Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications
Appears in 2 contracts
Samples: Underwriting Agreement (Adelphia Business Solutions Inc), Underwriting Agreement (Adelphia Communications Corp)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that 35 If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company Company, the Principal Shareholder, each of the Selling Shareholders and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSMETRO INFORMATION SERVICES, INC. By: /s/--------------------------- Xxxx Xxxxxxxxx X. Xxxx, President THE PRINCIPAL SHAREHOLDER: ----------------------------------- Name: Xxxx Xxxxxxxxx TitleX. Xxxx THE SELLING SHAREHOLDERS: Vice President By: ---------------------------- Xxxx X. Xxxx Attorney-in-Fact By: ---------------------------- Xxxxxx X. Xxxxxxx Attorney-in-Fact By: ---------------------------- Xxxxx X. Xxxxx Attorney-in-Fact By: ---------------------------- Xxxxxx X. Xxxxxx Attorney-in-Fact By: ---------------------------- Xxxxxxxx X. Xxxx Attorney-in-Fact 36 The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORPINCORPORATED X.X. XXXXXXXX & CO. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESTHE XXXXXXXX-XXXXXXXX COMPANY, INC. By: XXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on Schedule (including themselves) identified in SCHEDULE I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS------------------------------------ AUTHORIZED REPRESENTATIVE METRO INFORMATION SERVICES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESSchedule I [Underwriters] METRO INFORMATION SERVICES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE . Schedule II None SCHEDULE [Selling Shareholders] METRO INFORMATION SERVICES, INC. Schedule III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications[Lock-up Agreement Shareholders]
Appears in 2 contracts
Samples: Metro Information Services (Metro Information Services Inc), Metro Information Services (Metro Information Services Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. 42 Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSALLIANCE [CALIFORNIA] [NEW YORK] MUNICIPAL INCOME FUND, INC. By: /s/Xxxx Xxxxxxxxx ___________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel ALLIANCE CAPITAL MANAGEMENT L.P. By: ALLIANCE CAPITAL MANAGEMENT CORPORATION, its general partner By: ____________________________ Name: Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSX.X. XXXXXXX & SONS, INC. Underwriter Number of Firm Shares PRUDENTIAL SECURITIES INCORPORATED UBS WARBURG LLC XXXXXXX, XXXXXX & CO. WEDBUSH XXXXXX SECURITIES, INC. XXXXX FARGO XXX XXXXXX, LLC AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 . By: _____________________ Title: Director SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, I Name of Underwriters Number of Common Shares Xxxxxxx Xxxxx Xxxxxx Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsTotal
Appears in 1 contract
Samples: Underwriting Agreement (Alliance National Municipal Income Fund)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable to contracts agreements made and to be performed within the State of New Yorkentirely in said State. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, Wachovia and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSWACHOVIA COMMERCIAL MORTGAGE SECURITIES, INC. By: /s/Xxxx Xxxxxxxxx /s/ William J. Cohane ------------------------------- Name: Xxxx William J. Cohane Title: Vixx Xxxxxxxxx WACHOVIA BANK, NATIONAL ASSOCIATION By: /s/ Alan Kronovet ------------------------------- Name: Alan Kronovet Title: Vice President Pxxxxxxxx The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INCwritten. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX /s/ F. Blake O'Connor ------------------------------- Name: F. Blake O'Connor Title: Vixx Xxxxxxxxx GREENWICH CAPITAL MARKETS, INC. By: /s/ Xxxxxxx X. Xxxxxxx Philip G. Holmes ------------------------------- Name: Xxxxxxx X. Xxxxxxx Philip G. Holmes Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS: Vicx Xxxxxxxxx NOMURA SECURITIES INTERNATIONAL, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXBy: /s/ N. Dante LaRocca ------------------------------- Name: N. Dante LaRocca Title: Manxxxxx Xxxxxxxx EXHIBIT A COMPUTATIONAL MATERIALS [Form 8-K filed by the Registrant on May 21, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX2002, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESrelating to the computational materials is hereby incorporated by reference.] EXHIBIT B TERM SHEETS [Form 8-K filed by the Registrant on May 3, INC.................................... 728,450 TOTAL........................................ 8,750,000 2002, relating to a structural and collateral Term Sheet is hereby incorporated by reference.] SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsI UNDERWRITING AGREEMENT DATED MAY 14, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2002:
Appears in 1 contract
Samples: Underwriting Agreement (Wachovia Commercial Mort Pass Thru Cert Ser 2002 C1)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts counterparts, which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund, the Adviser, the Sub-Adviser and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. By: /s/Xxxx Xxxxxxxxx :_____________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel NEUBERGER BERMAN MANAGEMENT INC. By:_____________ Name: Title: NEUBERGER BERMAN, LLC By:_____________ Name: Title: 50 Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters Under- writers named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN AS REPRESENTATIVE OF THE SEVERAL UNDERWRITERS A.G. EDWARDS & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESSONS, INC. as Representatives of the several Underwriters named on Schedule I hereto ByBx: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx _________________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX ----------- ---------------- A.G. Edwards & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions International[ ] Merrill Lynch, Pierce, Fenner & Smixx Xxxxrporated Advest, Xxx. BB&X Xxxital Markets, a division of Scott & Stringfellow, Inc. Adelphia Business Solutions InternationalFerris, Xxxxx Waxxx, Xxxxxxxrated J.X.X. Hixxxxxd, X.X. Lyons, Inc. Janney Mxxxxxxxxy Xxxxx XXX Legg Maxxx Xxox Xxxxxx Xxxxxxxrated XxXoxxxx Xxxxxtxxxxx Inc., a KeyCorp Company Oppenheimer & Co. Inc. RBC Dain Rauxxxxx Xxx. Stifel, Nicholas & Xxxxxxx, Xncoporxxxx XxxXxxxx Xxpital Markets, Inc. Wells Fargo Securities, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsTotal [ ] EXHIBIT A FORM OF KIRKPATRICK & LOCKHART OPINION
Appears in 1 contract
Samples: Underwriting Agreement (Neuberger Berman Real Estate Securities Income Fund Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. The Company hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several UnderwritersUnderwriter. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. SLC STUDENT LOAN TRUST 2006-2 By: /s/Xxxx Xxxxxxxxx SLC Student Loan Receivables I, Inc., as Depositor By:/s/ Bradley Svalberg ----------------------------------------- Name: Xxxx Xxxxxxxxx Bradley Svalberg --------------------------------------- Title: Treasurer -------------------------------------- THE STUDENT LOAN CORPORATION By:/s/ Bradley Svalberg ----------------------------------------- Name: Bradley Svalberg --------------------------------------- Title: Vice President and General Counsel & Treasurer -------------------------------------- Confirmed as of the date first above mentioned mentioned. CITIGROUP GLOBAL MARKETS INC., acting on behalf of themselves itself and as Representative of the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy:/s/ Hing C. Loi ----------------------------------------- Name: Hing C. Xxx --------------------------------------- Title: Directxx -------------------------------------- SCHEDULE A PRICE TO UNDERWRITING PROCEEDS TO UNDERWRITER PUBLIC DISCOUNT DEPOSITOR ------------------------------------------------------------ -------------- --------------- ------------------- Citigroup Credit Suisse Global Securities Goldman, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES Lehman NOTES Markets Inc. (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX LLC Sachs & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Co. Brothers Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications--------- -------------- ------------ ------------ ------------- -------------- --------------- ------------------- Class A-1 $84,500,000 $15,600,000 $14,300,000 $15,600,000 100% 0.1750% 99.8250% Class A-2 $341,250,000 $63,000,000 $57,750,000 $63,000,000 100% 0.1800% 99.8200% Class A-3 $88,400,000 $16,320,000 $14,960,000 $16,320,000 100% 0.2000% 99.8000% Class A-4 $390,000,000 $72,000,000 $66,000,000 $72,000,000 100% 0.2150% 99.7850% Class A-5 $289,250,000 $53,400,000 $48,950,000 $53,400,000 100% 0.2350% 99.7650% Class A-6 $426,400,000 $78,720,000 $72,160,000 $78,720,000 100% 0.2500% 99.7500% Class B $50,050,000 $9,240,000 $8,470,000 $9,240,000 100% 0.3000% 99.7000% Total $1,669,850,000 $308,280,000 $282,590,000 $308,280,000 $2,569,000,000 $5,651,250 $2,563,348,750
Appears in 1 contract
Samples: SLC Student Loan Trust 2006-2
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the several Underwritersus. Very truly yours, ADELPHIA BUSINESS SOLUTIONSSCHLOTZSKY'S, INC. By: /s/Xxxx Xxxxxxxxx ---------------------------------- Name: Xxxx Xxxxxxxxx ----------------------------- Title: Vice President and General Counsel Confirmed ---------------------------- SELLING SHAREHOLDERS Named in Schedule II hereto By: ---------------------------------- (Attorney-in-Fact) By: ---------------------------------- (Attorney-in-Fact) 37 CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN RAYMXXX XXXEX & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESXSSOCIATES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX MORGXX XXXXXX & XOMPANY, INC. RAUSXXXX XXXXXX XXXSNES, INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSRAYMXXX XXXEX & XSSOCIATES, INC. Underwriter By: ---------------------------------------- Authorized Representative 38 SCHEDULE I NUMBER OF FIRM NAME SHARES ---- -------- Raymxxx Xxxex & Xssociates, Inc . . . . . . . . . . . . . . . Morgxx Xxxxxx & Xompany, Inc. . . . . . . . . . . . . . . . . . Rausxxxx Xxxxxx Xxxsnes, Inc. . . . . . . . . . . . . . . . . . --------- TOTAL . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,200,000 ========= 39 SCHEDULE II Number of Firm Maximum Number of Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions to be Sold by Additional Shares to be Name of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsSelling Shareholder Selling Shareholder Sold by Selling Shareholder --------------------------- ------------------- --------------------------- Buxtehude Holding B.V. 289,824 77,594 Getov Holding B.V. 227,468 0 John X. Xxxxxx 87,500 13,125 Jeffxxx X. Xxxxxx 37,500 5,625 Raymxxx X. Xxxxxxxxx 12,208 1,831 Maryxxxx Xxxxxxxx 14,000 0 Georxx xxx Maurxxx Xxx 10,000 0 Larrx xxx Elizxxxxx Xxxxxxx 10,000 0 Waltxx Xxxxxxxx 6,250 0 Richxxx Xxxxxxx 4,000 0 Lawrxxxx Xxxxxx 1,250 0 ------- ------- 700,000 98,175 ======= =======
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Company, the Operating Partnership and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice BRANDYWINE REALTY TRUST By --------------------------------------- Geraxx X. Xxxxxxx President and General Counsel Chief Executive Officer BRANDYWINE OPERATING PARTNERSHIP, L.P. By Brandywine Realty Trust, its general partner By ----------------------------- Geraxx X. Xxxxxxx President and Chief Executive Officer Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX SMITX XXXXXX INCXXX. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXLEGG XXXOX XXXX XXXKXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as XXCORPORATED As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX By SMITX XXXXXX INCXXX. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing By ------------------------------- Managing Director -27- 28 SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter BRANDYWINE REALTY TRUST Number of Underwriter Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION----------- ----------- Smitx Xxxxxx Xxx............................................. Legg Xxxox Xxxx Xxxkxx, Xxcorporated......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USATotal............ 3,700,000 29 SCHEDULE 2(a) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SSI/TNC Documents 30 SCHEDULE II None 2(c)(1) SERS Transaction Documents 31 SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions 2(c)(2) SERS Investment Documents 32 SCHEDULE 2(e) Morgxx Xxxnxxx Xxxestment Documents 33 SCHEDULE 2(f) Other Acquisition Documents 34 SCHEDULE 2(h) Subsidiaries of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. the Company 35 SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications6(p) Persons and Entities to Deliver Lock-up Letters 36 SCHEDULE 7(f) Ownership Interests in Subsidiaries 37 Exhibit 9(c)
Appears in 1 contract
Samples: Brandywine Realty Trust
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several UnderwritersManagers. Very truly yours, ADELPHIA BUSINESS SOLUTIONSFURNITURE BRANDS INTERNATIONAL, INC. By: /s/Xxxx Xxxxxxxxx By /s/ Xxxxx X. Xxxxxx ------------------------- Name: Xxxx Xxxxxxxxx Xxxxx X. Xxxxxx Title: Vice President and APOLLO INVESTMENT FUND, L.P. By: Apollo Advisors, L.P., Managing General Counsel Partner By: Apollo Capital Management, Inc., General Partner By /s/ Xxxxxxx Xxxxx ------------------------- Name: Xxxxxxx Xxxxx Title: Vice President LION ADVISORS, L.P., on behalf of an investment account under management By: Lion Capital Management, Inc. General Partner By /s/ Xxxxxxx Xxxxx ------------------------- Name: Xxxxxxx Xxxxx Title: Vice President 41 Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters Managers named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE CS FIRST BOSTON CORPORATION XXXXXXXXXLIMITED XXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS READ & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. INC XXXXXXX XXXXX INTERNATIONAL WHEAT, FIRST UNION SECURITIES, INC. as Representatives of As Lead Managers for the several Underwriters named on Schedule I hereto By: XXXXXXX Several Managers By XXXXX XXXXXX INC. ByBy /s/ J. Xxxxxx Xxxxxxx ------------------------- Name: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. J. Xxxxxx Xxxxxxx Title:Manageing : Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSFURNITURE BRANDS INTERNATIONAL, INC. Underwriter Number of Firm Manager Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION------- --------- Xxxxx Xxxxxx Inc......................... 1,459,050 XXXXXXXXX330,000 CS First Boston Limited.................. 330,000 Xxxxxx, XXXXXX Read & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXCo. Inc................... 330,000 Xxxxxxx Xxxxx International.............. 330,000 Wheat, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES First Securities, Inc............. 330,000 Barclays de Zoete Wedd Limited........... 50,000 CDC Marches.............................. 50,000 Credit Lyonnais Securities............... 50,000 ING Bank N.V............................. 50,000 Kleinwort Xxxxxx Limited................. 50,000 VEREINS-UND WESTBANK Aktiengesellschaft.. 50,000 Yamaichi International (USAEurope) INC........................... 728,450 FIRST UNION SECURITIESLimited.. 50,000 --------- Total............................. 2,000,000 ========= SCHEDULE II FURNITURE BRANDS INTERNATIONAL, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None . Selling Stockholders -------------------- Number of Name Shares ---- --------- Apollo Investment Fund, L.P........ 1,000,000 Lion Advisors, L.P., on behalf of 1,000,000 an investment account under management......................... _________ Total 2,000,000 ========= SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsFURNITURE BRANDS INTERNATIONAL, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsINC. Required Stockholder Lock-Ups -----------------------------
Appears in 1 contract
Samples: Apollo Investment Fund L P
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx :___________________________ Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By:_____________________________ Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED UBS WARBURG LLC ADVEST, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto MCDONALD INVESTMENTS INC., A KEYCORP COMPANY AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By:____________________________ Title: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------------------- -----------------------
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Ohio Dividend Advantage Municipal Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSSINCLAIR BROADCAST GROUP, INC. By: /s/Xxxx Xxxxxxxxx /s/ David X. Xxx ------------------------------------ Name: Xxxx Xxxxxxxxx David B. Amy Title: Chief Financial Officxx BANCBOSTON INVESTMENTS, INC. By: /s/ Lars A. Swanson ------------------------------------ Name: Lars A. Swanson Title: Vice President and PYRAMID VENTURES, INC. By: /s/ Brian Talbot ------------------------------------ Name: Brian Talbot Title: Managing Director BOSTON VENTURES LIMITED PARTNERSHIP IV By: /s/ Boston Ventures Company Limited Partnership IV ----------------------------------------------------, its General Counsel Partner By: /s/ Roy T. Coppedge ------------------------------------ Name: Title: BOSTON VENTURES LIMITED PARTNERSHIP IVA By: /s/ Boston Ventures Company Limited Partnership IV ----------------------------------------------------, its General Partner By: /s/ Roy T. Coppedge ------------------------------------ Name: Title: MARCUS, MR. LARRY D. By: /s/ Larry D. Marcus ------------------------------------ Name: Title: 44 MARCUS INVESTMENTS, L.P. By: /s/ Larry D. Marcus ------------------------------------, its General Partner By: ------------------------------------ Name: Title: Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX SMITH BARNEY INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX., LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto ByXx: XXXXXXX XXXXX XXXXXX XARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Michael Levy -------------------------------------- Name: Xxxxxxx X. Xxxxxxx Micxxxx Xxxx Title:Manageing Director : Associate SCHEDULE I ADELPHIA BUSINESS SOLUTIONSSINCLAIR BROADCAST GROUP, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications.
