, is a Blocked PersonPerson (as defined in the Financing Agreement). (iiic) None of the Loan Parties, nor, to the knowledge of any Loan Party, any of their agents acting in any capacity in connection with the Loans or other transactions hereunder, Group Companies (A) conducts any business with or for the benefit of any Blocked Person or engages in making or receiving any contribution of funds, goods 7 US-DOCS\104386695.9 or services to, from or for the benefit of any Blocked Person, or (B) deals in, or otherwise engages in any transaction relating to, any property or interests in property blocked or subject to blocking pursuant to any OFAC Sanctions ProgramsPrograms in violation of any Requirements of Law.

Appears in 1 contract

Samples: Securities Purchase Agreement (Hc2 Holdings, Inc.)

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