Common use of Anti-Money Laundering Provisions Clause in Contracts

Anti-Money Laundering Provisions. Neither the Investor nor (i) any person controlling or controlled by the Investor, (ii) any person having a beneficial interest in the Investor, or (iii) any person for whom the Investor is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s Office of Foreign Assets Control. No funds the Investor used or will use for the purchase of Series A-1 Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the Investor, including U.S. anti-money laundering laws and regulations. The Investor agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l) cease to be true and accurate regarding the Investor. The Investor also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s investment in the Series A-1 Preferred Units. The Investor further understands that the Partnership may release confidential information about the Investor and, if applicable, any underlying beneficial owners of the Investor, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules.

Appears in 3 contracts

Samples: Exchange Agreement (Greystone Housing Impact Investors LP), Exchange Agreement (Greystone Housing Impact Investors LP), Exchange Agreement (America First Multifamily Investors, L.P.)

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Anti-Money Laundering Provisions. Neither the Investor nor (i) any person controlling or controlled by the Investor, (ii) any person having a beneficial interest in the Investor, or (iii) any person for whom the Investor is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s Office of Foreign Assets Control. No funds the Investor used or will use for the purchase of Series A-1 Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the Investor, including U.S. anti-money laundering laws and regulations. The Investor agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l) cease to be true and accurate regarding the Investor. The Investor also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s investment in the Series A-1 Preferred Units. The Investor further understands that the Partnership may release confidential information about the Investor and, if applicable, any underlying beneficial owners of the Investor, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules.. Exchange Agreement

Appears in 2 contracts

Samples: Exchange Agreement (America First Multifamily Investors, L.P.), Exchange Agreement (America First Multifamily Investors, L.P.)

Anti-Money Laundering Provisions. Neither the Investor Subscriber nor (i) any person controlling or controlled by the InvestorSubscriber, (ii) any person having a beneficial interest in the InvestorSubscriber, or (iii) any person for whom the Investor Subscriber is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s Office of Foreign Assets Control. No funds the Investor used or Subscriber will use for the purchase of Series A-1 A Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the InvestorSubscriber, including U.S. anti-money laundering laws and regulations. The Investor Subscriber agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l3(m) cease to be true and accurate regarding the InvestorSubscriber. The Investor Subscriber also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor Subscriber that the Partnership or General Partner Subscription Agreement deems necessary or convenient to ensure compliance with the foregoing representations. The Investor Subscriber understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the InvestorSubscriber’s investment in the Series A-1 A Preferred Units. The Investor Subscriber further understands that the Partnership may release confidential information about the Investor Subscriber and, if applicable, any underlying beneficial owners of the InvestorSubscriber, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules.

Appears in 1 contract

Samples: Subscription Agreement (America First Multifamily Investors, L.P.)

Anti-Money Laundering Provisions. Neither the Investor nor (i) any person controlling or controlled by the Investor, (ii) any person having a beneficial interest in the Investor, or (iii) any person for whom the Investor is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s Office of Foreign Assets Control. No funds the Investor used or will use for the purchase of Series A-1 B Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the Investor, including U.S. anti-money laundering laws and regulations. The Investor agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l) cease to be true and accurate regarding the Investor. The Investor also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s investment in the Series A-1 B Preferred Units. The Investor further understands that the Partnership may release confidential information about the Investor and, if applicable, any underlying beneficial owners of the Investor, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules. Exhibit 4.7 (m) No Right to Require Registration Upon Resale. The Investor understands that the Investor has no right to require the Partnership to register the further resale of the Investor’s Series B Preferred Units under federal or state securities laws at any time.

Appears in 1 contract

Samples: Exchange Agreement (Greystone Housing Impact Investors LP)

Anti-Money Laundering Provisions. Neither the Investor Subscriber nor (i) any person controlling or controlled by the InvestorSubscriber, (ii) any person having a beneficial interest in the InvestorSubscriber, or (iii) any person for whom the Investor Subscriber is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s 's Office of Foreign Assets Control. No funds the Investor used or Subscriber will use for the purchase of Series A-1 A Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws Jaws and regulations applicable to the InvestorSubscriber, including U.S. anti-money laundering laws and regulations. The Investor Subscriber agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l3(m) cease to be true and accurate regarding the InvestorSubscriber. The Investor Subscriber also agrees to provide the Partnership and the General Partner with any additional additional· information regarding the Investor Subscriber that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor Subscriber understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s Subscriber's investment in the Series A-1 A Preferred Units. The Investor Subscriber further understands that the Partnership may release of confidential information about the Investor Subscriber and, if applicable, any underlying beneficial owners of the InvestorSubscriber, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of if the Partnership in light of the foregoing described anti-money laundering rules.

Appears in 1 contract

Samples: Subscription Agreement (America First Multifamily Investors, L.P.)

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Anti-Money Laundering Provisions. Neither the Investor nor (i) any person controlling or controlled by the Investor, (ii) any person having a beneficial interest in the Investor, or (iii) any person for whom the Investor is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s Office of Foreign Assets Control. No funds the Investor used or will use for the purchase of Series A-1 B Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the Investor, including U.S. anti-anti- money laundering laws and regulations. The Investor agrees to promptly notify the Partnership if any of the foregoing representations in this Section 4(l) cease to be true and accurate regarding the Investor. The Investor also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s investment in the Series A-1 B Preferred Units. The Investor further understands that the Partnership may release confidential information about the Investor and, if applicable, any underlying beneficial owners of the Investor, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules.

Appears in 1 contract

Samples: Exchange Agreement (Greystone Housing Impact Investors LP)

Anti-Money Laundering Provisions. Neither the Investor Subscriber nor (i) any person controlling or controlled by the InvestorSubscriber, (ii) any person having a beneficial interest in the InvestorSubscriber, or (iii) any person for whom the Investor Subscriber is acting as agent or nominee in connection with this investment, is a person or entity with which the Partnership would be prohibited from engaging in a transaction under the rules and regulations administered by the U.S. Treasury Department’s 's Office of Foreign Assets Control. , No funds the Investor used or Subscriber will use for the purchase of Series A-1 A Preferred Units either now or for any future capital contributions, if any, were, and are not directly or indirectly derived from, activities that contravene U.S. federal, state, local, or international laws and regulations applicable to the InvestorSubscriber, including U.S. anti-money laundering laws and regulations. The Investor Subscriber agrees to promptly notify noti9' the Partnership if any of the foregoing representations in this Section 4(l3(m) cease to be true and accurate regarding the InvestorSubscriber. The Investor Subscriber also agrees to provide the Partnership and the General Partner with any additional information regarding the Investor Subscriber that the Partnership or General Partner deems necessary or convenient to ensure compliance with the foregoing representations. The Investor Subscriber understands and agrees that if at any time it is discovered that any of the foregoing representations are incorrect, or if otherwise required by applicable law or regulation related to money laundering or similar activities, the Partnership may undertake appropriate actions to ensure compliance with applicable laws or regulations, including, but not limited to, segregation and/or redemption of the Investor’s Subscriber's investment in the Series A-1 A Preferred Units. The Investor Subscriber further understands that the Partnership may release confidential information about the Investor Subscriber and, if applicable, any underlying beneficial owners of the InvestorSubscriber, to the proper authorities if the General Partner, in its sole discretion, determines that it is in the best interests of the Partnership in light of the foregoing described anti-money laundering rules.

Appears in 1 contract

Samples: Subscription Agreement (America First Multifamily Investors, L.P.)

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