Appears in 1 contract
Samples: Sinclair Broadcast Group Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork (including Section 5-1401 of the General Obligations Law, but otherwise without giving effect to the choice of laws or conflict of laws principles thereof). Nelnet Funding hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Xxxxxxxxx Nelnet Student Loan Management Corporation, as Manager and Special Member By: /s/ Xxxxx X. Xxxxxx ------------------------------------ Name: Xxxx Xxxxxxxxx Xxxxx X. Xxxxxx Title: Vice President and General Counsel CFO Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COmentioned. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESLLC, INC. acting on behalf of itself and as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx Xxxxxxxxxxx X. Xxxxxxx Xxxxx ------------------------------ Name: Xxxxxxx Xxxxxxxxxxx X. Xxxxxxx Xxxxx Title:Manageing : Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXLLC, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXacting on behalf of itself and as Representative of the Underwriters By: /s/ Xxxx X. Xxxxxxxxx ------------------------------------------------------------ Name: Xxxx X. Xxxxxxxxx Title: Director SCHEDULE A ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Banc of Credit Barclays Xxxxxxx Xxxxx, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications XX SunTrust America Suisse Capital, Xxxxxx, Xxxxxx & Americas Capital Securities First Inc. Hyperion Communications General HoldingsXxxxx Incorporated Securities, Markets, Notes LLC Boston LLC LLC Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. TOTAL ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class A-1 $67,320,000 $67,320,000 $13,090,000 $13,090,000 $13,090,000 $13,090,000 $187,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class A-2 $108,000,000 $108,000,000 $21,000,000 $21,000,000 $21,000,000 $21,000,000 $300,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class A-3 $51,120,000 $51,120,000 $9,940,000 $9,940,000 $9,940,000 $9,940,000 $142,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class A-4 $87,840,000 $87,840,000 $17,080,000 $17,080,000 $17,080,000 $17,080,000 $244,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class A-5 $128,160,000 $128,160,000 $24,920,000 $24,920,000 $24,920,000 $24,920,000 $356,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Class B $13,680,000 $13,680,000 $2,660,000 $2,660,000 $2,660,000 $2,660,000 $38,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- Total $456,120,000 $456,120,000 $88,690,000 $88,690,000 $88,690,000 $88,690,000 $1,267,000,000 ----------- -------------- ------------ ------------- ------------------- ------------ ------------ ---------------- SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsB TERMS OF THE NOTES
Appears in 1 contract
Samples: Nelnet Student Loan Trust 2005-1
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx PAXSXX XXXMUNICATIONS CORPORATION By ----------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Each of the Selling Stockholders named in Schedule I hereto By ----------------------------- Name: Title: Attorney-in-Fact By ----------------------------- Name: Title: Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I II hereto. XXXXXXX XXXXX SMITX XXXXXX INCXXX. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX PAINEWEBBER INCORPORATED CIBC WOOD GUNDY SECURITIES CORP. BT SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several U.S. Underwriters named on Schedule I hereto By: XXXXXXX XXXXX By SMITX XXXXXX INCXXX. By: /s/ Xxxxxxx X. Xxxxxxx By -------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of PAXSXX XXXMUNICATIONS CORPORATION Part A - Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsShares
Appears in 1 contract
Samples: Paxson Communications Corp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Trust, the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSHOUSEHOLD CAPITAL TRUST VII By: ------------------------------------- as Regular Trustee By: ------------------------------------- as Regular Trustee By: ------------------------------------- as Regular Trustee HOUSEHOLD INTERNATIONAL, INC. By: /s/Xxxx Xxxxxxxxx ------------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXXxxxxx Xxxxxxx & Co. Incorporated Xxxxxxx Xxxxx Barney Inc. X. X. Xxxxxxx & Sons, LUFKIN Inc. Xxxxxxx Xxxxx Xxxxxx, Xxxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES Xxxxx Incorporated Prudential Securities Incorporated UBS Warburg LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. Xxxxxx Xxxxxxx & Co. Incorporated By: /s/ -------------------------------------- SCHEDULE I HOUSEHOLD CAPITAL TRUST VII ___% Preferred Securities NUMBER OF UNDERWRITER PREFERRED SECURITIES ----------- --------------------- Xxxxxx Xxxxxxx & Co. Incorporated Xxxxxxx Xxxxx Barney Inc. X. X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalXxxxxxx Xxxxx Xxxxxx, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxxx & Xxxxx Incorporated Prudential Securities Incorporated UBS Warburg LLC
Appears in 1 contract
Samples: Underwriting Agreement (Household Capital Trust Vii)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Illinois without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company Company, each of the Selling Shareholders, and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. LKQ CORPORATION By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Xxxxxx X. Xxxxxxx Title: Vice President and General Counsel Confirmed Chief Executive Officer THE SELLING SHAREHOLDERS: By: Attorney-in-Fact By: Attorney-in-Fact The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESINCORPORATED XXXXXXX XXXXX & ASSOCIATES, INC. XXXXXX XXXXXX & COMPANY, INC. BARRINGTON RESEARCH ASSOCIATES, INC. By: XXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCII annexed hereto. By: /s/ Xxxxxxx Authorized Representative LKQ CORPORATION Schedule I DNB, X.X. Xxxxxx LKQ Limited Partnership Xxxxx X. Xxxxx June, 1992 Non-Exempt Trust Xxxxxx X. Xxxxxxx Name: Xxxx X. Xxxxxx H. Xxxxxxx Xxxxxx Grantor Trust 62524 Trust LKQ CORPORATION Schedule II Name of Underwriter Number of Shares to be Purchased XXXXXX X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSXXXXX & CO. INCORPORATED XXXXXXX XXXXX & ASSOCIATES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESCOMPANY, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE . BARRINGTON RESEARCH ASSOCIATES, INC. Total LKQ CORPORATION Schedule III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions LKQ CORPORATION Schedule IV Exhibit A Form of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsLock-Up Agreement QuickLinks
Appears in 1 contract
Samples: Underwriting Agreement (LKQ Corp)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Stockholders and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSWarrior Energy Services Corporation President and Chief Executive Officer The Selling Stockholders Named in Schedule II Hereto, INC. Acting Severally By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed ------------------------------------------ Attorney-in-Fact CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representative and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director -------------------------------------------------- Authorized Representative -38- SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNUMBER NAME FIRM SHARES ---- ----------- XXXXXXX XXXXX & ASSOCIATES, INC. Underwriter 3,189,360 XXXXXXX & COMPANY INTERNATIONAL 3,189,360 XXXXXXX XXXX & COMPANY L.L.C. 1,594,680 XXXXXX XXXXXXX XXXXXXXX XXXXXXX, INC. 82,200 XXXXXXXXXXX & CO. INC. 82,200 XXXXXXXXX ENERGY PARTNERS, INC. 82,200 ---------- TOTAL: 8,220,000 ========== SCHEDULE II SCHEDULE OF SELLING STOCKHOLDERS Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXStockholder to be Sold ----------- ---------- Xxxxx X. Xxxxxxx Declaration Trust 22,333 Xxxxxxx and Xxxx Xxxxxx 47,893 Blackcross 119,370 CGMI XXX Custodian for benefit of Xxxxxxxx Xxxxx 35,756 Xxxx and Xxxxx Xxxx 23,874 Xxx Xxxxxxx, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXJr. 34,314 Cranberry Ventures LLC 4,000 XX Xxxxxxx Living Trust 34,388 Xxxxxx Xxxxxx 25,000 Xxxxxxx X. Xxxxxx Living Trust 23,946 Xxx X. Xxxxxxx 13,300 Xxx X. Xxxxx 333 Xxxxx X. XxXxxx 23,946 Xxxxx X. Xxxxxx 1,667 Xxxxxx X. Xxxxxxx Insurance Trust DTD 47,748 Xxxxxxx Xxxxxxx 23,872 Xxxx Xxxxxxxxxxx 23,837 Xxxxxxx X. Xxxxxxxx 12,706 The Estate of Xxxxx Xxxxxx 11,936 Smeets Investors, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESLLC 47,893 W. Xxxxx Xxxxx 4,167 Estate of Xxxxxxx X. Xxxx, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None Xx. 10,187 SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsOF ISSUER FREE WRITING PROSPECTUSES
Appears in 1 contract
Samples: Warrior Energy Services CORP
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx _________________________________ Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: _________________________________ Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION INCORPORATED UBS WARBURG LLC XXXXXXX, SACHS XXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX, INC. WEDBUSH XXXXXX SECURITIES, INC. XXXXX FARGO SECURITIES, LLC AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name___________________________________ Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------------------- -----------------------
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Insured California Dividend Advantage Municipal Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. * * * Please confirm that the foregoing Underwriting Agreement correctly sets forth the agreement between the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed among us as of the date first above mentioned on written. ICT GROUP, INC. By: /s/ Xxxx X. Xxxxxxx Name: Xxxx X. Xxxxxxx Title: Chief Executive Officer SELLING STOCKHOLDERS By: /s/ Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx By: /s/ Xxxxxxx X. Xxxxxxxxxxxxx Xxxxxxx X. Xxxxxxxxxxxxx On behalf of themselves each of the following: Xxxx X. Xxxxxxx Xxxxxx Xxxxxxx Oakley, as trustee Xxxx X. Xxxxxxxx Xxxx X. Xxxxx Xxxxxxx X. Xxxxxxxx: By: /s/ Xxxx X. Xxxxxxx Xxxx X. Xxxxxxx as attorney-in-fact By: /s/ Xxxxxxx X. Xxxxxxxxxxxxx Xxxxxxx X. Xxxxxxxxxxxxx as attorney-in-fact Confirmed: XXXXXX X. XXXXX & CO. INCORPORATED On behalf of itself and as Representative of the other several Underwriters named in Schedule I annexed hereto. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. INCORPORATED By: /s/ Xxxxxxx X. Xxxxxxx Xxxxxx Xxxxx XX Name: Xxxxxxx X. Xxxxxxx Xxxxxx Xxxxx XX Title:Manageing : Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriter Number of Shares Xxxxxx X. Xxxxx & Co. Incorporated 1,732,500 Canaccord Xxxxx Inc. 472,500 Xxxxxxx Xxxxx & Company, INC. Underwriter L.L.C. 472,500 Xxxxx-Xxxxxx Capital LLC 472,500 SCHEDULE II Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXNumber of Optional Shares The Company 2,050,000 300,000 Selling Shareholders: Xxxx X. Xxxxxxx 710,000 71,000 Xxxxxx Xxxxxxx Oakley, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None as trustee 330,000 66,000 Xxxx X. Xxxxxxxx 39,000 10,500 Xxxx X. Xxxxx 19,500 18,000 Xxxxxxx X. Xxxxxxxx 1,500 7,000 Selling Shareholders Total: 1,100,000 172,500 SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsParties to Lock-Up Agreement Xxxx X. Xxxxxxx Xxxxxx Xxxxxxx Oakley, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. as trustee Xxxx X. Xxxxxxxx Xxxx X. Xxxxx Xxxxxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxxxxxxxxx Xxxxx X. Xxxxxxx Xxxxxx X. Xxxxx Xxxxxx X. Xxxxx Xxxx X. Xxxxxxxxxx Xxxxxx X. XxXxxxxxx Xxxxxxx X. Xxxxx Xxxxxxx Xxxxxx Xxxx Xxxxxx Xxxx Xxxx Xxxxxx Xxxxxx SCHEDULE IV JOINT VENTURES Allegheny Hyperion TelecommunicationsConsents None. EXHIBIT A FORM OF LOCK-UP AGREEMENT , L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion 2006 Xxxxxx X. Xxxxx & Co. Incorporated As Representative of Vermont Data Communications !nterprise - Hyperion the Several Underwriters c/o Xxxxxx X. Xxxxx & Co. Incorporated 000 Xxxx Xxxxxxxxx Xxxxxx Xxxxxxxxx, Xxxxxxxxx 00000 Ladies & Gentlemen: The undersigned understands that Xxxxxx X. Xxxxx & Co. Incorporated (“Baird”), as Representative of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/the several Underwriters, proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with ICT Group, Inc., a Pennsylvania corporation (the “Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including the Representative (the “Underwriters”), of shares (the “Shares”) of the common stock, $.01 par value, of the Company (the “Common Stock”). To induce the Underwriters that may participate in the Public Offering to continue their efforts in connection with the Public Offering, the undersigned hereby agrees that, without the prior written consent of Baird on behalf of the Underwriters, it will not, during the period commencing on the date hereof and ending 90 days after the date of the final prospectus relating to the Public Offering (the “Prospectus”): offer, sell, transfer, pledge, contract to sell, transfer or pledge any shares of Common Stock or securities convertible into or exchangeable or exercisable for any shares of Common Stock, enter into a transaction that would have the same effect, or enter into any swap, hedge or other arrangement that transfers, in whole or in part, any of the economic consequences of ownership of Common Stock, whether any of these transactions are to be settled by delivery of Common Stock or other securities, in cash or otherwise, or publicly disclose the intention to make any offer, sale, pledge or disposition, or to enter into any transaction, swap, hedge or other arrangement. The foregoing sentence shall not apply to (a) transactions relating to shares of Common Stock or other securities acquired in open market transactions after the completion of the Public Offering, provided that no filing under Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) shall be required or shall be voluntarily made in connection with subsequent sales of Common Stock or other securities acquired in such open market transactions, (b/) transfers of shares of Common Stock or any security convertible into Common Stock as a MediaOne Data Communications !nterprise - MediaOne bona fide gift, and (c) transfers of Virginia Data Communicationsshares by will or intestate succession to the undersigned’s family or to a trust, the beneficiaries of which are exclusively the undersigned or members of the undersigned’s family; provided that in the case of any transfer or distribution pursuant to clause (b) or (c), (i) each donee or distributee shall sign and deliver a lock up letter substantially in the form of this letter and (ii) no filing under Section 16(a) of the Exchange Act, reporting a reduction in beneficial ownership of shares of Common Stock, shall be required or shall be voluntarily made during the restricted period referred to in the foregoing sentence. In addition, the undersigned agrees that, without the prior written consent of Baird on behalf of the Underwriters, it will not, during the period commencing on the date hereof and ending 90 days after the date of the Prospectus, make any demand for or exercise any right with respect to, the registration of any shares of Common Stock or any security convertible into or exercisable or exchangeable for Common Stock. The undersigned also agrees and consents to the entry of stop transfer instructions with the Company’s transfer agent and registrar against the transfer of the undersigned’s shares of Common Stock except in compliance with the foregoing restrictions. If:
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. The Company hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. EXECUTION COPY -------------- Please confirm that the foregoing correctly sets forth the agreement between the Company and the several UnderwritersUnderwriter. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. SLC STUDENT LOAN TRUST 2005-1 By: /s/Xxxx Xxxxxxxxx SLC Student Loan Receivables I, Inc., as Depositor By: /s/ Bradley Svalberg --------------------------------------- Name: Xxxx Xxxxxxxxx Bradley Svalberg ------------------------------------- Title: Vice President and General Counsel Treasurer ------------------------------------ THE STUDENT LOAN CORPORATION By: /s/ Bradley Svalberg --------------------------------------- Name: Bradley Svalberg ------------------------------------- Title: Treasurer ------------------------------------ Confirmed as of the date first above mentioned mentioned. CITIGROUP GLOBAL MARKETS INC., acting on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Jeb Ebbott --------------------------------------- Name: Xxxxxxx X. Xxxxxxx Jeb Ebboxx ------------------------------------- Title:Manageing Director : Directox ------------------------------------ SCHEDULE I ADELPHIA BUSINESS SOLUTIONSA ------------ --------------------------------------------------------------- --------- ---------------- --------------------- NOTES UNDERWRITER PRICE TO UNDERWRITING PROCEEDS TO PUBLIC DISCOUNT DEPOSITOR ------------ --------------------------------------------------------------- --------- ---------------- --------------------- Citigroup Global Lehman Brothers Inc. Merrill Lynch, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXMarkets Inc. Xxxxcx, XXXXXX Xxnner & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxx Xxxxrporated ------------ -------------------- -------------------- --------------------- --------- ---------------- --------------------- Class A-1 $433,200,000 $72,200,000 $216,600,000 100% 0.200% 99.800% ------------ -------------------- -------------------- --------------------- --------- ---------------- --------------------- Class A-2 $231,000,000 $38,500,000 $115,500,000 100% 0.250% 99.750% ------------ -------------------- -------------------- --------------------- --------- ---------------- --------------------- Class A-3 $230,400,000 $38,400,000 $115,200,000 100% 0.350% 99.650% ------------ -------------------- -------------------- --------------------- --------- ---------------- --------------------- Class A-4 $318,717,600 $53,119,600 $159,358,800 100% 0.400% 99.600% ------------ -------------------- -------------------- --------------------- --------- ---------------- --------------------- Class B $37,525,200 $6,254,200 $18,762,600 100% 0.400% 99.600% ------------ -------------------- -------------------- --------------------- --------- ---------------- ---------------------
Appears in 1 contract
Samples: SLC Student Loan Trust 2005-1
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCNAME OF COMPANY By ------------------------------ Xxxxxxx X. Xxxxxx Xx. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Chairman of the Board & Chief Executive Officer Each of the Selling Stockholders named in Schedule I hereto By ------------------------------ Attorney-in-Fact By ------------------------------ Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC CORPORATION BT SECURITIES CORPORATION As Representatives of the Several Underwriters By XXXXX XXXXXX INC. By -------------------------- Managing Director SCHEDULE I NAME OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions COMPANY Part A - Firm Shares -------------------------- Number of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsSelling Stockholders Firm Shares -------------------- -----------
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New without regard to principles of conflicts of law other than Section 5-1401 of the New York applicable to contracts made and to be performed within the State of New YorkGeneral Obligations Law which shall govern. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, Bank of America and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, BANC OF AMERICA COMMERCIAL MORTGAGE INC. By: /s/Xxxx Xxxxxxxxx /s/ John S. Palmer -------------------------------- Name: Xxxx Xxxxxxxxx John S. Palmer Title: Vice President Prxxxxxxx BANK OF AMERICA, NATIONAL ASSOCIATION By: /s/ Stephen L. Hogue -------------------------------- Name: Stephen L. Hogue Title: Princxxxx The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COwritten. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX /s/ Robert Koontz -------------------------------- Name: Robert Koontz Title: Vice Prexxxxxx GOLDMAN, SACHS & CO. By: /s/ Gxxxxxx, Sxxxx & Co. -------------------------------- (Goldman, Sachs & Co.) CITIGROXX XXXXAL XXXXETS, INC. By: /s/ Xxxxxxx X. Xxxxxxx Angela J. Vleck -------------------------------- Name: Xxxxxxx X. Xxxxxxx Angela J. Vleck Title:Manageing Director : Managixx Xxxxxxxx [SIGNATURE PAGE TO UNDERWRITING AGREEMENT] SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement dated July 20, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2006:
Appears in 1 contract
Samples: Banc of America Commercial Mortgage Inc., Series 2006-3
Applicable Law; Counterparts. This Agreement shall be ---------------------------- governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company Company, the Selling Stockholder and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSTRINET GROUP, INC. By: /s/Xxxx Xxxxxxxxx Name________________________________________ Xxxxxx Xxxxxxx, President THE SELLING STOCKHOLDER: Xxxx Xxxxxxxxx TitleBy: Vice President ________________________________________ Attorney-in-Fact By: ________________________________________ Attorney-in-Fact The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESINCORPORATED XXXXXXXXX & COMPANY, INC. XXXX XXXXX XXXX XXXXXX, INCORPORATED By: XXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE ________________________________________ Authorized Representative Trinet Group, Inc. Schedule I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Name of Underwriter Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXto ------------------- be Purchased ------------ Xxxxxx X. Xxxxx & Co. Incorporated.................. Xxxxxxxxx & Company, XXXXXX Inc............................ Xxxx Xxxxx Xxxx Xxxxxx, Incorporated................ Schedule II Lock-Up Agreements Xxxxxxxxxx, Xxxxxx X. and Xxxxxxx X. Xxxxxxx, Xxxxxx and Xxxxxx, Trustees of the Xxxxxxx Trust dated 7-16-95 Xxxx, Xxxxx Bessemer Venture Partners V XX Xxxxxx Ventures V LP BVE LLC Bessemer Venture Investors II LP Browenstein, Xxxxxxx X. Xxxxx, Xxxxx Xxxxxxx, Xxxxx Xxxxxx, Xxxx Xxxxxx, Xxxxxxx XxXxxx, Xxxx Xxxxxxx, Xxxxxxx X. Xxxxxxx, Xxxxxx Xxxxxx, Xxxx X. Xxxxxxx, Xxxxxxx X. Xxxxxx, Xxxxx X. and Xxxxxx X., Husband and Wife as Community Property Xxxxxx, Xxxxx X. and Xxxxxx X. Accountancy Corporation Profit Sharing Plan #1 Xxxxxxx, X. Xxxx Transcorp Pension Services CF Xxxxxx G.A. Xxxxx SEP Xxxxx, Xxxxxx G.A. Xxxxxxx, Xxxxx X. Transcorp FBO XxXxxxxxx, Xxxxxxx X. XxXxxxxx, Xxxxx Xxxxx Trustee Limited Xxxxxxxx, Xxx and Xxxxxxx, Trustees of the Xxxxxxxx 1995 Trust u/d/t/ 4/29/95 Ramanchandran, Manju Xxxxxxxxx, Xxxxx Xxxxxxx, Xxxxx Xxxxxx Select Appointments North America Inc. Xxxxxxx, Xxxxxxx Xxxxxx, Xxxxxx Xxxxxx, Xxxxxx, Transcorp Pension Services CF Xxxxxx, Xxxxxx As Custodian for Xxxxxxx Xxxxxx under CUTMA Xxxxxx, T. Xxx Xxxxxxx, Xxxx Xxxxxxx, Xxxxxxx X. Exhibit A Form of Lock-Up Agreement Lock-Up Agreement Xxxxxx X. Xxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXCo. Incorporated As Representative of the Several Underwriters c/o Xxxxxx X. Xxxxx & Co. Incorporated 000 Xxxx Xxxxxxxxx Xxxxxx, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES00xx Xxxxx Xxxxxxxxx, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsXxxxxxxxx 00000-0000 RE: TriNet Group, Inc. Adelphia Business Solutions International(the "Company") Ladies & Gentlemen: The undersigned is an owner of record or beneficially of certain shares of Common Stock of the Company ("Common Stock") or securities convertible into or exchangeable or exercisable for Common Stock. The Company proposes to carry out a public offering of Common Stock (the "Offering") for which you will act as the representative (the "Representative") of the underwriters. The undersigned recognizes that the Offering will be of benefit to the undersigned and will benefit the Company by, Inc. Adelphia Business Solutions Internationalamong other things, LLC Adelphia Business Solutions raising additional capital for its operations. The undersigned acknowledges that you and the other underwriters are relying on the representations and agreements of Alabamathe undersigned contained in this letter in carrying out the Offering and in entering into underwriting arrangements with the Company with respect to the Offering. In consideration of the foregoing, LLC Adelphia Business Solutions the undersigned hereby agrees that the undersigned will not, directly or indirectly, offer to sell, contract to sell, or otherwise sell, dispose of, loan, pledge or grant any rights with respect to (collectively, a "Disposition") any shares of ArkansasCommon Stock, LLC Adelphia Business Solutions any options or warrants to purchase any shares of ConnecticutCommon Stock or any securities convertible into or exchangeable for shares of Common Stock (collectively, Inc. Adelphia Business Solutions "Securities") now owned or hereafter acquired directly by such person or with respect to which such person has or hereafter acquires the power of Delawaredisposition, LLC Adelphia Business Solutions otherwise than (i) as a bona fide gift or gifts, provided the donee or donees thereof agree in writing to be bound by this restriction, (ii) as a distribution to partners or shareholders of District such person, provided that the distributees thereof agree in writing to be bound by the terms of Columbiathis restriction, LLC Adelphia Business Solutions (iii) with respect to Dispositions of FloridaCommon Stock acquired on the open market, Inc. Adelphia Business Solutions (iv) with respect to sales or purchases of FloridaCommon Stock acquired on the open market or (v) with the prior written consent of Xxxxxx X. Xxxxx & Co. Incorporated, LLC Adelphia Business Solutions for a period commencing on the date hereof and continuing to a date 180 days after the date of Jacksonvillethe final prospectus for the Offering (the "Lock-up Period"). The foregoing restriction has been expressly agreed to preclude the holder of the Securities from engaging in any hedging or other transaction which is designed to or reasonably expected to lead to or result in a Disposition of Securities during the Lock-up Period, Inc. Adelphia Business Solutions even if such Securities would be disposed of Georgiaby someone other than such holder. Such prohibited hedging or other transactions would include, LLC Adelphia Business Solutions without limitation, any short sale (whether or not against the box) or any purchase, sale or grant of Illinoisany right (including, Inc. Adelphia Business Solutions without limitation, any put or call option) with respect to any Securities or with respect to any security (other than a broad-based market basket or index) that includes, relates to or derives any significant part of Indianaits value from Securities. The undersigned also agrees and consents to the entry of stop transfer instructions with the Company's transfer agent and registrar against the transfer of Securities held by the undersigned except in compliance with the foregoing restrictions. The undersigned represents and warrants that the undersigned has full power and authority to enter into this agreement and acknowledges that this agreement is enforceable against the undersigned by the Representative. This agreement is irrevocable and will be binding on the undersigned and the respective successors, L.P. Adelphia Business Solutions heirs, personal representatives, and assigns of Kansasthe undersigned. Dated ------------------------------------------------ ----------------------------------------------------- Printed Name of Holder By: -------------------------------------------------- Signature ----------------------------------------------------- Printed Name of Person Signing (and indicate capacity of person signing if signing as custodian, LLC Adelphia Business Solutions trustee, or on behalf of Kentuckyan entity) Exhibit B Selected Provisions Use of Proceeds: the fifth and sixth sentences of the second paragraph. --------------- Liquidity and Capital Resources: the fifth paragraph of this section. ------------------------------- Management-- Executive Officer, Inc. Adelphia Business Solutions Directors and Key Employees: information in the ----------------------------------------------------------- table relating to Xxxxxxx X. Xxxxxx and the eleventh paragraph of Louisianathis section. Management-- Board Composition: the third sentence of the first paragraph. ------------------------------ Management-- Board Committees: the first sentence of the third paragraph. ----------------------------- Management-- Director Compensation: the first sentence of the first paragraph. ---------------------------------- Management-- Compensation Committee Interlocks and Insider Participation: the ------------------------------------------------------------------------ second sentence. Relationships with Third Parties and Related Transactions: the first, Inc. Adelphia Business Solutions second, --------------------------------------------------------- third, fifth and seventh paragraphs. Principal and Selling Stockholders: information in the table relating to the ---------------------------------- Selling Stockholder and footnote number one to the table Description of Maine, Inc. Adelphia Business Solutions Capital Stock -- Registration Rights of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsStockholders: the first ------------------------------------------------------------------- paragraph Shares Eligible for Future Sale -- Registration Rights: the first paragraph. ------------------------------------------------------
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. Nelnet Funding hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Xxxxxxxxx NELnet, Inc., as Manager By: /S/ XXXXXXX X. XXXXXXXXX --------------------------------- Name: Xxxx Xxxxxxx X. Xxxxxxxxx Title: Senior Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COmentioned. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESLLC, INC. acting on behalf of itself and as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX /S/ XXXXXXXXXXX X. XXXXX ----------------------------- Name: Xxxxxxxxxxx X. Xxxxx Title: Principal X.X. XXXXXX SECURITIES INC. ., acting on behalf of itself and as Representative of the Underwriters By: /s/ Xxxxxxx X. Xxxxxxx /S/ XXXXXXX XXXXXXX ------------------------ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : Vice President SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number A Banc of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, America X.X. Xxxxxx Mellon Financial Xxxxxxx Xxxxx Notes Securities LLC Securities Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions InternationalMarkets, LLC Adelphia Business Solutions Barney Inc. UBS Warburg LLC TOTAL ---------- --------------- --------------- --------------- --------------- --------------- --------------- Class A-1 $ 83,000,000 $ 83,000,000 $ 83,000,000 $ 83,000,000 $ 83,000,000 $ 415,000,000 --------------- --------------- --------------- --------------- --------------- --------------- Class A-2 $ 117,000,000 $ 117,000,000 $ 117,000,000 $ 117,000,000 $ 117,000,000 $ 585,000,000 --------------- --------------- --------------- --------------- --------------- --------------- Class B $ 7,254,000 $ 7,254,000 $ 7,254,000 $ 7,254,000 $ 7,254,000 $ 36,270,000 --------------- --------------- --------------- --------------- --------------- --------------- Terms of Alabamathe Notes Class Interest Rate Final Maturity Date Price to Public Underwriting Discount Proceeds to Issuer -------- ------------------------ ------------------- --------------- --------------------- ------------------ 2002 A-1 3-month LIBOR plus 0.04% May 25, LLC Adelphia Business Solutions of Arkansas2011 100% 0.20% $ 414,170,000 2002 A-2 3-month LIBOR plus 0.17% May 25, LLC Adelphia Business Solutions of Connecticut2027 100% 0.27% $ 583,420,500 2002 B 3-month LIBOR plus 0.55% August 25, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2032 100% 0.50% $ 36,088,650 TOTAL $ 1,033,679,150
Appears in 1 contract
Samples: Trust Agreement (Nelnet Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ___________________________ Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: _____________________________ Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & Sons, LUFKIN Inc. Prudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Deutsche Bank Securities Inc. Xxxxxxx Xxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXXAssociates, SACHS & CO. BANC Inc. Wachovia Securities, Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name___________________________________ Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX -------------------- ----------------------- Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of ConnecticutDeutsche Bank Securities Inc. Xxxxxxx Xxxxx & Associates, Inc. Adelphia Business Solutions of DelawareWachovia Securities, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsInc.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen North Carolina Dividend Advantage Municipal Fund 3)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Trust and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. WXXXXXX PETROLEUM CORPORATION By: /s/Xxxx Xxxxxxxxx /s/ Jxxxx X. Xxxxxx Jxxxx X. Xxxxxx President and Chief Executive Officer WXXXXXX USA TRUST I By: Wxxxxxx Petroleum Corporation By: /s/ Jxxxx X. Xxxxxx Name: Xxxx Xxxxxxxxx Jxxxx X. Xxxxxx Title: Vice President and General Counsel Confirmed Chief Executive Officer CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representatives and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXRXXXXXX JXXXX & ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx Sxxxx X. Xxxxxxx NameXxxx Authorized Representative WACHOVIA CAPITAL MARKETS, LLC By: Xxxxxxx /s/ Mxxxxxx X. Xxxxxxx Title:Manageing Director Xxxxxx Authorized Representative SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNumber Name Firm Units Rxxxxxx Jxxxx & Associates, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXInc 4,068,750 Wachovia Capital Markets, XXXXXX LLC 4,068,750 RBC Capital Markets 1,356,250 Oxxxxxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 Co. Inc. 813,750 Sxxxxx Xxxxxxxx 542,500 Total: 10,850,000 SCHEDULE II None Free Writing Prospectuses None. SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions Information Included in “Time of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsSale Information” Public offering price: $20.00 per Trust Unit
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCNUVEEN REAL ESTATE INCOME FUND By: ___________________________ Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx _____________________________ Title: Vice President and General Counsel SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED By: ___________________________ Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. PRUDENTIAL SECURITIES INCORPORATED XXXX XXXXXXXX INCORPORATED FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto GRUNTAL & CO., L.L.C. XXXX XXXXX XXXX XXXXXX, INCORPORATED MCDONALD INVESTMENTS INC., A KEYCORP COMPANY AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name___________________________________ Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Name of Underwriter Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications------------------- -------------
Appears in 1 contract
Samples: Nuveen Real Estate Income Fund
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSCUNO INCORPORATED By:___________________________ Xxxx X. Xxxxxx, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INCORPORATED XXXXXX GULL XXXXXXX & XXXXXXXX INC. FIRST UNION SECURITIESXXXXXXX, INCXXXXX & CO. By: XXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE ____________________________________ Authorized Representative Cuno Incorporated Schedule I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter ---------- Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXto be Purchased Name of Underwriter -------------- ------------------- Xxxxxx X. Xxxxx & Co. Incorporated............. Xxxxxx Gull Xxxxxxx & XxXxxxxx Inc............. Xxxxxxx, XXXXXX Sachs & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsCo............................ _________ Total 2,000,000
Appears in 1 contract
Samples: Underwriting Agreement (Cuno Inc)
Applicable Law; Counterparts. This Agreement shall be governed ---------------------------- by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Partnership, the Company, the Manager, Finance Corp., Old Services and Holdings and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSU.S. TIMBERLANDS COMPANY, INCL.P. By: NEW SERVICES, L.L.C. By: -------------------------------- Name: Title: U.S. TIMBERLANDS KLAMATH FALLS, L.L.C. By: NEW SERVICES, L.L.C. By: ------------------------------- Name: Title: NEW SERVICES, L.L.C. By: ------------------------------- Name: Title: FINANCE CORP. By: /s/Xxxx Xxxxxxxxx --------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel U.S. TIMBERLANDS SERVICES COMPANY, L.L.C. By: ------------------------------- Name: Title: U.S. TIMBERLANDS HOLDINGS, L.L.C. By: ------------------------- Name: Title: Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & BANCAMERICA XXXXXXXXX XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) DEUTSCHE XXXXXX XXXXXXXX INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing ------------------------------- Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion TelecommunicationsU.S. Timberlands Klamath Falls, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsU.S. Timberlands Finance Corp.
Appears in 1 contract
Samples: Underwriting Agreement (U S Timberlands Finance Corp)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNUVEEN PREFERRED AND CONVERTIBLE INCOME FUND By: ___________________________ Name: Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: _____________________________ Name: Title: SPECTRUM ASSET MANAGEMENT, INC. By: /s/Xxxx Xxxxxxxxx ___________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel FROLEY, REVY INVESTMENT CO., INC. By: ___________________________ Name: Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX By: SALOMON SMITH BARNEY INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTX, LUFKIN XXX A.G. EDWARDS & XXXXXXXX SECURITIES CORPORATION XXXXXXXSONS, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION PRUDENTIAL SECURIXXXX XXXXXXXRATED WACHOVIA SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto ADVEST, INC. ROBERT W. BAIRD & CO. INCORPORATED H&R BLOCX XXXXXXXXX XXXISORS, INC. FAHNESTOCK & Co. Inc. FERRIS, BAKER WATTS, XXXXXXXXXXED JANNEY MOXXXXXXRY XXXXT XXX LEGG MASON WOOD XXXXXR, XXXXXXXXXXXX MCDONAXX XNXXXXXXXXX IXX., X KEYCORP COMPANY QUICK & Reilly, Inc. A FleetBoston Financial Company XXX DAIN RAUSCHER INC. RYAN BECK & CO., INC. STIFEL, NICOLAUS & COXXXXX, XXCORPORATED TD XXXXXXXXXX XXXXSTOR SERVICES, INC. WEDBUSH MORGAN SECURITIES INC. WELLS FARGO SECURITIXX, XXC AS REPRESENTATIVES OF THE SEVERAL UNDERWRXXXXX By: XXXXXXX XXXXX XXXXXX SALOMON SMITH BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx ___________________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : 39 SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsI
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNUVEEN QUALITY PREFERRED INCOME FUND By: ------------------------------------- Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: ------------------------------------- Title: SPECTRUM ASSET MANAGEMENT, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ------------------------------------- Title: Vice President and General Counsel Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX BARNEY INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED ADVEST, SACHS INC. XXXXXXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORPINC. CREDIT LYONNAIS SECURITIES (USA) XXXXXX, XXXXX XXXXX INCORPORATED XXXX XXXXX XXXX XXXXXX, INCORPORATED MCDONALD INVESTMENTS INC., A KEYCORP COMPANY XXXXXXX XXXXX & ASSOCIATES, INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXX FARGO SECURITIES, LLC AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------- Name: Xxxxxxx Xxxxxx X. Xxxxxxx Xxxx, Xx. Title:Manageing : Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsI
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Quality Preferred Income Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts counterparts, which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. [Signature Page Follows] Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund, the Investment Manager, the Sub-Adviser and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, REAL ESTATE INCOME FUND INC. By: /s/Xxxx Xxxxxxxxx ____________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and CITI FUND MANAGEMENT INC. By: ____________________________ Name: Title: AEW MANAGEMENT AND ADVISORS, L.P. By: AEW Investment Group Inc., its General Counsel Partner By: ___________________________ Name: Title: Confirmed as of the date first above mentioned on behalf of themselves itself and the other several Several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. As Representative of the Several Underwriters By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Xxxxxx Inc. By: ___________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Real Estate Income Fund Inc. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX ----------- ---------------- Series M -------- Xxxxxxx Xxxxx Xxxxxx Inc. .....................................2,600 Total 2,600 Exhibit A PROVISIONS OF OPINION OF Xxxxxxx Xxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxxxxxx
Appears in 1 contract
Samples: Real Estate Income Fund Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork (including Section 5-1401 of the General Obligations Law, but otherwise without giving effect to the choice of laws or conflict of laws principles thereof). Nelnet Funding hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Nelnet Student Loan Management Corporation, as Manager and Special Member By: /s/ Xxxxxxx X. Xxxxxxxxx ------------------------------------------- Name: Xxxx Xxxxxxx X. Xxxxxxxxx Title: Senior Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretomentioned. XXXXXXX XXXXX XXXXXX CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX /s/ Xxxx Xxxxx ------------------------------- Name: Xxxx Xxxxx Title: X.X. XXXXXX SECURITIES INC. By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx ------------------------------- Name: Xxxxxxx X. Xxxxxxx Xxxxx Title:Manageing : Vice President XXXXXX XXXXXXX & CO. INCORPORATED By: /s/ Xxxxx Xxxx ------------------------------- Name: Xxxxx Xxxx Title: Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSA ----------- ---------------- ---------------- ------------------ --------------- Citigroup Global X.X. Xxxxxx Xxxxxx Xxxxxxx Notes Markets Inc. Securities Inc. & Co. Incorporated TOTAL ----------- ---------------- ---------------- ------------------ --------------- Class A-1 $126,670,000 $126,660,000 $126,670,000 $ 380,000,000 ----------- ---------------- ---------------- ------------------ --------------- Class A-2 $172,000,000 $172,000,000 $172,000,000 $ 516,000,000 ----------- ---------------- ---------------- ------------------ --------------- Class A-3 $ 98,000,000 $ 98,000,000 $ 98,000,000 $ 294,000,000 ----------- ---------------- ---------------- ------------------ --------------- Class A-4 $104,420,000 $104,410,000 $104,420,000 $ 313,250,000 ----------- ---------------- ---------------- ------------------ --------------- Class A-5 $152,330,000 $152,340,000 $152,330,000 $ 457,000,000 ----------- ---------------- ---------------- ------------------ --------------- Class B $ 20,212,000 $ 20,202,000 $ 20,212,000 $ 60,626,000 ----------- ---------------- ---------------- ------------------ --------------- Total $673,632,000 $673,612,000 $673,632,000 $2,020,876,000 ----------- ---------------- ---------------- ------------------ --------------- SCHEDULE B TERMS OF THE NOTES ------------ -------------------------- ------------------- --------------- --------------------- ------------------ Class Interest Rate Final Maturity Date Price to Public Underwriting Discount Proceeds to Issuer ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 A-1 3-month LIBOR minus 0.01% April 25, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX2011 100% 0.16% $380,000,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 A-2 3-month LIBOR plus 0.02% April 26, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX2016 100% 0.18% $516,000,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 A-3 3-month LIBOR plus 0.09% October 25, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES2016 100% 0.20% $294,000,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 A-4 3-month LIBOR plus 0.13% April 26, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions2021 100% 0.23% $313,250,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 A-5 3-month LIBOR plus 0.16% January 26, Inc. Adelphia Business Solutions International2037 100% 0.26% $457,000,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ 2004-4 B 3-month LIBOR plus 0.30% January 25, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2041 100% 0.33% $ 60,626,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------ TOTAL $2,020,876,000 ------------ -------------------------- ------------------- --------------- --------------------- ------------------
Appears in 1 contract
Samples: Nelnet Student Loan Funding LLC
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSKCS ENERGY, INC. ENERCORP GAS MARKETING, INC. KCS RESOURCES, INC. KCS MICHIGAN RESOURCES, INC. KCS PIPELINE SYSTEMS, INC. KCS ENERGY MARKETING, INC. KCS ENERGY SERVICES, INC. KCS MEDALLION RESOURCES, INC. NATIONAL ENERDRILL CORPORATION PROLIQ, INC. MEDALLION CALIFORNIA PROPERTIES CO. MEDALLION GAS SERVICES, INC. By: /s/Xxxx Xxxxxxxxx ---------------------------------- Name: Xxxx Xxxxxxxxx Henrx X. Xxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX SALOMON BROTHERS INC PRUDENTIAL SECURITIES INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS OPPEXXXXXXX XXXURITIES CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESJEFFXXXXX XXX COMPANY, INC. as MORGXX XXXXXX & XOMPANY, INC. As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. SALOMON BROTHERS INC By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing --------------------------- Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSKCS ENERGY, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC PRINCIPAL AMOUNT OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsUNDERWRITER NOTES ----------------------------------------------------------------------------- -------------------
Appears in 1 contract
Samples: KCS Medallion Resources Inc
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NOVA CORPORATION By: /s/Xxxx Xxxxxxxxx Name------------------------------------ Chairman of the Board Each of the Selling Stockholders named in Schedule I hereto By: Xxxx Xxxxxxxxx Title------------------------------------ Attorney-in-Fact By: Vice President and General Counsel ------------------------------------ Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBT ALEX. XXXXX INCORPORATED THE XXXXXXXX-XXXXXXXX COMPANY, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several U.S. Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing ------------------------------------ Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter NOVA CORPORATION Part A--C Firm Shares --------------------- Number of Selling Stockholders Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 -------------------- ----------- _________ _________ Total..................... ========= Part B--C Additional Shares --------------------------- Number of Selling Stockholders Additional Shares -------------------- ----------------- _________ _________ Total..................... ========= SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsNOVA CORPORATION
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNUVEEN QUALITY PREFERRED INCOME FUND 2 By: ___________________________ Name: Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: _____________________________ Name: Title: SPECTRUM ASSET MANAGEMENT, INC. By: /s/Xxxx Xxxxxxxxx ___________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED UBS WARBURG LLC ADVEST, SACHS INC. H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION XXXXXX, XXXXX XXXXX, INCORPORATED XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED MCDONALD INVESTMENTS INC., A KEYCORP COMPANY QUICK & XXXXXX, INC. A FLEETBOSTON FINANCIAL COMPANY XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX, INC. XXXX, XXXX & CO., LLC SUNTRUST CAPITAL MARKETS, INC. WACHOVIA SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXX FARGO SECURITIES, LLC AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ___________________________________ Name: Xxxxxxx Xxxxxx X. Xxxxxxx Xxxx, Xx. Title:Manageing : Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsI
