Common use of Anti-Money Laundering Services Clause in Contracts

Anti-Money Laundering Services. In each case consistent with and as required or permitted by the written anti-money laundering program (“AML Program”) of the Client: (a) Where appropriate and information is available, take reasonable measures to verify shareholder identity upon opening new accounts. (b) Monitor, identify and report shareholder transactions and identify and report suspicious activities that are required to be so identified and reported, and provide other required information to the SEC, the U.S. Treasury Department, the Internal Revenue Service or each agency’s designated agent. (c) Place holds on transactions in shareholder accounts or freeze assets in shareholder accounts. (d) Maintain records or other documentation related to shareholder accounts and transactions that are required to be prepared and maintained pursuant to the Client’s AML Program, and make the same available the Client, the individual appointed as the Client’s anti-money laundering compliance officer (“AML Compliance Officer”), the Client’s auditors and regulatory or law enforcement authorities. (e) Review Shareholder names against lists of suspected terrorist and terrorist organizations supplied by various governmental organizations, such as the Office of Foreign Asset Control.

Anti-Money Laundering Services. In each case consistent with and as required or permitted by the written anti-money laundering program (“AML Program”) of the ClientFunds: (a) Where appropriate and information is available, take reasonable measures to verify shareholder identity upon opening new accounts. (b) Monitor, identify and report shareholder transactions and identify and report suspicious activities that are required to be so identified and reported, and provide other required information to the SEC, the U.S. Treasury Department, the Internal Revenue Service or each agency’s designated agent. (c) Place holds on transactions in shareholder accounts or freeze assets in shareholder accounts. (d) Maintain records or other documentation related to shareholder accounts and transactions that are required to be prepared and maintained pursuant to the Client’s Funds’ AML Program, and make the same available to the Client, the individual appointed as the Client’s Funds’ anti-money laundering compliance officer (“AML Compliance Officer”), the Client’s Funds’ auditors and regulatory or law enforcement authorities. (e) Review Shareholder names against lists of suspected terrorist and terrorist organizations supplied by various governmental organizations, such as the Office of Foreign Asset Control.

Anti-Money Laundering Services. In each case consistent with and as required or permitted by the written anti-money laundering program (“AML Program”) of the ClientFund: (a) Where appropriate and information is available, take reasonable measures to verify shareholder identity upon opening new accounts. (b) Monitor, identify and report shareholder transactions and identify and report suspicious activities that are required to be so identified and reported, and provide other required information to the SEC, the U.S. Treasury Department, the Internal Revenue Service or each agency’s designated agent. (c) Place holds on transactions in shareholder accounts or freeze assets in shareholder accounts. (d) Maintain records or other documentation related to shareholder accounts and transactions that are required to be prepared and maintained pursuant to the ClientFund’s AML Program, and make the same available the ClientFund, the individual appointed as the ClientFund’s anti-money laundering compliance officer (“AML Compliance Officer”), the ClientFund’s auditors and regulatory or law enforcement authorities. (e) Review Shareholder names against lists of suspected terrorist and terrorist organizations supplied by various governmental organizations, such as the Office of Foreign Asset Control.

Anti-Money Laundering Services. In each case consistent with and as required or permitted by the written anti-money laundering program (“AML Program”) of the ClientFunds: (a) Where appropriate and information is available, take reasonable measures to verify shareholder identity upon opening new accounts. (b) Monitor, identify and report shareholder transactions and identify and report suspicious activities that are required to be so identified and reported, and provide other required information to the SEC, the U.S. Treasury Department, the Internal Revenue Service or each agency’s designated agent. (c) Place holds on transactions in shareholder accounts or freeze assets in shareholder accounts. (d) Maintain records or other documentation related to shareholder accounts and transactions that are required to be prepared and maintained pursuant to the Client’s Funds’ AML Program, and make the same available to the ClientTrust, the individual appointed as the Client’s Funds’ anti-money laundering compliance officer (“AML Compliance Officer”), the Client’s Funds’ auditors and regulatory or law enforcement authorities. (e) Review Shareholder names against lists of suspected terrorist and terrorist organizations supplied by various governmental organizations, such as the Office of Foreign Asset Control.