Applicable Law and SRO Requirements. 5.4 The T2CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 3 contracts
Samples: Uniform Type 2 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement, Uniform Type 2 Introducer/Carrier Broker Agreement
Applicable Law and SRO Requirements. 5.4 The T2CB T4CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 2 contracts
Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Applicable Law and SRO Requirements. 5.4 The T2CB T3CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 2 contracts
Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Applicable Law and SRO Requirements. 5.4 The T2CB T1CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by in Parts 9, 10 and 11 of this Agreement.
Appears in 2 contracts
Samples: Uniform Type 1 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Applicable Law and SRO Requirements. 5.4 The T2CB 4The T3CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 1 contract
Applicable Law and SRO Requirements. 5.4 The 4The T2CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 1 contract
Applicable Law and SRO Requirements. 5.4 The T2CB 4The T4CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by this Agreement.
Appears in 1 contract
Applicable Law and SRO Requirements. 5.4 The T2CB 4The T1CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by in Parts 9, 10 and 11 of this Agreement.
Appears in 1 contract
Applicable Law and SRO Requirements. 5.4 The T2CB T1CB shall comply with all applicable law and SRO Requirements as the same relate to the Services and to all other matters and proceedings to be provided or contemplated to be provided by it by in Parts 9, 10 and 11 of this Agreement.
6. Undertakings of the T1IB
Appears in 1 contract
Samples: Introducer/Carrier Broker Agreement