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by ---------------------------- and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSHYPERION TELECOMMUNICATIONS, INC. By: /s/Xxxx Xxxxxxxxx ------------------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA NATIONSBANC XXXXXXXXXX SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several U.S. Underwriters named on Schedule I hereto By: XXXXXXX By XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, HYPERION TELECOMMUNICATIONS INC. U.S. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC ---------------- --------------------- Xxxxx Xxxxxx Inc. Credit Suisse First Boston Corporation NationsBanc Xxxxxxxxxx Securities LLC ________________ TOTAL SCHEDULE II Xxxxxx X. Xxxxxxxx Xxxxxxx X Xxxxxxxx Xxxx X. Xxxxxxxx Xxxxxxxx X. Xxxxxx SCHEDULE III ------------ SUBSIDIARIES ------------ SCHEDULE IV ------------ JOINT VENTURES -------------- EXHIBIT A --------- LIST OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESEMPLOYEE PENSION AND BENEFIT ------------------------------------ PLANS OF HYPERION TELECOMMUNICATIONS, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III . ------------------------------------------ AND ITS SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------------------- EXHIBIT B --------- FORM OF OPINION OF XXXXXXXX INGERSOLL -------------------------------------
Appears in 1 contract
Samples: Underwriting Agreement (Hyperion Telecommunications Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, NEUBERGER BERMAN INCOME OPPORTUNXXX XXXX IXX. By: --------------------------- Name: Title: NEUBERGER BERMAN MANAGEMENT INC. By: /s/Xxxx Xxxxxxxxx --------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel NEUBERGER BERMAN, LLC By: --------------------------- Name: Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX By: CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXADVEST, LUFKIN INC JANNEY MONTGOMERY SCOTT LLC XXXX XXXXN WOOD WALKER, INCORPORXXXX STIFEL, NICOLAUS & XXXXXXXX SECURITIES CORPORATION XXXXXXXCOMPANY, SACHS & CO. BANC INCOXXXXXXXX [Insert additional underwriters] AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxxx X. Xxxxxxx ----------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC NUMBER OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsNAME OF UNDERWRITER COMMON SHARES ------------------- ------------- Citigroup Global Markets Inc............................. Advest, Inc. Adelphia Business Solutions InternationalJanney Montgomery Scott LLC Legx Xxxxn Xxxx Xxxxxx, Inc. Adelphia Business Solutions InternationalXxcorporxxxx Xxxxxx, LLC Adelphia Business Solutions of AlabamaXixxxxxx & Company, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsIncoxxxxxxxx [Xxxxxt additional underwriters] Total.............................................. ___________ EXHIBIT A [TO BE INSERTED]
Appears in 1 contract
Samples: Underwriting Agreement (Neuberger Berman Income Opportunity Fund Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed exclusively in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. Each party hereto agrees to submit to the personal jurisdiction and venue of the State and/or federal courts located in New York, New York, for resolution of all disputes arising out of, in connection with, or by reason of the interpretation, construction, and enforcement of this agreement, and hereby waives the claim or defense therein that such courts constitute an inconvenient forum. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Shareholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSDXP ENTERPRISES, INC. By: /s/Xxxx Xxxxxxxxx Name------------------------------------- Davix X. Xxxxxx Chairman of the Board, Chief Executive Officer and President Each of the Selling Shareholders named in Schedule I hereto By: Xxxx Xxxxxxxxx Title------------------------------------- Davix X. Xxxxxx, Attorney-in-Fact By: Vice President and General Counsel ------------------------------------- Gary X. Xxxxxxx, Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I II hereto. XXXXXXX XXXXX 25 28 J.P. XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& XOMPANY, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESL.L.C. MILLENNIUM FINANCIAL GROUP, INC. as HD BROUX & XO., INC. As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX J.P. XXXXXX & XOMPANY, L.L.C. MILLENNIUM FINANCIAL GROUP, INC. By: /s/ Xxxxxxx X. Xxxxxxx NameBy: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS---------------------------------- ---------------------------------- Willxxx Xxxxx, Xxesident As Its: ------------------------------ HD BROUX & XO., INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsBy: ---------------------------------- As Its: -------------------------------
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Shareholder and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Shareholder, and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSAmerican Physicians Service Group, INC. Inc. Xxxxxxx X. Xxxxxx, President and Chief Operating Officer Selling Shareholder: By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed Xxxxxxx X. Xxxxxxx CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Authorized Representative Signature Page to Underwriting Agreement SPOUSAL CONSENT The undersigned spouse of Xxxxxxx X. Xxxxxxx hereunto subscribes her name in evidence of her agreement and consent to the disposition made of any interest she may have, including any community property interests, in the capital stock of American Physicians Service Group, Inc. referred to in the foregoing Agreement, and to all other provisions of such Agreement. Name: Xxxxxx Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name Number Firm Shares Total: SCHEDULE II Schedule of Selling Shareholder Shareholder Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None to be Sold Xxxxxxx X. Xxxxxxx 300,000 SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. Free Writing Prospectuses SCHEDULE IV JOINT VENTURES Allegheny Hyperion TelecommunicationsPersons Subject to Lock-Up Agreements Xxxxxxx X. Xxxxxxx Xxxxxxx X. XxXxxx Xxxxxxx X. Xxxxx Xxxxx X. Xxxxxx Xxxxxx X. Xxxxxxxx Xxxxxx X. Xxxxxx, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXx., M.D. Xxx X. Xxxxxx, Xx. Xxxxxx X. Xxxxxx Xxxxxxx X. Xxxxx, M.D. Xxxxxxx X. Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxx Xxxxxxx Xxxx X. Xxxxxxxxxx SCHEDULE V Subsidiaries
Appears in 1 contract
Samples: Underwriting Agreement (American Physicians Service Group Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCNUVEEN INSURED CALIFORNIA TAX-FREE ADVANTAGE MUNICIPAL FUND By: ---------------------------------- Title: Chief Administrative Officer NUVEEN ADVISORY CORP. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ------------------------------------ Title: Vice President and General Counsel Managing Director Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & Sons, LUFKIN Inc. Prudential Securities Incorporated Xxxxxxx, Xxxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXXCo. Xxxxxxx Xxxxx & Associates, SACHS & CO. BANC Inc. RBC Xxxx Xxxxxxxx, Inc. Wachovia Securities, Inc. Wedbush Xxxxxx Securities Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name------------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC NAME OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, UNDERWRITERS NUMBER OF COMMON SHARES -------------------- ----------------------- Xxxxxxx Xxxxx Xxxxxx Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsNuveen Investments
Appears in 1 contract
Samples: Nuveen Insured California Tax Free Advantage Municipal Fund
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Partnership, the Operating Partnership, the General Partner and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSATLAS PIPELINE PARTNERS, INC. L.P. By: /s/Xxxx Xxxxxxxxx ATLAS PIPELINE PARTNERS GP, LLC, its General Partner By: /s/ Xxxxxxx X. Xxxxxxx ---------------------------------------------- Name: Xxxx Xxxxxxxxx ---------------------------------------------- Title: Vice President and General Counsel ---------------------------------------------- ATLAS PIPELINE PARTNERS GP, LLC By: /s/ Xxxxxxx X. Xxxxxxx ----------------------------------------------- Name: ----------------------------------------------- Title: ----------------------------------------------- Confirmed as of the date first above mentioned on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. FRIEDMAN, BILLINGS, XXXXXX & CO., INC. X.X. XXXXXXX XXXXX & SONS, INC. WACHOVIA CAPITAL MARKETS, LLC KEYBANC CAPITAL MARKETS, a Division of McDONALD INVESTMENTS INC. XXXXXXX XXXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: FRIEDMAN, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXXBILLINGS, SACHS XXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES., INC. By: /s/ Xxxxx X. Xxxxxxxxx ------------------------------------ Xxxxx X. Xxxxxxxxx Senior Managing Director, Syndicate For themselves and as Representatives of the other several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INChereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAtlas Pipeline Partners, INC. Underwriter L.P. Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXUnits Underwriter to be Purchased ------------------------------------------------------- -------------------- Friedman, XXXXXX Billings, Xxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsCo., Inc. Adelphia Business Solutions International................ 1,035,000 X.X. Xxxxxxx & Sons, Inc............................... 517,500 Wachovia Capital Markets, LLC.......................... 402,500 KeyBanc Capital Markets, a Division of McDonald Investments Inc. Adelphia Business Solutions International.. 230,000 Xxxxxxx Xxxxxx Xxxxxx Inc.............................. 115,000 ========= Total ................................................. 2,300,000 ========= EXHIBIT A Subsidiaries Atlas Pipeline Operating Partnership, L.P. Atlas Pipeline Pennsylvania, LLC Adelphia Business Solutions of AlabamaAtlas Pipeline Ohio, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of Atlas Pipeline New York, Inc. Adelphia Business Solutions of North CarolinaLLC Atlas Pipeline Mid-Continent LLC Elk City Oklahoma Pipeline, L.P. Adelphia Business Solutions of OhioLtd. Elk City Oklahoma GP, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsLLC
Appears in 1 contract
Samples: Atlas Pipeline Partners Lp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. CERUS CORPORATION By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: /s/ Xxxxxx X. Xxxxx Xxxxxx X. Xxxxx, Vice President Legal Affairs of the Company The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA INCORPORATED JMP SECURITIES LLC CIBC WORLD MARKETS CORPBy: XXXXXX X. XXXXX & CO. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE Xxxxx Xxxxx Authorized Representative Cerus Corporation Schedule I ADELPHIA BUSINESS SOLUTIONS, INC. Name of Underwriter Number of Firm Shares XXXXXXX to be Purchased XXXXXX X. XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC . INCORPORATED 2,925,000 JMP SECURITIES LLC 1,575,000 Total 4,500,000 Cerus Corporation Schedule II Issuer Free Writing Prospectus Electronic Net Roadshow Free Writing Prospectus dated March 16, 2006 EXHIBIT A FORM OF AMERICA LOCK UP AGREEMENT February , 2006 XXXXXX X. XXXXX & CO. INCORPORATED JMP SECURITIES LLC As Representatives of the several Underwriters c/o Xxxxxx X. Xxxxx & Co. Incorporated 000 Xxxx Xxxxxxxxx Xxxxxx Xxxxxxxxx, XX 00000 Dear Sirs: The undersigned understands that Xxxxxx X. Xxxxx & Co. Incorporated (“Baird”) and JMP Securities, LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES , as Representatives of the several Underwriters, propose to enter into an Underwriting Agreement (USAthe “Underwriting Agreement”) INC........................... 728,450 FIRST UNION SECURITIESwith Cerus Corporation, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutionsa Delaware corporation (the “Company”), Inc. Adelphia Business Solutions Internationalproviding for the public offering (the “Public Offering”) by the several Underwriters, Inc. Adelphia Business Solutions Internationalincluding the Representatives (the “Underwriters”), LLC Adelphia Business Solutions of Alabamashares (the “Shares”) of the common stock, LLC Adelphia Business Solutions $.001 par value of Arkansasthe Company (the “Common Stock”). To induce the Underwriters that may participate in the Public Offering to continue their efforts in connection with the Public Offering, LLC Adelphia Business Solutions the undersigned hereby agrees that, without the prior written consent of ConnecticutBaird on behalf of the Underwriters, Inc. Adelphia Business Solutions it will not, during the period commencing on the date hereof and ending 90 days after the date of Delawarethe final prospectus relating to the Public Offering (the “Prospectus”): (1) offer, LLC Adelphia Business Solutions pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, lend, or otherwise transfer or dispose of, directly or indirectly, any shares of District Common Stock or any securities convertible into or exercisable or directly or indirectly, any shares of ColumbiaCommon Stock or any securities convertible into or exercisable or exchangeable for Common Stock (whether such shares or any such securities are now owned by the undersigned or are hereafter acquired), LLC Adelphia Business Solutions or (2) enter into any swap or other arrangement that transfers to another, in whole or in part, any of Floridathe economic consequences of ownership of the Common Stock, Inc. Adelphia Business Solutions whether any such transaction described in clause (1) or (2) above is to be settled by delivery of FloridaCommon Stock or such other securities, LLC Adelphia Business Solutions in cash or otherwise. The foregoing sentence shall not apply to (a) transactions relating to shares of JacksonvilleCommon Stock or other securities acquired in open market transactions after the completion of the Public Offering, Inc. Adelphia Business Solutions provided that no filing under Section 16(a) of Georgiathe Securities Exchange Act of 1934, LLC Adelphia Business Solutions as amended (the “Exchange Act”) shall be required or shall be voluntarily made in connection with subsequent sales of IllinoisCommon Stock or other securities acquired in such open market transactions, Inc. Adelphia Business Solutions (b) transfers of Indianashares of Common Stock or any security convertible into Common Stock as a bona fide gift, L.P. Adelphia Business Solutions and (c) transfers of Kansasshares by will or intestate succession to the undersigned’s family or to a trust, LLC Adelphia Business Solutions the beneficiaries of Kentuckywhich are exclusively the undersigned or members of the undersigned’s family; [to be included in the lock up agreements of Messrs. Xxxx, Inc. Adelphia Business Solutions Xxxxxx and Xxxxx and (d) up to 1,200 shares of LouisianaCommon Stock], Inc. Adelphia Business Solutions provided that in the case of Maineany transfer or distribution pursuant to clause (b) or (c), Inc. Adelphia Business Solutions (i) each donee or distributee shall sign and deliver a lock up letter substantially in the form of Marylandthis letter and (ii) no filing under Section 16(a) of the Exchange Act, LLC Adelphia Business Solutions reporting a reduction in beneficial ownership of Massachusettsshares of Common Stock, Inc. Adelphia Business Solutions shall be required or shall be voluntarily made during the restricted period referred to in the foregoing sentence. In addition, the undersigned agrees that, without the prior written consent of MichiganBaird on behalf of the Underwriters, Inc. Adelphia Business Solutions it will not, during the period commencing on the date hereof and ending 90 days after the date of Mississippithe Prospectus, L.P. Adelphia Business Solutions make any demand for or exercise any right with respect to, the registration of New Hampshire, Inc. Adelphia Business Solutions any shares of New Jersey, LLC Adelphia Business Solutions Common Stock or any security convertible into or exercisable or exchangeable for Common Stock. The undersigned also agrees and consents to the entry of New York, Inc. Adelphia Business Solutions stop transfer instructions with the Company’s transfer agent and registrar against the transfer of North Carolina, L.P. Adelphia Business Solutions the undersigned’s shares of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsCommon Stock except in compliance with the foregoing restrictions. If:
Appears in 1 contract
Samples: Underwriting Agreement (Cerus Corp)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. DEUTSCHE MORTGAGE & ASSET RECEIVING CORPORATION By: /s/Xxxx Xxxxxxxxx /s/ Helaine M. Kaplan -------------------------------------- Name: Xxxx Xxxxxxxxx Helaine M. Kaplan Title: President By: /s/ John C. Griffin -------------------------------------- Name: John C. Griffin Title: Vice President Confirmed and General Counsel Confirmed accepted in New York, New York as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX DEUTSCHE BANK SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Helaine M. Kaplan --------------------------------- Name: Xxxxxxx X. Xxxxxxx Helaine M. Kaplan Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, : Vice Prxxxxxxx Xx: /x/ Jeffrey E. Paige --------------------------------- Name: Jeffrey E. Paige Title: Vice Prexxxxxx XXXXXXXUP GLOBAL MARKETS INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY By: /s/ Angela J. Vleck --------------------------------- Name: Angela J. Vleck Title: Managing Xxxxxxxx XXXMARK SECURITIES INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC . By: /s/ Victor Diaso -------------------------------- Name: Victor Diaso Title: Director BXXXXXXX XXXXTAL INC. By: /s/ Haejin Baek -------------------------------- Name: Haejin Baek Title: Managing Direxxxx XXXX OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions InternationalLLC By: /s/ Stephen Hogue -------------------------------- Name: Stephen Hogue Title: Principal XXXXXXXX XXXITAL MARKETS, LLC Adelphia Business Solutions By: /s/ H. Royer Culp, Jr. -------------------------------- Name: H. Royer Culp, Jr. Title: Vice Pxxxxxxxx Xcknowledged and agreed solely as to Section 12: GERMAN AMERICAN CAPITAL CORPORATION By: /s/ Helaine M. Kaplan -------------------------------- Name: Helaine M. Kaplan Title: Vice Prxxxxxxx Xx: /x/ Jeffrey E. Paige -------------------------------- Name: Jeffrey E. Paige Title: Vice Prexxxxxx SCHEDULE I Underwriting Agreement, dated October 23, 2006. Title and Description of Alabama, LLC Adelphia Business Solutions Offered Certificates: CD 2006-CD3 Commercial Mortgage Pass-Through Certificates Initial Aggregate Principal Initial Class Amount Purchase Pass-Through Designation of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies dClass Price(1) Rate Ratings(2) ----------------- ----------------- ------------- --------------- -------------- Class A-1 $23,000,000 100.248154% 5.454% AAA/bAaa Class A-1D $55,000,000 96.999322% 4.181% AAA/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsAaa Class A-2 $338,700,000 100.497581% 5.560% AAA/Aaa Class A-3 $97,400,000 100.495965% 5.607% AAA/Aaa Class A-AB $89,260,000 100.496901% 5.608% AAA/Aaa Class A-4 $127,000,000 100.498612% 5.658% AAA/Aaa Class A-5 $1,412,355,000 100.497986% 5.617% AAA/Aaa Class A-1S $154,970,000 100.499218% 5.614% AAA/Aaa Class A-M $328,240,000 100.497649% 5.648% AAA/Aaa Class A-J $270,800,000 100.496921% 5.688% AAA/Aaa Class A-1A $255,000,000 100.498396% 5.624% AAA/Aaa Class XP $3,504,824,000 2.514657% 0.646% AAA/Aaa Class B $22,321,000 100.494806% 5.728% AA+/Aa1 Class C $53,571,000 100.496933% 5.748% AA/Aa2 Class D $31,249,000 100.493610% 5.787% AA-/Aa3 Class E $22,321,000 100.496843% 5.817% A+/A1 Class F $26,786,000 100.493769% 5.892% A/A2 ------------
Appears in 1 contract
Samples: Underwriting Agreement (CD 2006-Cd3 Mortgage Trust)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. Nelnet Funding hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Xxxxxxxxx Nelnet Student Loan Management Corporation, as Manager and Special Member By: /s/ Jeffrey R. Noordhoek ------------------------------------------- Name: Xxxx Xxxxxxxxx Jeffrey R. Noordhoek Title: Vice President and General Counsel Confirmed Xxxxxxxxx Xxxxxxxed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COmentioned. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESLLC, INC. acting on behalf of itself and as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx E. Scott Kaysen -------------------------------------- Name: Xxxxxxx E. Xxxxx Xxxxxx Title: Principal DEUTSCHE BANK SECURITIES INC., acxxxx xx xxxxlf of itself and as Representative of the Underwriters By: /s/ Peter J. Cerwin -------------------------------------- Name: Xxxxx X. Xxxxxxx Xxxxxx Title:Manageing : Director By: /s/ Elton Wells -------------------------------------- Name: Eltox Xxxxx Title: Vice President SCHEDULE I ADELPHIA BUSINESS SOLUTIONSA ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Merrill Lynch, INCPierce, Fenner & Banc of America Deutsche Bank Mellon Finanxxxx Smith RBC Dain Notes Securities LLC Securities Inx. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions InternationalMarkets, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Incorporated Rauscher Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. TOTAL ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class A-1 $66,666,667 $66,666,667 $22,222,222 $22,222,222 $22,222,222 $200,000,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class A-2 $111,666,667 $111,666,667 $37,222,222 $37,222,222 $37,222,222 $335,000,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class A-3 $53,333,333 $53,333,333 $17,777,778 $17,777,778 $17,777,778 $160,000,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class A-4 $82,000,000 $82,000,000 $27,333,333 $27,333,333 $27,333,333 $246,000,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class A-5 $124,433,333 $124,433,333 $41,477,778 $41,477,778 $41,477,778 $373,300,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Class B $13,566,667 $13,566,667 $4,522,222 $4,522,222 $4,522,222 $40,700,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- Total $451,666,667 $451,666,667 $150,555,555 $150,555,555 $150,555,555 $1,355,000,000 ------------ ----------------- ---------------- ----------------- ----------------- ---------------- ---------------- SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsB TERMS OF THE NOTES
Appears in 1 contract
Samples: Nelnet Student Loan Funding LLC
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx --------------------------- Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: --------------------------- Title: Managing Director Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & Sons, LUFKIN Inc. Prudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Deutsche Bank Securities Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxx Xxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXXAssociates, SACHS Inc. Xxxx, Xxxx & CO. BANC Co., LLC SunTrust Capital Markets, Inc. Wachovia Securities, Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name----------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX -------------------- ----------------------- Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Adelphia Business Solutions InternationalDeutsche Bank Securities Inc. Xxxxxx, Xxxxx Xxxxx, Incorporated Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Xxxxxxx Xxxxx & Associates, Inc. Xxxx, Xxxx & Co., LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of ConnecticutSunTrust Capital Markets, Inc. Adelphia Business Solutions of DelawareWachovia Securities, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsInc.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Maryland Dividend Advantage Municipal Fund 3)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Illinois without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Shareholders and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. * * * * * Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Shareholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSCONTINENTAL WASTE INDUSTRIES, INC. By: /s/Xxxx Xxxxxxxxx /s/ Jeffrey E. Levine Name: Xxxx Xxxxxxxxx Jeffrey E. Levine Title: Senior Vice President and & General Counsel Confirmed SELLING SHAREHOLDERS By: /s/ Jeffrey E. Levine Name: Jeffrey E. Levine Title: Senior Vice President & General Counsel As Attorney-in-Fact acting on behalf of each of the Selling Shareholders named in Schedule II hereto. CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INCRAYMOND JAMES & ASSOCIATES, XXX. CREDIT SUISSE Xy: /s/ Thomas W. Mullins Name: Txxxxx X. Xxxxxxx Title: Xxxx Xxxxxxxxx FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX ANALYSIS SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Steven F. Bouck Name: Xxxxxxx Stexxx X. Xxxxxxx Xxxxx Xitle: Exxxxxxxx Xxxx Xxesident NATWEST SECURITIES LIMITED By: /s/ Timothy Williams Name: Tixxxxx Xxxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications: Dxxxxxxx
Appears in 1 contract
