Anti-Money Laundering and Customer Identification. The parties acknowledge that the SEC and the United States Treasury Department have adopted a series of rules and regulations arising out of the USA PATRIOT Act (together with such rules and regulations, the “AML-CIP Regulations”), specifically requiring certain financial institutions, including Unified Financial and Dealer, to establish a written anti-money laundering and customer identification program (an “AML-CIP Program”);
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Samples: Mutual Fund Sales and Services Agreement (Huntington Funds), Services Agreement (Huntington Funds)
Anti-Money Laundering and Customer Identification. The parties acknowledge that the SEC and the United States Treasury Department have adopted a series of rules and regulations arising out of the USA PATRIOT Act (together with such rules and regulations, the “AML-CIP Regulations”), specifically requiring certain financial institutions, including Unified Financial FSC and Dealer, to establish a written anti-money laundering and customer identification program (an “AML-CIP Program”);
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Samples: Dealer Agreement (Nationwide Variable Account), Dealer Agreement (Jefferson National Life Annuity Account G)
Anti-Money Laundering and Customer Identification. The parties acknowledge that the SEC and the United States Treasury Department have adopted a series of rules and regulations arising out of the USA PATRIOT Act (together with such rules and regulations, the “"AML-CIP Regulations”"), specifically requiring certain financial institutions, including Unified Financial FSC and Dealer, to establish a written anti-money laundering and customer identification program (an “"AML-CIP Program”");
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Anti-Money Laundering and Customer Identification. 9.1(a) The parties acknowledge that the SEC and the United States Treasury Department have adopted a series of rules and regulations arising out of the USA PATRIOT Act (together with such rules and regulations, the “AML-CIP Regulations”), specifically requiring certain financial institutions, including Unified Financial and Dealer, institutions to establish a written anti-money laundering and customer identification program (an “AML-CIP Program”);.
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Samples: Participation Agreement (TIAA Separate Account VA-3)
Anti-Money Laundering and Customer Identification. The parties acknowledge that the SEC and the United States Treasury Department have adopted a series of rules and regulations arising out of the USA PATRIOT Act (together with such rules and regulations, the “"AML-CIP Regulations”"), specifically requiring certain financial institutions, including Unified Financial Federated and DealerHartford, to establish a written anti-money laundering and customer identification program (an “"AML-CIP Program”");
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Samples: Fund Participation Agreement (Hartford Life Insurance Co Separate Account 11)