Anti-Money Laundering Compliance Programs. Our acceptance of this Soliciting Dealer Agreement constitutes a representation to you that we have established and implemented an anti-money laundering compliance program in accordance with FINRA Rule 3011 and Section 352 of the Money Laundering Abatement Act reasonably expected to detect and cause reporting of suspicious transactions in connection with the sale of this security.
Appears in 4 contracts
Samples: Soliciting Dealer Agreement (Reef Oil & Gas Drilling & Income Fund, L.P.), Soliciting Dealer Agreement (Reef Oil & Gas Drilling & Income Fund, L.P.), Soliciting Dealer Agreement (Reef 2012 - 2013 Drilling Fund, L.P.)
Anti-Money Laundering Compliance Programs. Our acceptance of this Soliciting Dealer Agreement constitutes a representation to you that we have established and implemented an anti-money laundering compliance program in accordance with FINRA NASD Rule 3011 and Section 352 of the Money Laundering Abatement Act reasonably expected to detect and cause reporting of suspicious transactions in connection with the sale of this security.
Appears in 4 contracts
Samples: Reef Global Energy Ventures II, Reef Global Energy Ventures II, Reef Global Energy Ventures II
Anti-Money Laundering Compliance Programs. Our Your acceptance of this Soliciting Dealer Agreement constitutes a representation to Crown that you that we have established and implemented an anti-money laundering compliance program in accordance with FINRA Rule 3011 and Section 352 of the Money Laundering Abatement Act reasonably expected to detect and cause reporting of suspicious transactions in connection with the sale of this security.
Appears in 3 contracts
Samples: Broker Dealer Agreement (Crown Energy Fund I Lp), Broker Dealer Agreement (Crown Exploration Fund I, L.P.), Broker Dealer Agreement (Crown Exploration Fund I, L.P.)