Samples: Continental Waste Industries Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Adviser and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. EATON VANCE INSURED MUNICIPAL BOND FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ----------------------------------- Title: Vice President and General Counsel EATON VANCE MANAGEMENT Xx: ----------------------------------- Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX Salomon Smith Barney Inc. AS REPRESENTATIVES OF THE SEVERAL UNDERXXXXXXX Xx: XXXXMON SMITH BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name------------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX NAME OF UNDERWRITERS NUMBER OF SHARES -------------------- ---------------- Salomon Smith Barney Inc. [ ] XXX Xxrburg LLC A.G. Edwards & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated H&R Blxxx Xxxxxxxxl Advisors, Inc. Adelphia Business Solutions InternationalFahnestock & Co. Inc. Ferris, Baker Watts, Incorporated Janney Montxxxxxx Xxxtt LLC Legg Xxxxx Woxx Xxlxxx, Incorporated McXxxxxx Xxxxxxxxxxx Xxx., a KxxXxrx Xxxxxxx Qxxxx & Reilly, Inc. A FleetBoston Financial Company Raymond James & Associxxxx, Inc. RBC Dain Rauscher, Inc. Ryan, Beck & Xx., XXX XunTrust Capital Markets, Xxx. XX Xxxxrhouse Xxxxstxx Xervices, Inc. Wachovia Securities, Inc. Wells Fargo Securities, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsTotal 13,000,000
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Insured Municipal Bond Fund)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New without regard to principles of conflicts of law other than Section 5-1401 of the New York applicable to contracts made and to be performed within the State of New YorkGeneral Obligations Law which shall govern. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, Bank of America and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, BANC OF AMERICA COMMERCIAL MORTGAGE INC. By: /s/Xxxx Xxxxxxxxx /s/ John S. Palmer ------------------------------------ Name: Xxxx Xxxxxxxxx John S. Palmer Title: Vice President Xxxxxxxxx BANK OF AMERICA, NATIONAL ASSOCIATION By: /s/ Stephen L. Hogue ------------------------------------ Name: Stephen L. Hogue Title: Prixxxxxx The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COwritten. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX /s/ Peter J. Cookson -------------------------------- Name: Peter J. Cookson Title: Mxxxxxxx Xxxxxxxx CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxxx X. Xxxxxxx Angela J. Vleck -------------------------------- Name: Angela J. Vleck Title: Maxxxxxx Xxxxxxxx COMMERZBANK CAPITAL MARKETS CORP. By: /s/ Robert Lord -------------------------------- Name: Robert Lord Title: Generax Xxxxxxx X. Xxxxxxx By: /s/ Uwe Westphal ------------------------------ Name: Uwe Westphal Title:Manageing Director : Senxxx Xxxx Xxxsident MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORXXXX By: /s/ Daniel M. Rodgers -------------------------------- Name: Daniel M. Rodgers Title: Xxxxxxxxxx Xxxxxxory [SIGNATURE PAGE TO UNDERWRITING AGREEMENT] SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement dated February 15, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2007:
Appears in 1 contract
Samples: Banc of America Commercial Mortgage Inc., Series 2007-1
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York Illinois applicable to contracts made and to be performed within the State of New YorkIllinois. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSPEAPOD, INC. By: /s/Xxxx By --------------------------------------- Xxxxxx X. Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Chief Executive Officer Each of the Selling Stockholders named in Schedule I hereto By --------------------------------------- Attorney-in-Fact By --------------------------------------- Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXXXXXXXX XXXXX & COMPANY, LUFKIN & XXXXXXXX L.L.C. J.P. XXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX By XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing By ----------------- Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSPEAPOD, INC. Underwriter Additional Shares ----------------- Number of Selling Stockholders Additional Shares -------------------- ----------------- Tribune National Marketing Company............... 181,248 Ameritech Corporation............................ 101,252 Service Master Venture Fund L.L.C................ 50,120 Tasso H. Coin.................................... 44,489 Equity-Linked Investors-II.................... 41,767 Eos Partners SBIC, L.P........................... 41,767 The Travelers Insurance Company.................. 41,767 Benaroya Capital Company......................... 16,707 Montreaux Equity Partners........................ 13,365 Glenbrook Partners, L.P.......................... 4,177 Berkman Associates, L.P.......................... 3,341 ------- Total 540,000 ======= SCHEDULE II PEAPOD, INC. Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX----------- Underwriter Firm Shares ----------- ----------- Xxxxx Xxxxxx Inc.......... Xxxxxxx Xxxxx & Company, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None L.L.C.......... X.X. Xxxxxx Securities Inc.......... Total..... --------------------- SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsLOCKUP LETTERS
Appears in 1 contract
Samples: Underwriting Agreement (Peapod Inc)
Applicable Law; Counterparts. This Underwriting Agreement shall will be ---------------------------- governed by and construed in accordance with the laws of the State of New York applicable [______] without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Underwriting Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between Contract Seller, the Company Issuer and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. GREENPOINT CREDIT LLC By: /s/Xxxx Xxxxxxxxx :_____________________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed [________________________], as Issuer By:_____________________________________ Name: Title: Accepted at [New York, New York] as of the date first above mentioned on behalf of themselves written above. [UNDERWRITER], for itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx :_________________________________ Name: Xxxxxxx X. Xxxxxxx :_______________________________ Title:Manageing Director ______________________________ SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAmount of Series 200[]-[], INC. Class [__] Notes to Underwriter Number be Purchased ----------- ------------ [UNDERWRITER] $[] Amount of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXSeries 200[]-[], XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXClass [__] Notes to Underwriter be Purchased ----------- ------------ [UNDERWRITER] $[] Amount of Series 200[]-[], SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 Class [__] Notes to Underwriter be Purchased ----------- ------------ [UNDERWRITER] $[] SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsRegistration Statement No. 333-[_____] Base Prospectus dated [Date] Prospectus Supplement dated [Date] Title of Notes Manufactured Housing Contract Senior/Subordinate Pass-Through Notes, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions Series 200[]-[] Amount of Alabama, LLC Adelphia Business Solutions Offered Notes (approximate; subject to a variance of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/+/- 5%): Class [___] Notes $[] Class [___] Notes $[] Class [___] Notes $[] Interest Rate: Class [___] Notes []% Class [___] Notes []%* Class [___] Notes []%* * Subject to a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsmaximum rate as described in the Indenture. Purchase Price Percentage: Class [___] Notes []% (plus accrued interest) Class [___] Notes []% (plus accrued interest) Class [___] Notes []% (plus accrued interest)
Appears in 1 contract
Samples: Greenpoint Credit LLC
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx CARDINAL FINANCIAL CORPORATION Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed CONFIRMED AND AGREED as of the date first above mentioned mentioned, on behalf of themselves the Representatives and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx NameAuthorized Representative XXXX XXXXX XXXX XXXXXX, INCORPORATED By: Xxxxxxx X. Xxxxxxx Title:Manageing Director Authorized Representative 25 SCHEDULE I ADELPHIA BUSINESS SOLUTIONSName Number Firm Shares Xxxxxxx Xxxxx & Associates, Inc. Xxxx Xxxxx Xxxx Xxxxxx, Incorporated Total: Cardinal Bank Cardinal Wealth Services, Inc. Xxxxxx Xxxxx Mortgage, LLC Cardinal Statutory Trust I [Excel Title Corp.] [Excel Title of Maryland] [CNB Insurance, Inc.] [Cardinal Merger Corp.] [CNB Mortgage LLC] EXHIBIT A , 2005 CARDINAL FINANCIAL CORPORATION 0000 Xxxxxxxxxx Xxxxx, Xxxxx 000 XxXxxx, Virginia 22102 XXXXXXX XXXXX & ASSOCIATES, INC. Underwriter Number XXXX XXXXX XXXX XXXXXX, INCORPORATED As Representatives of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX the Several Underwriters c/o Raymond Xxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsAssociates, Inc. Adelphia Business Solutions International000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, XX 00000 Re: Cardinal Financial Corporation (the "Company")—Lock-Up Agreement Ladies and Gentlemen: This letter is delivered to you pursuant to the Underwriting Agreement (the "Underwriting Agreement") to be entered into by the Company, as issuer, and Xxxxxxx Xxxxx & Associates, Inc. Adelphia Business Solutions Internationaland Xxxx Xxxxx Xxxx Xxxxxx, LLC Adelphia Business Solutions Incorporated, the representatives (the "Representatives") of Alabamacertain underwriters (the "Underwriters") to be named therein. Upon the terms and subject to the conditions of the Underwriting Agreement, LLC Adelphia Business Solutions the Underwriters intend to effect a public offering of ArkansasCommon Stock, LLC Adelphia Business Solutions $1.00 par value, of Connecticutthe Company (the "Shares"), as described in and contemplated by the registration statement of the Company on Form S-1, File No. 333-123511 (as the same may be hereafter amended, the "Registration Statement"), as filed with the Securities and Exchange Commission on March 23, 2005 (the "Offering"). The undersigned recognizes that it is in the best financial interests of the undersigned, as an officer or director, or an owner of stock, options, warrants or other securities of the Company (the "Company Securities"), that the Company complete the proposed Offering. The undersigned further recognizes that the Company Securities held by the undersigned are, or may be, subject to certain restrictions on transferability, including those imposed by United States federal securities laws. Notwithstanding these restrictions, the undersigned has agreed to enter into this letter agreement to further assure the Underwriters that the Company Securities of the undersigned, now held or hereafter acquired, will not enter the public market at a time that might impair the underwriting effort. Therefore, as an inducement to the Underwriters to execute the Underwriting Agreement, the undersigned hereby acknowledges and agrees that the undersigned will not (i) directly or indirectly, offer, sell, contract to sell, pledge, grant any option to purchase or otherwise dispose of (collectively, a "Disposition") any Company Securities, or any securities convertible into or exercisable or exchangeable for, or any rights to purchase or otherwise acquire, any Company Securities held or owned of record or beneficially by the undersigned on or acquired by the undersigned after the date hereof, (collectively, the "Lock-Up Shares"), for a period commencing on the date hereof and ending 90 days after the effective date of the Registration Statement, inclusive (the "Lock-Up Period"), without the prior written consent of Xxxxxxx Xxxxx & Associates, Inc. Adelphia Business Solutions and Xxxx Xxxxx Xxxx Xxxxxx, Incorporated, or (ii) exercise or seek to exercise or effectuate in any manner any rights of Delawareany nature that the undersigned has or may have hereafter to require the Company to register under the Act the undersigned's sale, LLC Adelphia Business Solutions transfer or other disposition of District any of Columbiathe Lock-Up Shares or other securities of the Company held by the undersigned, LLC Adelphia Business Solutions or to otherwise participate as a selling securityholder in any manner in any registration effected by the Company under the Act, including under the Registration Statement, during the Lock-Up Period. The foregoing restrictions are expressly agreed to preclude the undersigned from engaging in any hedging, collar (whether or not for any consideration) or other transaction that is designed to or reasonably expected to lead or result in a Disposition of FloridaLock-Up Shares during the Lock-Up Period, Inc. Adelphia Business Solutions even if such Lock-Up Shares would be disposed of Floridaby someone other than such holder. Such prohibited hedging or other transactions would include any short sale or any purchase, LLC Adelphia Business Solutions sale or grant of Jacksonvilleany right (including any put or call option or reversal or cancellation thereof) with respect to any Lock-Up Shares or with respect to any security (other than a broad-based market basket or index) that includes, Inc. Adelphia Business Solutions relates to or derives any significant part of Georgiaits value from Lock-Up Shares. Notwithstanding the agreement not to make any Disposition during the Lock-Up Period, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsyou have agreed that the foregoing restrictions shall not apply to:
Appears in 1 contract
Samples: Cardinal Financial Corp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. XXXXX XXXXX INSURED CALIFORNIA MUNICIPAL BOND FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ---------------------------- Title: Vice President and General Counsel XXXXX XXXXX MANAGEMENT By: ---------------------------- Title: 38 Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC By: Xxxxxxx Xxxxx Xxxxxx Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name---------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX NAME OF UNDERWRITERS NUMBER OF SHARES -------------------- ---------------- Xxxxxxx Xxxxx Xxxxxx Inc. [ ] UBS Warburg LLC X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated H&R Block Financial Advisors, Inc. Adelphia Business Solutions InternationalQuick & Xxxxxx, Inc. A FleetBoston Financial Company Xxxxxxx Xxxxx & Associates, Inc. RBC Xxxx Xxxxxxxx, Inc. TD Waterhouse Investor Services, Inc. Wachovia Securities, Inc. Xxxxx Fargo Securities, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsTotal [ ],000,000
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Insured California Municipal Bond Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. Nelnet Funding hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Xxxxxxxxx Nelnet, Inc., as Manager By: /s/ Jeffrey R. Noordhoek ------------------------------- Name: Jeffrey R. Noordhoek Titxx: Xxxxxx Xxxx Xxxxxxxxx Title: Vice President and General Counsel Xresident Confirmed as of the date first above mentioned mentioned. J.P. MORGAN SECURITIES INC., acting on behalf of themselves itself and as Reprexxxxxxxxx xf the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS By:/s/ Anthony Hermann ----------------------------- Name: Anthony Hermxxx Xxxxx: Xxxx President MORGAN STANLEY & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESINCORPORXXXX, INC. xxxxxx xx behalf of itself and as Representatives Xxxxxsxxxxxxxe of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Gail McDonnell --------------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Gail XxXxxxxxx Xxxle: Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, A MORGAN BANC OF J.P. MORGAN STANLEY & AMERICA DEUTSCHE BANK MELLON XXX XAIN SECURITIES CO. SECURITIES SECURITIES FINANCIAL RAUSCHER NOTES INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INCORPORATED LLC INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International. MARKETS, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsINC. TOTAL ------------------- ------------ ------------ ------------ ------------- ------------ ------------- -------------- Class A-1 $ 81,000,000 $ 81,000,000 $ 30,000,000 $ 30,000,000 $13,000,000 $13,000,000 $ 248,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Class A-2 $ 89,000,000 $ 89,000,000 $ 35,000,000 $ 35,000,000 $12,000,000 $12,000,000 $ 272,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Class A-3 $ 62,500,000 $ 62,500,000 $ 20,000,000 $ 20,000,000 $10,000,000 $10,000,000 $ 185,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Class A-4L $111,500,000 $111,500,000 $ 45,000,000 $ 45,000,000 $20,000,000 $20,000,000 $ 353,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Class A-4CP $ 35,000,000 $ 35,000,000 $ 10,000,000 $ 10,000,000 $ 5,000,000 $ 5,000,000 $ 100,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Class B $ 21,000,000 $ 21,000,000 $ 0 $ 0 $ 0 $ 0 $ 42,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- Total $400,000,000 $400,000,000 $140,000,000 $140,000,000 $60,000,000 $60,000,000 $1,200,000,000 ------------ ------------ ------------ ------------ ----------- ----------- -------------- TERMS OF THE NOTES FINAL MATURITY UNDERWRITING PROCEEDS TO CLASS INTEREST RATE DATE PRICE TO PUBLIC ISSUER DISCOUNT --------- -------------------------- ------------------ --------------- ------------ -------------- 2002 A-1 3-month LIBOR plus 0.0% 9/25/08 100% 0.19% $ 247,528,800 2002 A-2 3-month LIBOR plus 0.03% 6/25/11 100% 0.20% $ 271,456,000 2002 A-3 3 month LIBOR plus 0.10% 9/25/13 100% 0.21% $ 184,611,500 2002A-4L 3 month LIBOR plus 0.22% 9/25/24 100% 0.2265% $ 352,200,455 2002A-4CP 3 month CP Rate plus 0.30% 9/25/24 100% 0.2265% $ 99,773,500 2002 B 3-month LIBOR plus 0.70% 12/26/33 100% 0.50% $ 41,790,000 TOTAL $1,197,360,255
Appears in 1 contract
Samples: Underwriting Agreement (Nelnet Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. Nelnet Funding hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company Nelnet Funding and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNELNET STUDENT LOAN FUNDING, INC. LLC By: /s/Xxxx Xxxxxxxxx NELnet, Inc., as Manager By: /S/ JEFFREY R. NOORDHOEK --------------------------------- Name: Jeffrey R. Noordhoek Titlx: Xxxxxx Xxxx Xxxxxxxxx Title: Vice President and General Counsel Xxxxxdent Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COmentioned. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESLLC, INC. acting on behalf of itself and as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX /S/ CHRISTOPHER G. CRONK ----------------------------- Name: Christopher X. Xxxxx Xxxxx: Principal J.P. MORGAN SECURITIES INC. ., xxxxxx xx xxxxxx of itself and as Represxxxxxxxx xx the Underwriters By: /s/ Xxxxxxx X. Xxxxxxx /S/ ANTHONY HERMANN ------------------------ Name: Xxxxxxx X. Xxxxxxx Anthony Hermann Title:Manageing Director : Xxxx Xxxxxdent SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number A ------------ --------------- ---------------- ------------------ ---------------- ----------------- --------------- Notes Banc of Firm Shares XXXXXXX America J.P. Morgan Mellon Financial Salomon Smith UBS Warburg LLC XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Securities LXX Xxxxxxxxxs Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions InternationalMarkets, LLC Adelphia Business Solutions Barney Inc. ------------ --------------- ---------------- ------------------ ---------------- ----------------- --------------- Class A-1 $83,000,000 $83,000,000 $83,000,000 $83,000,000 $83,000,000 $415,000,000 ------------ --------------- ---------------- ------------------ ---------------- ----------------- --------------- Class A-2 $117,000,000 $117,000,000 $117,000,000 $117,000,000 $117,000,000 $585,000,000 ------------ --------------- ---------------- ------------------ ---------------- ----------------- --------------- Class B $7,254,000 $7,254,000 $7,254,000 $7,254,000 $7,254,000 $36,270,000 ------------ --------------- ---------------- ------------------ ---------------- ----------------- --------------- Terms of Alabamathe Notes Class Interest Rate Final Maturity Date Price to Public Underwriting Discount Proceeds to Issuer ----- ------------- ------------------- --------------- --------------------- ------------------ 2002 A-1 3-month LIBOR plus 0.04% May 25, LLC Adelphia Business Solutions of Arkansas2011 100% 0.20% $414,170,000 2002 A-2 3-month LIBOR plus 0.17% May 25, LLC Adelphia Business Solutions of Connecticut2027 100% 0.27% $583,420,500 2002 B 3-month LIBOR plus 0.55% August 25, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2032 100% 0.50% $36,088,650 TOTAL $1,033,679,150
Appears in 1 contract
Applicable Law; Counterparts. This Underwriting Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Underwriting Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Contract Sellers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSBANK OF AMERICA, INC. FSB By: /s/Xxxx Xxxxxxxxx ----------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION By: ----------------------------------- Name: Title: Accepted at New York, New York as of the date first above mentioned on behalf of themselves written above. XXXXXX XXXXXXX & CO. INCORPORATED, for itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ----------------------------------- Name: Xxxxxxx X. Xxxxxxx --------------------------------- Title:Manageing Director : -------------------------------- SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAmount of Series 1998-2, INCClass A-1 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & INCORPORATED $26,290,000 BANCAMERICA XXXXXXXXX XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 $7,170,000 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA . $7,170,000 NATIONSBANC XXXXXXXXXX SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS LLC $7,170,000 Amount of Series 1998-2, Class A-2 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $43,450,000 BANCAMERICA XXXXXXXXX XXXXXXXX $11,850,000 XXXXXXX, SACHS & CO. $11,850,000 NATIONSBANC XXXXXXXXXX SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESLLC $11,850,000 Amount of Series 1998-2, INC.................................... 728,450 TOTAL........................................ 8,750,000 Class A-3 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $35,200,000 BANCAMERICA XXXXXXXXX XXXXXXXX $9,600,000 XXXXXXX, SACHS & CO. $9,600,000 NATIONSBANC XXXXXXXXXX SECURITIES LLC $9,600,000 Amount of Series 1998-2, Class A-4 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $42,900,000 BANCAMERICA XXXXXXXXX XXXXXXXX $11,700,000 XXXXXXX, SACHS & CO. $11,700,000 NATIONSBANC XXXXXXXXXX SECURITIES LLC $11,700,000 Amount of Series 1998-2, Class A-5 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $24,200,000 BANCAMERICA XXXXXXXXX XXXXXXXX $6,600,000 XXXXXXX, SACHS & CO. $6,600,000 NATIONSBANC XXXXXXXXXX SECURITIES LLC $6,600,000 Amount of Series 1998-2, Class A-6 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $37,950,000 BANCAMERICA XXXXXXXXX XXXXXXXX $10,350,000 XXXXXXX, SACHS & CO. $10,350,000 NATIONSBANC XXXXXXXXXX SECURITIES LLC $10,350,000 Amount of Series 1998-2, Class A-7 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $99,387,750 BANCAMERICA XXXXXXXXX XXXXXXXX $27,105,750 XXXXXXX, SACHS & CO. $27,105,750 NATIONSBANC XXXXXXXXXX SECURITIES LLC $27,105,750 Amount of Series 1998-2, Class M Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $28,296,950 BANCAMERICA XXXXXXXXX XXXXXXXX $7,717,350 XXXXXXX, SACHS & CO. $7,717,350 NATIONSBANC XXXXXXXXXX SECURITIES LLC $7,717,350 Amount of Series 1998-2, Class B-1 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $22,637,450 BANCAMERICA XXXXXXXXX XXXXXXXX $6,173,850 XXXXXXX, SACHS & CO. $6,173,850 NATIONSBANC XXXXXXXXXX SECURITIES LLC $6,173,850 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsRegistration Statement No. 333-35251 Base Prospectus dated June 16, Inc. Adelphia Business Solutions International1998 Prospectus Supplement dated June 23, Inc. Adelphia Business Solutions International1998 Title of Certificates Manufactured Housing Contract Trust V Senior/Subordinate Pass-Through Certificates, LLC Adelphia Business Solutions Series 1998-2 Amount of Alabama, LLC Adelphia Business Solutions Offered Certificates (approximate; subject to a variance of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/PLUS OR MINUS 5%): Class A-1 Certificates $47,800,000 Class A-2 Certificates $79,000,000 Class A-3 Certificates $64,000,000 Class A-4 Certificates $78,000,000 Class A-5 Certificates $44,000,000 Class A-6 Certificates $69,000,000 Class A-7 Certificates $180,705,000 Class M Certificates $51,449,000 Class B-1 Certificates $41,159,000 Pass-Through Rate: Class A-1 Certificates 5.89% Class A-2 Certificates 6.04% Class A-3 Certificates 6.04% Class A-4 Certificates 6.11% Class A-5 Certificates 6.20% Class A-6 Certificates 6.24% Class A-7 Certificates 6.55%* Class M Certificates 6.83%* Class B-1 Certificates 7.93%* * Subject to a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsmaximum rate as described in the Agreement.
