Anti-Money Laundering Compliance Program. The USA PATRIOT Act imposes certain obligations on Broker-Dealers through new anti-money laundering provisions and amendments to the Bank Secrecy Act. Distributor agrees to adopt appropriate policies and procedures sufficient to ensure compliance with federal anti-money laundering laws and regulations, including the following:
Appears in 23 contracts
Samples: Distribution Agreement (Keystone Mutual Funds), Distribution Agreement (Keystone Mutual Funds), Distribution Agreement (First American Strategy Funds Inc)