Appears in 1 contract
Samples: Bankamerica Manufactured Housing Contract (Bank of America FSB/Ca)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable to contracts agreements made and to be performed within the State of New Yorkentirely in said State. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, MLMLI and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXMORTGAGE INVESTORS, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx XxXxxxxx ------------------------ Name: Xxxxxxx X. XxXxxxxx Title: Authorized Signatory XXXXXXX XXXXX MORTGAGE LENDING, INC. By: /s/ Xxxxxx Xxx -------------- Name: Xxxxxx Xxx Title: Senior Vice President The foregoing Agreement is hereby confirmed and accepted as of the date first above written. XXXXXXX XXXXX, XXXXXX XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxxx Xxx -------------- Name: Xxxxxx Xxx Title: Authorized Signatory WACHOVIA SECURITIES, INC. By: /s/ Xxxxxxx X. Xxxxxx --------------------- Name: Xxxxxxx X. Xxxxxx Title:Manageing : Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Xxxxxxx X. Xxxxxx --------------------- Name: Xxxxxxx X. Xxxxxx Title: Vice President By: /s/ Xxxxxx X. Xxxxxxxx ---------------------- Name: Xxxxxx X. Xxxxxxxx Title: Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUNDERWRITING AGREEMENT DATED JUNE 26, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2002:
Appears in 1 contract
Samples: Underwriting Agreement (Merrill Lynch Mort Inv Inc Com MRT Pas THR Cert Ser 2002 Mw1)
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN INSURED NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ___________________________ Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: _____________________________ Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED UBS WARBURG LLC ADVEST, SACHS INC. XXXXXXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto GRUNTAL & CO., L.L.C. XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX, INC. AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name___________________________________ Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------------------- -----------------------
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Insured New York Dividend Advantage Municipal Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Stockholders and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NEXITY FINANCIAL CORPORATION By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx X. Xxx Title: Vice President Chairman and General Counsel Confirmed Chief Executive Officer Solely with respect to Sections 5.2, 6.2, 8, 9 and 13 of this Agreement, the Selling Stockholders Named in Schedule II Hereto, Acting Severally By: Attorney-in-Fact CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representative and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director Authorized Representative SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name Number of Firm Shares Xxxxxxx Xxxxx & Associates, Inc. Total: 1,500,000 Name Number of Additional Shares Xxxxxxx Xxxxx & Associates, Inc. Total: 225,000 SCHEDULE II Schedule of Selling Stockholders Stockholder Number of Firm Shares Total: 250,000 Stockholder Number of Additional Shares Total: 37,500 EXHIBIT A , 2005 NEXITY FINANCIAL CORPORATION 0000 Xxxx Xxxx Xxxxx Xxxxx 000 Xxxxxxxxxx, Xxxxxxx 00000 XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESASSOCIATES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions. As Representative of the Several Underwriters c/o Raymond Xxxxx & Associates, Inc. Adelphia Business Solutions International000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxxxx 00000
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable to contracts agreements made and to be performed within the State of New Yorkin said State. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company [, the Issuer] and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCCRIIMI MAE CMBS CORP. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed [CRIIMI MAE COMMERCIAL MORTGAGE TRUST [I] By: ----------------------------------------- Not in its individual capacity but solely as Owner Trustee By: Name: Title:] Accepted at New York, New York as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten above. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC [NAME OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto LEAD UNDERWRITER] By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. [Bond] Principal or Notional Amount of relevant Underwriter Number Class of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES Offered (USAand address) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 Class Securities to be Purchased ------------- ----- -------------------------- SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsRegistration Statement No. Basic Prospectus dated ___________, Inc. Adelphia Business Solutions International19__ Prospectus Supplement dated ___________, Inc. Adelphia Business Solutions International19__ Title of Securities: [Mortgage Pass-Through Certificates] [Collateralized Mortgage Obligations] Series ____. Cut-off Date: __________, LLC Adelphia Business Solutions 19__ Closing: ___________ [A.M. P.M.] __________, 19__ at the offices of AlabamaSidley & Austin 000 Xxxxx Xxxxxx Xxx Xxxx, LLC Adelphia Business Solutions Xxx Xxxx 00000 Manner of Arkansas, LLC Adelphia Business Solutions payment of Connecticut, Inc. Adelphia Business Solutions Security Purchase Price: Office for delivery of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsnon-book entry Offered Securities: Office for payment for Offered Securities or wire transfer information: Office for checking non-book entry Offered Securities:
Appears in 1 contract
Samples: Criimi Mae CMBS Corp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Illinois without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. CUNO INCORPORATED By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: ---------------------------------------- Xxxxxx X. Xxxxxx, Senior Vice President and General Counsel Confirmed Chief Financial Officer The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORPINCORPORATED XXXXXXX, XXXXX & CO. CREDIT LYONNAIS SECURITIES (USA) XXXXXX GULL XXXXXXX & XXXXXXXX INC. FIRST UNION SECURITIES, INCBy: XXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE ------------------------------------------- Authorized Representative 29 Cuno Incorporated Schedule I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter ---------- Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXto Name of Underwriter be Purchased ------------------- -------------- Xxxxxx X. Xxxxx & Co. Incorporated........................... Xxxxxxx, XXXXXX Sachs & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS Co.......................................... Xxxxxx Gull Xxxxxxx & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INCXxXxxxxx Inc........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE --------- Total 2,000,000 Schedule II None SCHEDULE ----------- CUNO Incorporated Pension Plan CUNO Incorporated Pension Plan for Organized Employees Pension Plan for Salaried Employees of CUNO Incorporated CUNO Incorporated Savings and Retirement Plan Voluntary Accident Insurance Plan for Employees at CUNO Incorporated Health Plan for Employees of CUNO Incorporated CUNO Incorporated Flex Choice Plan Travel Accident Plan of CUNO Incorporated Life and Accident Plan of CUNO Incorporated Long Term Disability Plan of CUNO Incorporated CUNO Incorporated Salaried Employees Severance Pay Plan Schedule III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications------------ Xxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxxxxx X. Xxxxx Xxxxxx X. Xxxxxx Xxxxxxx X. Xxxxxx Xxxx X. Xxxxxx Xxxx X. Xxxxxx Xxxxxx X. XxXxxxxxx C. Xxxxxx Xxxxxxx Xxxx X. Xxxxxx Xxxxx X. Xxxxx Xxxx X. Xxxxxx
Appears in 1 contract
Samples: Cuno Incorporated (Cuno Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. [Signature page follows] Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. BXXXX CORPORATION By: /s/Xxxx Xxxxxxxxx /s/ Bxxxxxx X. Bolens Name: Xxxx Xxxxxxxxx Bxxxxxx X. Bolens Title: Vice President and General Counsel Confirmed Treasurer The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX RXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. INCORPORATED CREDIT LYONNAIS SUISSE SECURITIES (USA) INCLLC WACHOVIA CAPITAL MARKETS, LLC BMO CAPITAL MARKETS CORP. FIRST UNION SECURITIES, INCBy: RXXXXX X. XXXXX & CO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCannexed hereto. By: /s/ Xxxxxxx Lxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE Xxxxx Authorized Representative Bxxxx Corporation Schedule I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX Name of Underwriter to be Purchased RXXXXX X. XXXXX BARNEY INC....................................... 1,459,050 & CO. INCORPORATED 2,000,000 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESLLC 800,000 WACHOVIA CAPITAL MARKETS, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE LLC 800,000 BMO CAPITAL MARKETS CORP. 400,000 Total 4,000,000 Bxxxx Corporation Schedule II None SCHEDULE Final Term Sheet Bxxxx Corporation Schedule III SUBSIDIARIES Adelphia Business SolutionsFINAL TERM SHEET In the event of an inconsistency between this Term Sheet and the preliminary prospectus supplement dated June 5, 2006, you should rely on the information in this Term Sheet. Issuer: Bxxxx Corporation Common Stock Symbol: BRC Title of Securities: Class A Nonvoting Common Stock Number of Shares Offered: 4,000,000 Price to Public: $ 36.00 Class A Nonvoting Common Stock outstanding after the Offering*: 49,462,077 Over-allotment Option: 600,000 Underwriters: Rxxxxx X. Xxxxx & Co. Credit Suisse Wachovia Securities BMO Capital Markets *Based on the number of shares of Class A Nonvoting Common Stock outstanding as of April 30, 2006. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EXXXX on the SEC Web site at wxx.xxx.xxx. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling collect (000) 000-0000. Exhibit A Subsidiaries Domestic Subsidiaries of the Company *Designates Significant Subsidiary State of Subsidiary Incorporation Stockholder Bxxxx Worldwide, Inc.* Wisconsin Tricor Direct, Inc. Adelphia Business Solutions International(100%) Tricor Direct, Inc.* Delaware Bxxxx Corporation (100%) Bxxxx International Co. Wisconsin Bxxxx Worldwide, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut(100%) Bxxxx Investment Co. Nevada Tricor Direct, Inc. Adelphia Business Solutions of Delaware(100%) Emed Co, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of FloridaInc.* New York Tricor Direct, Inc. Adelphia Business Solutions (100%) Worldmark of Florida, LLC Adelphia Business Solutions of JacksonvilleWisconsin, Inc. Adelphia Business Solutions of GeorgiaDelaware Bxxxx Corporation (100%) Pxxxxx Systems, LLC Adelphia Business Solutions of IllinoisInc., dba Electromark New York Bxxxx Worldwide, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky(100%) TruMed Technologies, Inc. Adelphia Business Solutions of LouisianaMinnesota Bxxxx Worldwide, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications(100%)
Appears in 1 contract
Samples: Underwriting Agreement (Brady Corp)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. DEUTSCHE MORTGAGE & ASSET RECEIVING CORPORATION By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President By: Name: Title: Confirmed and General Counsel Confirmed accepted in New York, New York as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX [DEUTSCHE BANK SECURITIES INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto .] By: XXXXXXX XXXXX XXXXXX INC. Name: Title: By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: [NAMES OF OTHER UNDERWRITERS] By: Name: Title: [Acknowledged and agreed solely as to Section 12: GERMAN AMERICAN CAPITAL CORPORATION By:Manageing Director ___________________________________ Name: Title: By:___________________________________ Name: Title:] SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement, INCdated [________], 20__. Underwriter Number Title and Description of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC Offered Certificates: [TITLE OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USACERTIFICATES] Commercial Mortgage Pass-Through Certificates Initial Aggregate Principal Initial Class Amount Purchase Pass-Through Designation of Class Price(1) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsRate Ratings(2) Class [A-1] $ [______]% % Class [A-2] $ [______]% % Class [A-3] $ [______]% % Class [A-4] $ [______]% % Class [A-AB] $ [______]% % Class [A-5A] $ [______]% % Class [A-5B] $ [______]% % Class [A-1A] $ [______]% % Class [X-P] $ [______]% % Class [A-J] $ [______]% % Class [B] $ [______]% % Class [C] $ [______]% % Class [D] $ [______]% %
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. The Company hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several UnderwritersUnderwriter. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. SLC STUDENT LOAN TRUST 2004-1 By: /s/Xxxx Xxxxxxxxx SLC Student Loan Receivables I, Inc., as Depositor By: /s/ Daniel McHugh ----------------------------------- Name: Xxxx Xxxxxxxxx Daniel McHugh Title: Vice President and General Counsel Chief Finanxxxx Xxxxxxx, The Student Loan Corporation THE STUDENT LOAN CORPORATION By: /s/ Daniel McHugh ----------------------------------- Name: Daniel McHugh Title: Chief Finanxxxx Xxxxxxx, The Student Loan Corporation Confirmed as of the date first above mentioned mentioned. CITIGROUP GLOBAL MARKETS INC., acting on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives Representative of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Jebb Ebbott ------------------------- Name: Xxxxxxx X. Xxxxxxx Jebb Ebbott Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONSA --------------------------------------------------------------------------------------------------------------------------------- NOTES UNDERWRITER PRICE TO UNDERWRITING PROCEEDS TO PUBLIC DISCOUNT DEPOSITOR --------------------------------------------------------------------------------------------------------------------------------- Merrill Lynch, INCCitigroup Global Xxxxxe, Fenner & Markets Inc. Lehman Brotherx Xxx. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxx Incorporated --------------------------------------------------------------------------------------------------------------------------------- Class A-1 $80,031,500 $9,556,000 $29,862,500 100% 0.1700% 99.830% --------------------------------------------------------------------------------------------------------------------------------- Class A-2 $165,523,500 $19,764,000 $61,762,500 100% 0.2000% 99.800% --------------------------------------------------------------------------------------------------------------------------------- Class A-3 $102,845,000 $12,280,000 $38,375,000 100% 0.2250% 99.775% --------------------------------------------------------------------------------------------------------------------------------- Class A-4 $180,364,000 $21,536,000 $67,300,000 100% 0.2500% 99.750% --------------------------------------------------------------------------------------------------------------------------------- Class A-5 $154,636,000 $18,464,000 $57,700,000 100% 0.3500% 99.650% --------------------------------------------------------------------------------------------------------------------------------- Class A-6 $87,100,000 $10,400,000 $32,500,000 100% 0.3500% 99.650% --------------------------------------------------------------------------------------------------------------------------------- Class A-7 $194,956,000 $23,278,400 $72,745,000 100% 0.4000% 99.600% -------------- ---------------------- ---------------------- ---------------------- ---------- --------------- ------------------ Class B $29,859,890 $3,565,360 $11,141,750 100% 0.4000% 99.600% -------------- ---------------------- ---------------------- ---------------------- ---------- --------------- ------------------ Total $995,316,490 $118,843,760 $371,386,750 100% -------------- ---------------------- ---------------------- ---------------------- ---------- --------------- ------------------
Appears in 1 contract
Samples: SLC Student Loan Trust 2004-1
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Operating Partnership and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSLaSalle Hotel Properties /s/ Hans S. Weger ----------------------------------------------- Hans S. Weger Executive Vice Prexxxxxx, INC. Xxxxx Financial Officer and Treasurer LaSalle Hotel Operating Partnership L.P. By: /s/Xxxx Xxxxxxxxx LaSalle Hotel Properties, its general partner By: /s/ Hans S. Weger ------------------------------------------------ Name: Xxxx Xxxxxxxxx Hans S. Weger Title: Vice President Executive Vixx Xxxxxxxxx, Chief Financial Officer and General Counsel Confirmed Treasurer CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representatives and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXRAYMOND JAMES & ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director J. Davenport Mosby, XXX ---------------------------------------- Xxxhorized Representatives -28- SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Name Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions--------------------------------------- ----------- Raymond James and Associates, Inc. Adelphia Business Solutions International0,000,000 Xxgg Mason Wood Walker, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsIncorporated 0,004,000 Xxxxexxxxx Securities Incorporated 1,044,000 SG Cowen Securities Corporation 000,000
Appears in 1 contract
Samples: Lasalle Hotel Properties
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts counterparts, which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund, the Investment Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, SALOMON BROTHERS INFLATION MANAGEMENT FUND INC. By: /s/Xxxx Xxxxxxxxx ____________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel SALOMON BROTHERS ASSET MANAGEMENT INC By: ____________________________ Name: Title: Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxxx X. Xxxxxxx :_______________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Salomon Brothers Inflation Management Fund Inc. Underwriter Number of Firm Shares ----------- ---------------- Citigroup Global Markets Inc. ..................... [ ] Total ............................................. [ ] EXHIBIT A1 FORM OF OPINION OF FUND COUNSEL EXHIBIT A2 FORM OF NEGATIVE ASSURANCE LETTER OF FUND COUNSEL EXHIBIT B FORM OF OPINION OF XXXXX XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC LLP EXHIBIT C FORM OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsOPINION OF COUNSEL OF INVESTMENT MANAGER
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ------------------------------- Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: ------------------------------- Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNUVEEN INVESTMENTS DEUTSCHE BANC ALEX. XXXXX X.X. XXXXXXX & SONS, INC. Underwriter Number of Firm Shares XXXXXXX PRUDENTIAL SECURITIES INCORPORATED UBS WARBURG LLC XXXXXX, XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 INCORPORATED FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 . XXXX XXXXX XXXX XXXXXX, INCORPORATED AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX BARNEY INC. By: ------------------------------------ Title: Director SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, I Name of Underwriter Number of ------------------- Common Shares ------------- Xxxxxxx Xxxxx Xxxxxx Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications...................................
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Maryland Dividend Advantage Municipal Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ------------------------- Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: ------------------------- Title: Vice President Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, INC. Underwriter Number of Firm Shares XXXXXXX PRUDENTIAL SECURITIES INCORPORATED UBS WARBURG LLC XXXXXX, XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 INCORPORATED FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 . XXXX XXXXX XXXX XXXXXX, INCORPORATED XXXXXXX XXXXX & ASSOCIATES, INC. AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX BARNEY INC. By: ___________________________________ Title: Director SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions I Name of Alabama, LLC Adelphia Business Solutions Underwriters Number of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsCommon Shares -------------------- -----------------------
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Maryland Dividend Advantage Municipal Fund 2)
Applicable Law; Counterparts. This Underwriting Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Underwriting Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Contract Seller and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSBANK OF AMERICA, INC. FSB By: /s/Xxxx Xxxxxxxxx /s/ Xxxxx X. Xxxxxxx ------------------------------ Name: Xxxx Xxxxxxxxx Xxxxx X. Xxxxxxx Title: Vice President and General Counsel Confirmed Assistant Treasurer Accepted at New York, New York as of the date first above mentioned on behalf of themselves written above. XXXXXX XXXXXXX & CO., INCORPORATED, for itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx Xxxxxx X. Xxxxxxx Xxxxxx --------------------------------- Name: Xxxxxxx Xxxxxx X. Xxxxxxx Xxxxxx ------------------------------- Title:Manageing Director : Principal ------------------------------ SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAmount of Series 1997-1, Class A-1 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $12,750,000 BANCAMERICA SECURITIES, INC. $12,750,000 Amount of Series 1997-1, Class A-2 Certificates to Underwriter Number of Firm Shares be Purchased ----------- ------------ XXXXXX XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION . INCORPORATED $9,000,000 BANCAMERICA SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 . $9,000,000 Amount of Series 1997-1, Class A-3 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $10,250,000 BANCAMERICA SECURITIES, INC. $10,250,000 Amount of Series 1997-1, Class A-4 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $14,750,000 BANCAMERICA SECURITIES, INC. $14,750,000 Amount of Series 1997-1, Class A-5 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $7,150,000 BANCAMERICA SECURITIES, INC. $7,150,000 Amount of Series 1997-1, Class A-6 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $7,750,000 BANCAMERICA SECURITIES, INC. $7,750,000 Amount of Series 1997-1, Class A-7 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $19,650,000 BANCAMERICA SECURITIES, INC. $19,650,000 Amount of Series 1997-1, Class A-8 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $13,000,000 BANCAMERICA SECURITIES, INC. $13,000,000 Amount of Series 1997-1, Class A-9 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $13,772,500 BANCAMERICA SECURITIES, INC. $13,772,500 Amount of Series 1997-1, Class M Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $11,135,000 BANCAMERICA SECURITIES, INC. $11,135,000 Amount of Series 1997-1, Class B-1 Certificates to Underwriter be Purchased ----------- ------------ XXXXXX XXXXXXX & CO. INCORPORATED $7,860,000 BANCAMERICA SECURITIES, INC. $7,860,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsRegistration Statement No. 333-3200 Base Prospectus dated June 4, Inc. Adelphia Business Solutions International1996 Prospectus Supplement dated July 31, Inc. Adelphia Business Solutions International1997 Title of Certificates Manufactured Housing Contract Trust Senior/Subordinate Pass-Through Certificates, LLC Adelphia Business Solutions Series 1997-1 Amount of Alabama, LLC Adelphia Business Solutions Offered Certificates (approximate; subject to a variance of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications+/- 5%): Class A-1 Certificates $25,500,000 Class A-2 Certificates $18,000,000 Class A-3 Certificates $20,500,000 Class A-4 Certificates $29,500,000 Class A-5 Certificates $14,300,000 Class A-6 Certificates $15,500,000 Class A-7 Certificates $39,300,000 Class A-8 Certificates $26,000,000 Class A-9 Certificates $27,545,000 Class M Certificates $22,270,000 Class B-1 Certificates $15,720,000 Pass-Through Rate: Class A-1 Certificates 5.91% Class A-2 Certificates 6.015% Class A-3 Certificates 6.06% Class A-4 Certificates 6.195% Class A-5 Certificates 6.265% Class A-6 Certificates 6.34% Class A-7 Certificates 6.58% Class A-8 Certificates 6.725% Class A-9 Certificates 7.015% Class M Certificates 6.80% Class B-1 Certificates 6.94% Purchase Price Percentage: Class A-1 Certificates 99.861875% (plus accrued interest) Class A-2 Certificates 99.834375% (plus accrued interest) Class A-3 Certificates 99.809375% (plus accrued interest) Class A-4 Certificates 99.800000% (plus accrued interest) Class A-5 Certificates 99.718750% (plus accrued interest)
Appears in 1 contract
Samples: Bankamerica Manufactured Housing Contract (Bank of America FSB/Ca)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. In all dealings with the Company under this Agreement, you shall act on behalf of each of the several U.S. Underwriters, and the Company shall be entitled to act and rely upon any statement, request, notice or agreement made or given by you jointly or by Xxxxx Xxxxxx Inc. on behalf of you. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNATIONAL EQUIPMENT SERVICES, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice By ------------------------------------- President and General Counsel Chief Executive Officer Each of the Selling Stockholders named in Schedule I hereto By ------------------------------------- By ------------------------------------- Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXX XXXXX & COMPANY XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA CREDIT SUISSE FIRST BOSTON CORPORATION NATIONSBANC XXXXXXXXXX SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several U.S. Underwriters named on Schedule I hereto By: XXXXXXX By XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing --------------------------------- Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNATIONAL EQUIPMENT SERVICES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications.
Appears in 1 contract
Samples: Underwriting Agreement (National Equipment Services Inc)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company Company, each of the Selling Stockholders and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSLAMALIE ASSOCIATES, INC. By: /s/Xxxx Xxxxxxxxx Name----------------------------------------- Robexx X. Xxxxxxx, Xxesident and Chief Executive Officer THE SELLING STOCKHOLDERS: Xxxx Xxxxxxxxx TitleBy: Vice President ----------------------------------------- Jack X. Xxxxxxx, Xxtorney-in-Fact By: ----------------------------------------- Philxx X. Xxxxxxxx, Xxtorney-in-Fact The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX ROBEXX X. XXXXX XXXXXX INC& XO. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & INCORPORATED THE ROBIXXXX-XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESXXXPANY, INC. J.C. XXXXXXXX & XO. By: ROBEXX X. XXXXX & XO. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCII annexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing ---------------------------------------------- C. Chrix Xxxxxxx, Xxnaging Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSLAMALIE ASSOCIATES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC SCHEDULE I NUMBER OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESFIRM NUMBER OF OPTIONAL SHARES SHARES ------ ------ The Company __________ __________ The Selling Stockholders: LAMALIE ASSOCIATES, INC.................................... 728,450 TOTAL........................................ 8,750,000 . SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsII
Appears in 1 contract
Samples: Lamalie Associates Inc
Applicable Law; Counterparts. This Agreement shall be governed by ---------------------------- and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several UnderwritersManagers. Very truly yours, ADELPHIA BUSINESS SOLUTIONSHYPERION TELECOMMUNICATIONS, INC. By: /s/Xxxx Xxxxxxxxx ----------------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters Managers named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA (EUROPE) LIMITED NATIONSBANC XXXXXXXXXX SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of As Lead Managers for the several Underwriters named on Schedule I hereto Several Managers By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ----------------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONSHYPERION TELECOMMUNICATIONS INC. Manager Number of Shares ------- ---------------- Xxxxx Xxxxxx Inc. Credit Suisse First Boston (Europe) Limited NationsBanc Xxxxxxxxxx Securities LLC ________________ TOTAL SCHEDULE II Xxxxxx X. Xxxxxxxx Xxxxxxx X Xxxxxxxx Xxxx X. Xxxxxxxx Xxxxxxxx X. Xxxxxx SCHEDULE III ------------ SUBSIDIARIES ------------ SCHEDULE IV ------------ JOINT VENTURES -------------- EXHIBIT A --------- LIST OF EMPLOYEE PENSION AND BENEFIT ------------------------------------ PLANS OF HYPERION TELECOMMUNICATIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & ------------------------------------------ AND ITS SUBSIDIARIES -------------------- EXHIBIT B --------- FORM OF OPINION OF XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsINGERSOLL -------------------------------------
Appears in 1 contract
Samples: Hyperion Telecommunications Inc
Applicable Law; Counterparts. This Agreement shall will be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between Trust, the Company Seller and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. FDIC REMIC TRUST 1996-C1 By: /s/Xxxx Xxxxxxxxx State Street Bank and Trust Company -------------------------------------------- not in its individual capacity but solely as Trustee on behalf of the Trust By: /S/ Xxxxx Xxxxxx -------------------------------------------- Name: Xxxx Xxxxxxxxx Xxxxx Xxxxxx Title: Assistant Vice President and General Counsel Confirmed FEDERAL DEPOSIT INSURANCE CORPORATION, as Seller By: /s/ Xxxxxx X. Xxxxxxxx -------------------------------------------- Name: Xxxxxx X. Xxxxxxxx Title: Manager, Securitizations Accepted at New York, New York as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten above. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX BROTHERS INC. By: /s/ Xxxxxxx Xxxxx X. Xxxxxxx Xxxxx -------------------------------------------------- Name: Xxxxxxx Xxxxx X. Xxxxxxx Xxxxx Title:Manageing : Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of Accepted at New York, Inc. Adelphia Business Solutions New York as of North Carolinathe date first written above. By: XXXXXXX, L.P. Adelphia Business Solutions XXXXX & CO. /s/ Xxxxxxx, Sachs & Co. ------------------------------------------------------- Guarantee Provision ------------------- The Federal Deposit Insurance Corporation, acting in its corporate capacity, hereby guarantees the obligations of Ohiothe Seller set forth in Section 8 of this Agreement, Inc. Adelphia Business Solutions without reference to the enforceability of Pennsylvaniathis Agreement against the Seller. FEDERAL DEPOSIT INSURANCE CORPORATION, Inc. Adelphia Business Solutions acting in its corporate capacity By: /s/ Xxxxxx X. Xxxxxxxxx --------------------------------------------- Name: Xxxxxx X. Xxxxxxxxx Title: Senior Liquidation Specialist Schedule I Class I-A Class I-B Class I-C Class I-D Class II-A Class II-B Class II-C Underwriters Certificates Certificates Certificates Certificates Certificates Certificates Certificates ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ Xxxxxx Brothers...... 222,609,000 16,489,500 13,741,500 21,986,346.50 70,084,000 7,509,000 5,840,403 Xxxxxxx, Sachs & Co.. 222,609,000 16,489,500 13,741,500 21,986,346.50 70,084,000 7,509,000 5,840,403 Total............ 445,218,000 32,979,000 27,483,000 43,972,693 140,168,000 15,018,000 11,680,806 Schedule II FDIC REMIC Trust 1996-C1 Commercial Mortgage Pass-Through Certificates, Series 1996-C1 consisting of Pennsylvaniathe respective Classes, LLC Adelphia Business Solutions in the respective aggregate Certificate Principal Amounts and bearing the respective interest rates as set forth below: Aggregate Certificate Interest Purchase Designation Principal Amount Rate Price * ----------- --------------------- -------- --------- Class I-A $445,218,000 6.75% 99.9539% Class I-B $ 32,979,000 7.125% 99.7787% Class I-C $ 27,483,000 7.250% 99.5651% Class I-D $ 43,972,693 7.250% 97.8889% Class II-A $140,168,000 LIBOR + 0.30% 100% Class II-B $ 15,018,000 LIBOR + 0.65% 100% Class II-C $ 11,680,806 LIBOR + 1.25% 100% ; as more fully described in a Prospectus dated December 19, 1996 on file with the Securities and Exchange Commission pursuant to registration statement file No. 333-16397 on form S-11. * Expressed as a percentage of Harrisburg, Inc. Adelphia Business Solutions the respective Certificate Principal Amounts. Delivery Instructions: Delivery of Rhode Island, Inc. Adelphia Business Solutions the Certificates will be made in book-entry form only through the Same Day Funds Settlement System of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsthe Depository Trust Company.
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and ---------------------------- construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Stockholders and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSDover Downs Entertainment, INC. Inc. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice :_______________________________________________ President and General Counsel Confirmed Chief Executive Officer Solely with respect to Sections 6.2 and 8 of this Agreement, the Selling Stockholders Named in Schedule II Hereto, Acting Severally By:_______________________________________________ Attorney-in-Fact CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representatives and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESASSOCIATES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director ___________________________________ Authorized Representative SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Name Firm Shares --------------------------------------------------- --------------- Xxxxxxx Xxxxx & Associates......................... X.X. Xxxxxxxx & Co. ............................... TOTAL ............................................. 2,650,000 -32- SCHEDULE II Schedule of Selling Stockholders Number of Firm Shares Stockholder to be Sold ----------- ----------- Total EXHIBIT A February __, 2000 DOVER DOWNS ENTERTAINMENT, INC. 0000 Xxxxxxx Xxxx Xxxxxxxxxx, Xxxxxxxx 000000 XXXXXXX XXXXX BARNEY & ASSOCIATES, INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & . X.X. XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES. As Representatives of the Several Underwriters c/o Raymond Xxxxx & Associates, Inc. 000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, XX 00000 RE: DOVER DOWNS ENTERTAINMENT, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise . (THE "COMPANY") - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsRESTRICTION ON STOCK ---------------------------------------------------------------------- SALES ----- Dear Sirs:
Appears in 1 contract
Samples: Dover Downs Entertainment Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Trust, the Selling Unitholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSMV PARTNERS, INC. LLC By: /s/Xxxx Xxxxxxxxx MV Energy, LLC, its Manager By: Xxxxxx, Inc., Member By: Name: Xxxxx X. Xxxxxx Title: Chairman and Chief Executive Officer MV OIL TRUST By: JPMorgan Chase Bank N.A., Trustee By: Name: Xxxx Xxxxxxxxx X. Xxxxxx Title: Vice President and General Counsel Confirmed [ ] The Selling Unitholders Named in Schedule II Hereof, Acting Severally By: Name: [ ] Title: Attorney-in-Fact CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representative and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director Authorized Representative 34 SCHEDULE I ADELPHIA BUSINESS SOLUTIONSName Number Firm Units Xxxxxxx Xxxxx & Associates, Inc. [ ] X.X. Xxxxxxx & Sons, Inc. [ ] RBC Capital Markets Corporation [ ] Xxxxxxxxxxx & Co., Inc. [ ] Total: 7,500,000 35 SCHEDULE II Schedule of Selling Unitholders Unitholder Number of Additional Units to be Sold MV Energy, LLC 562,500 VAP-I, LLC 562,500 36 SCHEDULE III Free Writing Prospectuses 37 EXHIBIT A , 2006 MV PARTNERS, LLC 000 X. Xxxxx, Xxxxx 000 Xxxxxxx, Xxxxxx 00000 XXXXXXX XXXXX & ASSOCIATES, INC. Underwriter Number As Representative of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX the Several Underwriters c/o Raymond Xxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsAssociates, Inc. Adelphia Business Solutions International000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, Inc. Adelphia Business Solutions InternationalXxxxxxx 00000 Re: MV Partners, LLC Adelphia Business Solutions (the "Company")—Restriction on Unit Sales Dear Sirs: This letter is delivered to you pursuant to the Underwriting Agreement (the "Underwriting Agreement") to be entered into by the Company, as issuer, the Trust, the Selling Unitholders, and Xxxxxxx Xxxxx & Associates, Inc., the representative (the "Representative") of Alabamacertain underwriters (the "Underwriters") to be named therein. Upon the terms and subject to the conditions of the Underwriting Agreement, LLC Adelphia Business Solutions (i) the Company proposes to sell to the Underwriters units of Arkansasbeneficial interest (the "Units") in the Trust, LLC Adelphia Business Solutions a statutory trust formed under the laws of Connecticut, Inc. Adelphia Business Solutions the State of Delaware, LLC Adelphia Business Solutions and (ii) the Underwriters intend to effect a public offering of District the Units, as described in and contemplated by the registration statement of Columbiathe Trust and the Company on Form S-1, LLC Adelphia Business Solutions File No. 333-136609 (the "Registration Statement"), as filed with the Securities and Exchange Commission on August 14, 2006 and as amended thereafter (the "Offering"). The undersigned recognizes that it is in the best financial interests of Floridathe undersigned, as an officer or manager of the Company, or an owner of Units or other securities of the Trust or other securities that are derived from the Subject Interests that are substantially similar to the Units (the "Trust Securities"), that the Company and Trust complete the proposed Offering. The undersigned further recognizes that the Trust Securities held by the undersigned are, or may be, subject to certain restrictions on transferability, including those imposed by United States federal securities laws. Notwithstanding these restrictions, the undersigned has agreed to enter into this letter agreement to further assure the Underwriters that the Trust Securities of the undersigned, now held or hereafter acquired, will not enter the public market at a time that might impair the underwriting effort. Therefore, as an inducement to the Underwriters to execute the Underwriting Agreement, the undersigned hereby acknowledges and agrees that the undersigned will not (i) offer, sell, contract to sell, pledge, grant any option to purchase or otherwise dispose of (collectively, a "Disposition") any Trust Securities, or any securities convertible into or exercisable or exchangeable for, or any rights to purchase or otherwise acquire, any Trust Securities held by the undersigned or acquired by the undersigned after the date hereof, or that may be deemed to be beneficially owned by the undersigned (collectively, the "Lock-Up Units"), pursuant to the Rules and Regulations promulgated under the Securities Act of 1933, as amended (the "Act"), and the Securities Exchange Act of 1934, as amended, for a period commencing on the date hereof and ending 180 days after the date of the Company's Prospectus first filed pursuant to Rule 424(b) under the Act, inclusive (the "Lock-Up Period"), without the prior written consent of Xxxxxxx Xxxxx & Associates, Inc. Adelphia Business Solutions or (ii) exercise or seek to exercise or effectuate in any manner any rights of Floridaany nature that the undersigned has or may have hereafter to require the Trust to register under the Act the undersigned's sale, LLC Adelphia Business Solutions transfer or other disposition of Jacksonvilleany of the Lock-Up Units or other securities of the Company held by the undersigned, Inc. Adelphia Business Solutions or to otherwise participate as a selling securityholder in any manner in any registration effected by the Company under the Act, including under the Registration Statement, during the Lock-Up Period, notwithstanding the foregoing, if (x) during the last 17 days of Georgiathe Lock-Up Period, LLC Adelphia Business Solutions the company issues a release concerning earnings or material news or a material event relating to the company occurs; or (y) prior to the expiration of Illinoisthe Lock-Up Period, Inc. Adelphia Business Solutions the company announces it will release earnings results during the 16 day period beginning on the last day of Indianathe Lock-Up Period; the restrictions imposed in this letter agreement shall continue to apply until the expiration of the 18 day period beginning on the issuance of the earnings release or the occurrence of the material news or material event. The foregoing restrictions are expressly agreed to preclude the undersigned from engaging in any hedging, L.P. Adelphia Business Solutions collar (whether or not for any consideration) or other transaction that is designed to or reasonably expected to lead or result in a Disposition of KansasLock-Up Units during the Lock-Up Period, LLC Adelphia Business Solutions even if such Lock-Up Units would be disposed of Kentuckyby someone other than such holder. Such prohibited hedging or other transactions would include any short sale or any purchase, Inc. Adelphia Business Solutions sale or grant of Louisianaany right (including any put or call option or reversal or cancellation thereof) with respect to any Lock-Up Units or with respect to any security (other than a broad-based market basket or index) that includes, Inc. Adelphia Business Solutions relates to or derives any significant part of Maineits value from Lock-Up Units. Notwithstanding the agreement not to make any Disposition during the Lock-Up Period, Inc. Adelphia Business Solutions you have agreed that the foregoing restrictions shall not apply to the Trust Securities being offered in the prospectus included in the Registration Statement. It is understood that, if the Underwriting Agreement (other than the provisions thereof that survive termination) shall terminate or be terminated prior to payment for and delivery of Marylandthe Units, LLC Adelphia Business Solutions you will release the undersigned from the obligations under this letter agreement. In furtherance of Massachusettsthe foregoing, Inc. Adelphia Business Solutions the Company and its transfer agent and registrar are hereby authorized to decline to make any transfer of MichiganLock-Up Units if such transfer would constitute a violation or breach of this letter. This letter shall be binding on the undersigned and the respective successors, Inc. Adelphia Business Solutions heirs, personal representatives and assigns of Mississippithe undersigned. Capitalized terms used but not defined herein have the respective meanings assigned to such terms in the Underwriting Agreement. Very truly yours, L.P. Adelphia Business Solutions Signature of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsSecurityholder 39 QuickLinks
Appears in 1 contract
Samples: MV Oil Trust
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund, the Adviser, the Sub-Adviser and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. ING CLARION REAL ESTATE INCOME FUND By: /s/Xxxx Xxxxxxxxx ____________________________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel ING CLARION REAL ESTATE SECURITIES, L.P. By: ____________________________________________ Name: Title: CLARION CAPITAL LLC By: ____________________________________________ Name: Title: Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. AS REPRESENTATIVE OF THE SEVERAL UNDERWRITERS X.X. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX& SONS, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx _________________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Underwriters Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX ------------ ---------------- X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions International1680 Xxxxxx Xxxxx, Xxxxxx, Xxxxxx & Xxxxx Incorporated 1680 Citigroup Global Markets Inc. Adelphia Business Solutions International840 Total 4,200 EXHIBIT A [Form of opinion to be provided by Skadden, LLC Adelphia Business Solutions of AlabamaArps, LLC Adelphia Business Solutions of ArkansasSlate, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxxxx & Xxxx LLP] EXHIBIT B FORM OF [ ] ADVISER OPINION
Appears in 1 contract
Samples: Ing Clarion Real Estate Income Fund
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNational Auto Finance Company, INC. Inc. By: /s/Xxxx Xxxxxxxxx :________________________________ Name: Xxxx Xxxxxxxxx :______________________________ Title: Vice President and General Counsel Confirmed :_____________________________ CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESASSOCIATES, INC. as Representatives By:_____________________________ Name:___________________________ Title:__________________________ The undersigned agrees to indemnify and hold harmless the Company and the directors, officers, employees and agents of the several Underwriters named on Schedule I hereto Company from and against any and all losses, claims, damages, liabilities and expenses arising out of or based upon [Title of Shareholder litigations], together with any related controversy or successor litigation. NATIONAL AUTO FINANCE COMPANY, L.P. By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx :_____________________________ Name: Xxxxxxx X. Xxxxxxx :___________________________ Title:Manageing Director __________________________ SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Name Shares XXXXXXX XXXXX BARNEY INC---- ------- Xxxxxxx Xxxxx & Associates, Inc....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications................................................................. =======
Appears in 1 contract
Samples: National Auto Finance Co Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Shareholders and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. LASALLE RE HOLDINGS LIMITED By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice ______________________________ President and General Counsel Chief Executive Officer Each of the Selling Shareholders named in Schedule I hereto By______________________________ Attorney-in-Fact By______________________________ Attorney-in-Fact By______________________________ Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I II hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS LAZARD FRERES & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORPXXXXXX XXXXXXX & CO. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX INCORPORATED By XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing _____________________________ Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter LASALLE RE HOLDINGS LIMITED Part A - Firm Shares -------------------- Number of Selling Shareholders Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------------------- -----------
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNUVEEN QUALITY PREFERRED INCOME FUND 3 By: -------------------------------- Name: Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: -------------------------------- Name: Title: SPECTRUM ASSET MANAGEMENT, INC. By: /s/Xxxx Xxxxxxxxx -------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED ADVEST, SACHS INC. H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION XXXXXX, XXXXX XXXXX, INCORPORATED XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED MCDONALD INVESTMENTS INC., A KEYCORP COMPANY XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX, INC. TD WATERHOUSE INVESTOR SERVICES, INC. WACHOVIA SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXX FARGO SECURITIES, LLC WEDBUSH XXXXXX SECURITIES INC. AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ___________________________________ Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsI
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will be- come a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. REGAL-BELOIT CORPORATION ("Company") By: /s/Xxxx ----------------------------------------- James L. Packard, Chairman, Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed CEO The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS ROBERT W. BAIRD & CO. BANC OF AMERICA SECURITIES INCORPXXXXXX XXX XXXX ROTHSCHILD LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. By: Robert W. Baird & Co. Incorpxxxxxx Acting as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC(including themselves) identified Annex A attached hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name------------------------------------------------ Its: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. ----------------------------------------------- ANNEX A Name of Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXto be Purchased Robert W. Baird & Co. Incorpxxxxxx XXX XXXX Rothschild LLC CIBC World Markets Corp. ------- Total 3,000,000 ANNEX B SUBSIDIARIES State of Subsidiary Organization Equity Owners (Including %) ---------- ------------ --------------------------- Marathon Electric Manufacturing Corporation* Wisconsin Regal-Beloit Corporation (100%) Leeson Electric Corporation* Xxxxonsin Regal-Beloit Corporation (100%) Hub City, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXInc.* Delaware Regal-Beloit Corporation (100%) Marathon Special Products Ohio Marathon Electric Manufacturing Corporation* Corporation (100%) Thomson Technology, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Inc.* British Columbia Regal-Beloit Holdings, Inc. Hyperion Communications Long Haul(Canada) (100%) Leeson Canada, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern Inc.* Xxxxrio (Canada) Leeson Electric Corporation (100%) Mastergear GmbH Germany Regal-Beloit Corporation (100%) Opperman Mastergear Limited Xxxxxx Kingdom Regal-Beloit Corporation (100%) Costruzioni Meccaniche Italy Regal-Beloit Corporation (100%) Legnanesi New YorkYork Twist Drill, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North CarolinaDelaware Regal-Beloit Corporation (100%) Regal-Beloit Foreign Barbados Regal-Beloit Corporation (100%) Sales Corporation Regal-Beloit Flight Wisconsin Marathon Electric Manufacturing Services, Inc. SCHEDULE IV Corporation (60%) Regal-Beloit Corporation (40%) Regal-Beloit Holdings Ltd. Yukon Territory Regal-Beloit Corporation (100%) (Canada) Marathon Redevelopment Missouri Marathon Electric Manufacturing Corporation Corporation (100%) Marathon Electric Far Singapore Marathon Electric Manufacturing East Pte Ltd. Corporation (100%) Thomson Finance, Ltd. British Columbia Regal-Beloit Holdings, Inc, (Canada) (100%) Patent Holdings Ltd. British Columbia Regal-Beloit Holdings, Inc, (Canada) (100%) Leeson Electric Xxxxonsin Leeson Electric Corporation Xxxxxnational, Inc. (100%) State of Subsidiary Organization Equity Owners (Including %) ---------- ------------ --------------------------- Shanghai Marathon GeXin China Marathon Electric Manufacturing Electric Company Ltd. Corporation (55%) _________________________ (45%) ---------------- * Denotes a "significant subsidiary" of the Company for purposes of this Agreement. OWNERSHIP OF EQUITY INTERESTS OF 5% OR MORE IN, OR CONTROL OF, OTHER CORPORATIONS, LIMITED LIABILITY COMPANIES, PARTNERSHIPS, JOINT VENTURES Allegheny Hyperion TelecommunicationsVENTURES, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion ASSOCIATIONS, TRUSTS OR OTHER BUSINESS ORGANIZATIONS THAT ARE MATERIAL TO THE COMPANY OR ITS SUBSIDIARIES ON A CONSOLIDATED BASIS. None ANNEX C FORM OF LOCK-UP AGREEMENT Robert W. Baird & Co. Incorpxxxxxx XXX XXXX Rothschild LLC CIBC World Markets Corp. As Representatives of Vermont Data Communications !nterprise - Hyperion the Several Underwriters c/o Robert W. Baird & Co. Incorpxxxxxx 000 Xxxx Wisconsin Avenue Mixxxxxxx, Xxxxxxxxx 00000 Xx: Xxxxx-Xxloit Corporation (the "Company") Ladies & Gentlemen: The undersigned is an owner of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/record or beneficially of certain shares of Common Stock of the Company (the "Common Stock") or securities convertible into or exchangeable or exercisable for Common Stock. The Company proposes to carry out a MediaOne Data Communications !nterprise - MediaOne public offering of Virginia Data CommunicationsCommon Stock (the "Offering") for which you will act as the representatives (the "Representatives") of the underwriters. The undersigned recognizes that the Offering will be of benefit to the undersigned and will benefit the Company by, among other things, raising additional capital for its operations. The undersigned acknowledges that you and the other underwriters are relying on the representations and agreements of the undersigned contained in this letter in carrying out the Offering and in entering into underwriting arrangements with the Company with respect to the Offering. In consideration of the foregoing, the undersigned hereby agrees that, without the prior written consent of Robert W. Baird & Co. Incorpxxxxxx, xxx xxxersigned will not, directly or indirectly, for a period commencing on the date hereof and continuing to a date 90 days after the date of the final prospectus for the Offering (the "Lock-up Period"), offer, sell, transfer, or pledge, contract to sell, transfer or pledge, or cause or in any way permit to be sold, transferred, pledged, or otherwise disposed of (collectively, a "Disposition") any (i) shares of Common Stock; (ii) rights, options, or warrants to purchase shares of Common Stock (including, without limitation, shares of Common Stock that may be deemed to be beneficially owned by any such shareholder in accordance with the applicable regulations of the Commission and shares of Common Stock that may be issued upon the exercise of a stock option, warrant or other convertible security), it being agreed, however, that neither the exercise of a stock option nor the withholding or surrender of Securities to cover applicable taxes on an option exercise shall be considered a Disposition; or (iii) securities that are convertible or exchangeable into shares of Common Stock now owned or hereafter acquired directly by such person or with respect to which such person has or hereafter acquires the power of disposition (collectively, the "Securities"). The foregoing sentence shall not apply to the Disposition of any or all of the Securities by gift, will or intestacy, provided that in any such case it shall be a condition to the Disposition that the transferee execute an agreement stating that the transferee is receiving and holding the Securities subject to the provisions of this Lock-up Letter and there shall be no further Disposition of such Securities except in accordance with this Lock-up Letter. The foregoing restriction has been expressly agreed to preclude the holder of the Securities from engaging in any hedging or other transaction which is designed to or reasonably expected to lead to or result in a Disposition of the Securities during the Lock-up Period, even if such Securities would be disposed of by someone other than such holder. Such prohibited hedging or other transactions would include, without limitation, any short sale (whether or not against the box) or any purchase, sale or grant of any right (including, without limitation, any put or call option) with respect to any Securities or with respect to any security (other than a broad-based market basket or index) that includes, relates to or derives any significant part of its value from the Securities. The undersigned also agrees and consents to the entry of stop transfer instructions with the Company's transfer agent and registrar against the transfer of Securities held by the undersigned except in compliance with the foregoing restrictions. The undersigned represents and warrants that the undersigned has full power and authority to enter into this agreement and acknowledges that this agreement is enforceable against the undersigned by the Representative. This agreement is irrevocable and will be binding on the undersigned and the respective successors, heirs, personal representatives, and assigns of the undersigned. Very truly yours, ------------------------------------ [Name of officer or director] ANNEX D LIST OF OFFICERS AND DIRECTORS SUBJECT TO LOCK-UP James L. Packard Hxxxx X. Xxxxxxxx Xxxxxxx X. Xxxxxx Xxxxx X. Xxxxxxxxch Xxxx X. Xxxxxxxx Fxxxx Xxxxxxxxxx Fxxxx X. Xxxxxxxxo X. Xxxx Xxxxxxx Joxx X. Xlxxxx Xxxxxxx X. Xxxxx Pxxx X. Xxxxx
Appears in 1 contract
Samples: Regal Beloit Corp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable Florida without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSMERCANTILE BANK CORPORATION --------------------------------------- Gerald R. Johnson, INC. By: /s/Xxxx Jr. Chairmxx xxx Xxxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Vice President Officer CONFIRMED and General Counsel Confirmed AGREED as of the date first above mentioned mentioned, on behalf of themselves the Representative and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXRAYMOND JAMES & ASSOCIATES, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director ------------------------------------ Authorized Representative SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNumber Name Firm Shares ---- ----------- Raymond James & Associates, Inc........................................................... Stifel, Nicolaus & Company, Incorporated.................................................. Oppenheimer & Co. Inc..................................................................... --------- TOTAL: 1,000,000 ========= SCHEDULE II SUBSIDIARIES OF THE COMPANY State or Jurisdiction of Name Incorporation or Charter ---- ------------------------ Mercantile Bank of West Michigan Michigan Mercantile Bank Mortgage Company Michigan Mercantile BIDCO, Inc. Michigan Mercantile Insurance Center, Inc. Michigan MBWM Capital Trust I Delaware EXHIBIT A September __, 2003 MERCANTILE BANK CORPORATION 5650 Byron Center Ave., S.W. Wyoming, Michigan 49509 RAYMOND JAMES & XXXXXXXXXX, INC. Underwriter Number As Representative of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX the Several Undexxxxxxxs x/x Raymond James & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsAssociates, Inc. Adelphia Business Solutions International880 Carillon Parkway St. Petersburg, FL 33716 RE: MERCAXXXXX XXXX XXXXXXXXXXX (XXX "XXXXXXX") -- XXXK-UP AGREEMENT Ladies and Gentlemen: This letter is delivered to you pursuant to the Underwriting Agreement (the "Underwriting Agreement") to be entered into by the Company, as issuer, and Raymond James & Associates, Inc., the representative (the "Representatxxx") xf xxxxain underwriters (the "Underwriters") to be named therein. Upon the terms and subject to the conditions of the Underwriting Agreement, the Underwriters intend to effect a public offering of Common Stock, no par value, of the Company (the "Shares"), as described in and contemplated by the registration statement of the Company on Form S-3, File No. 333-107814 (as the same may be hereafter amended, the "Registration Statement"), as filed with the Securities and Exchange Commission on August 8, 2003 (the "Offering"). The undersigned recognizes that it is in the best financial interests of the undersigned, as an officer or director, or an owner of stock, options, warrants or other securities of the Company (the "Company Securities"), that the Company complete the proposed Offering. The undersigned further recognizes that the Company Securities held by the undersigned are, or may be, subject to certain restrictions on transferability, including those imposed by United States federal securities laws. Notwithstanding these restrictions, the undersigned has agreed to enter into this letter agreement to further assure the Underwriters that the Company Securities of the undersigned, now held or hereafter acquired, will not enter the public market at a time that might impair the underwriting effort. Therefore, as an inducement to the Underwriters to execute the Underwriting Agreement, the undersigned hereby acknowledges and agrees that the undersigned will not (i) directly or indirectly, offer, sell, contract to sell, pledge, grant any option to purchase or otherwise dispose of (collectively, a "Disposition") any Company Securities, or any securities convertible into or exercisable or exchangeable for, or any rights to purchase or otherwise acquire, any Company Securities held or owned of record or beneficially by the undersigned on or acquired by the undersigned after the date hereof, (collectively, the "Lock-Up Shares"), for a period commencing on the date hereof and ending 90 days after the effective date of the Registration Statement, inclusive (the "Lock-Up Period"), without the prior written consent of Raymond James & Associates, Inc. Adelphia Business Solutions Internationalor (ii) exercise or seek to exercise xx xxxxcxxxxx in any manner any rights of any nature that the undersigned has or may have hereafter to require the Company to register under the Act the undersigned's sale, LLC Adelphia Business Solutions transfer or other disposition of Alabamaany of the Lock-Up Shares or other securities of the Company held by the undersigned, LLC Adelphia Business Solutions or to otherwise participate as a selling securityholder in any manner in any registration effected by the Company under the Act, including under the Registration Statement, during the Lock-Up Period. The foregoing restrictions are expressly agreed to preclude the undersigned from engaging in any hedging, collar (whether or not for any consideration) or other transaction that is designed to or reasonably expected to lead or result in a Disposition of ArkansasLock-Up Shares during the Lock-Up Period, LLC Adelphia Business Solutions even if such Lock-Up Shares would be disposed of Connecticutby someone other than such holder. Such prohibited hedging or other transactions as referred to in the prior sentence would include any short sale or any purchase, Inc. Adelphia Business Solutions sale or grant of Delawareany right (including any put or call option or reversal or cancellation thereof) with respect to any Lock-Up Shares or with respect to any security (other than a broad-based market basket or index) that includes, LLC Adelphia Business Solutions relates to or derives any significant part of District of Columbiaits value from Lock-Up Shares. Notwithstanding the agreement not to make any Disposition during the Lock-Up Period, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsyou have agreed that the foregoing restrictions shall not apply to:
Appears in 1 contract
Samples: Mercantile Bank Corp
Applicable Law; Counterparts. This Underwriting Agreement shall ---------------------------- will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Underwriting Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Contract Seller and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCGREENPOINT CREDIT CORP. By: /s/Xxxx Xxxxxxxxx :_____________________________________ Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed Accepted at [New York, New York] as of the date first above mentioned on behalf of themselves written above. [UNDERWRITER], for itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx :_________________________________ Name: Xxxxxxx X. Xxxxxxx :_______________________________ Title:Manageing Director ______________________________ SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAmount of Series 199[]-[], INC. Class [A-1] Certificates to Underwriter Number be Purchased ----------- ------------ [UNDERWRITER] $ [] Amount of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXSeries 199[]-[], XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXClass M Certificates to Underwriter be Purchased ----------- ------------ [UNDERWRITER] $ [] Amount of Series 199[]-[], SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 Class B-1 Certificates to Underwriter be Purchased ----------- ------------ [UNDERWRITER] $ [] I-1 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsRegistration Statement No. 333-[_____] Base Prospectus dated [Date] Prospectus Supplement dated [Date] Title of Certificates Manufactured Housing Contract Senior/Subordinate Pass-Through Certificates, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions Series 199[]-[] Amount of Alabama, LLC Adelphia Business Solutions Offered Certificates (approximate; subject to a variance of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies dplus/b/minus 5%): Class [A-1] Certificates $[] Class M Certificates $[] Class B-1 Certificates $[] Pass-Through Rate: Class [A-1] Certificates []% Class M Certificates []%* Class B-1 Certificates []%* * Subject to a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsmaximum rate as described in the Agreement. Purchase Price Percentage:
Appears in 1 contract
Samples: Greenpoint Financial Corp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. 54 Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Securityholders and the several U.S. Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. By: /s/Xxxx Xxxxxxxxx PAXSXX XXXMUNICATIONS CORPORATION By ----------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Each of the Selling Securityholders named in Schedule I hereto By ----------------------------- Name: Title: Attorney-in-Fact By ----------------------------- Name: Title: Attorney-in-Fact Confirmed as of the date first above mentioned on behalf of themselves and the other several U.S. Underwriters named in Schedule I II hereto. XXXXXXX XXXXX SMITX XXXXXX INCXXX. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX PAINEWEBBER INCORPORATED CIBC WOOD GUNDY SECURITIES CORP. BT SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as As Representatives of the several Several U.S. Underwriters named on Schedule I hereto By: XXXXXXX XXXXX By SMITX XXXXXX INCXXX. By: /s/ Xxxxxxx X. Xxxxxxx By ----------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : 55 SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter PAXSXX XXXMUNICATIONS CORPORATION Part A - Firm Shares -------------------- Number of Selling Securityholders Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications----------------------- -----------
Appears in 1 contract
Samples: Paxson Communications Corp
Applicable Law; Counterparts. This Agreement shall be ---------------------------- governed by and construed in accordance with the internal laws of the State of New York applicable Wisconsin without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company Company, each of the Selling Shareholders and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSXXXX, XXXXXX & ASSOCIATES, INC. By: /s/Xxxx Xxxxxxxxx Name___________________________________________________ Xxxxxx X. Xxxxxx, Chief Executive Officer THE SELLING SHAREHOLDERS: Xxxx Xxxxxxxxx TitleBy: Vice President ___________________________________________________ Attorney-in-Fact By: ___________________________________________________ Attorney-in-Fact The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXXX X. XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORPINCORPORATED [___________________________] By: XXXXXX X. XXXXX & CO. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. INCORPORATED Acting as Representatives of the several Underwriters named on (including themselves) identified in Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCII annexed hereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS_________________________________________________ Authorized Representative XXXX, XXXXXX & ASSOCIATES, INC. Schedule I Number of Firm Number of Optional Shares Shares ------ ------ The Company _________ _________ The Selling Shareholders:. XXXX, XXXXXX & ASSOCIATES, INC. Schedule II Name of Underwriter Number of Firm -------------------- Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX to be Purchased ------------ Xxxxxx X. Xxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsCo. Incorporated........................
Appears in 1 contract
Samples: Hall Kinion & Associates Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable without reference to contracts made and to be performed within the State choice of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts counterparts, which together shall constitute one and the same instrument. If signed in counterparts, this This Agreement shall not become be effective unless when, but only when, at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. The Company, the Selling Stockholders and the Underwriters each hereby irrevocably waive any right they may have to a trial by jury in respect to any claim based upon or arising out of this Agreement or the transactions contemplated hereby. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Selling Stockholders and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSAMEDISYS, INC. By: /s/Xxxx Xxxxxxxxx Name_____________________________ Xxxxxxx X. Xxxxx Chief Executive Officer The Selling Stockholders Named in Schedule II Hereto, Acting Severally By: Xxxx Xxxxxxxxx Title: Vice President and General Counsel Confirmed _____________________________ Attorney-in-Fact CONFIRMED as of the date first above mentioned mentioned, on behalf of themselves the Representatives and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESASSOCIATES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXXXXXX & COMPANY, INC. XXXX XXXXX XXXX XXXXXX, INCORPORATED By: XXXXXXX XXXXX XXXXXX & ASSOCIATES, INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director _______________________________ Authorized Representative SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNUMBER OF NAME FIRM SHARES ---- ----------- Xxxxxxx Xxxxx & Associates, Inc. Xxxxxxxxx & Company, Inc. Xxxx Xxxxx Xxxx Xxxxxx, Incorporated TOTAL: SCHEDULE II SCHEDULE OF SELLING STOCKHOLDERS Number of Selling Stockholder Selling Stockholder Shares to be Sold ------------------- ------------------- EXHIBIT A August __, 2004 Amedisys, Inc. 00000 Xxxx Xxxx, Suite 300 Baton Rouge, Louisiana 70816 XXXXXXX XXXXX & ASSOCIATES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX XXXXXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESCOMPANY, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions. XXXX XXXXX XXXX XXXXXX, INCORPORATED As Representatives of the Several Underwriters c/o Raymond Xxxxx & Associates, Inc. Adelphia Business Solutions International000 Xxxxxxxx Xxxxxxx Xx. Xxxxxxxxxx, XX 00000 RE: AMEDISYS, INC. (THE "COMPANY") - RESTRICTION ON STOCK SALES Dear Sirs: This letter is delivered to you pursuant to the Underwriting Agreement (the "Underwriting Agreement") to be entered into by the Company, as issuer, and Xxxxxxx Xxxxx & Associates, Inc., Xxxxxxxxx & Company, Inc. Adelphia Business Solutions Internationaland Xxxx Xxxxx Xxxx Xxxxxx, LLC Adelphia Business Solutions Incorporated, the representatives (the "Representatives") of Alabamacertain underwriters (the "Underwriters") to be named therein. Upon the terms and subject to the conditions of the Underwriting Agreement, LLC Adelphia Business Solutions the Underwriters intend to effect a public offering of ArkansasCommon Stock, LLC Adelphia Business Solutions par value $0.001 per share, of Connecticutthe Company (the "Shares"), Inc. Adelphia Business Solutions as described in and contemplated by the registration statement of Delawarethe Company on Form S-3, LLC Adelphia Business Solutions File No. 333-118352 (the "Registration Statement"), as filed with the Securities and Exchange Commission on August __, 2004 (the "Offering"). The undersigned recognizes that it is in the best financial interests of District the undersigned, as an officer or director, or an owner of Columbiastock, LLC Adelphia Business Solutions options, warrants or other securities of Floridathe Company (the "Company Securities"), Inc. Adelphia Business Solutions that the Company complete the proposed Offering. The undersigned further recognizes that the Company Securities held by the undersigned are, or may be, subject to certain restrictions on transferability, including those imposed by United States federal securities laws. Notwithstanding these restrictions, the undersigned has agreed to enter into this letter agreement to further assure the Underwriters that the Company Securities of Floridathe undersigned, LLC Adelphia Business Solutions of Jacksonvillenow held or hereafter acquired, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/will not enter the public market at a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationstime that might impair the underwriting effort.
Appears in 1 contract
Samples: Amedisys Inc
Applicable Law; Counterparts. This Agreement shall be governed ---------------------------- by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Partnership, the Operating Company, the General Partner, Old Services and Holdings and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSU.S. TIMBERLANDS COMPANY, INC. L.P. By: /s/NEW SERVICES, L.L.C. By: /s/ Xxxx Xxxxxxxxx X. Xxxxx ------------------- Name: Xxxx Xxxxxxxxx X. Xxxxx Title: Vice President and General Counsel Managing Director U.S. TIMBERLANDS KLAMATH FALLS, L.L.C. By: /s/ Xxxx X. Xxxxx ------------------- Name: Xxxx X. Xxxxx Title: Managing Director NEW SERVICES, L.L.C. By: /s/ Xxxx X. Xxxxx ------------------- Name: Xxxx X. Xxxxx Title: Managing Director U.S. TIMBERLANDS SERVICES COMPANY, L.L.C. By: /s/ Xxxx X. Xxxxx ------------------- Name: Xxxx X. Xxxxx Title: Managing Director U.S. TIMBERLANDS HOLDINGS, L.L.C. By: /s/ Xxxx X. Xxxxx ------------------- Name: Xxxx X. Xxxxx Title: Managing Director Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & DEUTSCHE XXXXXX XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESX.X. XXXXXXX & SONS, INC. as PAINEWEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPORATED As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Xxxxxx Xxxxxx ------------------- Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSU.S. Timberlands Company, INC. Underwriter L.P. Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXUnits Underwriter to be Purchased ----------- -------------------- Xxxxx Xxxxxx Inc.................................... 1,197,740 Deutsche Xxxxxx Xxxxxxxx Inc........................ 1,197,736 X.X. Xxxxxxx & Sons, XXXXXX Inc............................ 1,197,736 PaineWebber Incorporated............................ 1,197,736 Prudential Securities Incorporated.................. 1,197,736 Xxxxx X. Xxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXCo................................. 95,000 CIBC Xxxxxxxxxxx Corp............................... 130,000 Credit Suisse First Boston Corporation.............. 130,000 X.X. Xxxxxxxx & Co. Incorporated.................... 95,000 Xxxxxxxxx, SACHS Lufkin & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INCXxxxxxxx Securities Corporation. 130,000 Xxxxxxxxxx & Co. Inc................................ 95,000 Xxxxxx Securities Co................................ 95,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated.. 130,000 Pacific Crest Securities............................ 95,000 Xxxxx Xxxxxxx Inc................................... 95,000 Xxxxx XxxXxxxxx Incorporated........................ 95,000 Sands Brothers & Co., Ltd........................... 728,450 FIRST UNION SECURITIES95,000 Xxxxxx, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsXxxxxxxx & Company, Incorporated............ 95,000 Wedbush Xxxxxx Securities........................... 95,000 --------- TOTAL 7,458,684 ========= EXHIBIT A [Letterhead of officer, director or holder of Common Units] U.S. Timberlands Company, L.P. Public Offering of Common Units ------------------------------- November 13, 1997 Xxxxx Xxxxxx Inc. Deutsche xxxxxx xxxxxxxx inc. X.X. Xxxxxxx & Sons, Inc. Adelphia Business Solutions InternationalPaineWebber Incorporated prudential securities incorporated c/o Xxxxx Xxxxxx Inc. 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Inc. Adelphia Business Solutions InternationalXxx Xxxx 00000 Dear Sirs: This letter is being delivered to you in connection with the proposed Underwriting Agreement (the "Underwriting Agreement") among U.S. Timberlands Company, LLC Adelphia Business Solutions of AlabamaL.P., LLC Adelphia Business Solutions of Arkansasa Delaware limited partnership (the "Partnership"), LLC Adelphia Business Solutions of ConnecticutU.S. Timberlands Klamath Falls, Inc. Adelphia Business Solutions of DelawareL.L.C., LLC Adelphia Business Solutions of District of ColumbiaNew Services, LLC Adelphia Business Solutions of FloridaL.L.C., Inc. Adelphia Business Solutions of FloridaU.S. Timberlands Services Company, LLC Adelphia Business Solutions of JacksonvilleL.L.C., Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General U.S. Timberlands Holdings, L.L.C., Xxxxx Xxxxxx Inc., Deutsche Xxxxxx Xxxxxxxx Inc., X.X. Xxxxxxx & Sons, Inc., PaineWebber Incorporated and Prudential Securities Incorporated as representatives of the underwriters, relating to an underwritten public offering of common units representing limited partner interests (the "Common Units"), of the Partnership. To induce you to enter into the Underwriting Agreement, the undersigned agrees that it will not offer, sell, contract to sell or otherwise dispose of any Common Units or Subordinated Units (as defined in the Underwriting Agreement), any securities that are convertible into, or exercisable or exchangeable for, or that represent the right to receive, Common Units or Subordinated Units or any securities that are senior to or pari passu with Common Units for a period of 180 days after the date of the Prospectus (as defined in the Underwriting Agreement) without the prior written consent of Xxxxx Xxxxxx Inc. Hyperion Communications Long HaulNotwithstanding the foregoing, L.P. Hyperion Communications this letter agreement shall not prohibit any transfer by the undersigned of Tennesseeany of the above-mentioned securities to a member of his immediate family or a trust, L.P. Hyperion Communications family partnership or similar family-related or family controlled entity, all of Eastern New Yorkthe interests of which are owned by the undersigned or members of the immediate family of the undersigned, Inc. Hyperion Telecommunicationsso long as such transferee shall execute a letter agreement in substantially the form hereof agreeing to the restrictions set forth herein. If for any reason the Underwriting Agreement is terminated before the Closing Date (as defined in the Underwriting Agreement), L.L.C. Hyperion Telecommunications the agreement set forth above shall likewise be terminated. Yours very truly, [Signature of North Carolinaofficer, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communicationsdirector or common Unitholder]
Appears in 1 contract
Applicable Law; Counterparts. This Agreement Agreement, and the Terms Agreement, shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New YorkYork without giving effect to the choice of laws or conflict of laws principles thereof. This Agreement Agreement, and the Terms Agreement, may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement and the Terms Agreement shall not become effective unless at least one counterpart hereof or thereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Companies, the Trust, The Money Store and the several UnderwritersUnderwriter. Very truly yours, ADELPHIA BUSINESS SOLUTIONSCLASSNOTES TRUST 1997-I By: THE YORK BANK AND TRUST COMPANY, as Eligible Lender Trustee By: ____________________________ Name: Title: TRANS-WORLD INSURANCE COMPANY By: ___________________________ Name: Xxxxxx Dear Title: Executive Vice President CLASSNOTES, INC. By: /s/Xxxx Xxxxxxxxx _____________________________ Name: Xxxx Xxxxxxxxx Xxxxxx Dear Title: Executive Vice President and General Counsel THE MONEY STORE INC. By: _____________________________ Name: Xxxxxx Dear Title: Executive Vice President Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretomentioned. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC By Name: Title: Exhibit A TRANS-WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESINSURANCE COMPANY CLASSNOTES, INC. as Representatives of the several Underwriters named on Schedule I hereto ByAuction Rate Asset Backed Notes TERMS AGREEMENT Dated ______, 199_ To: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSTRANS-WORLD INSURANCE COMPANY CLASSNOTES, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXRe: Underwriting Agreement dated March __, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC 1997 Issuer: ClassNotes Trust 1997-I Series Designation: Series 1997-1 TERMS OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USATHE NOTES: Final Original Maturity Principal Interest Price to CLASS Date Amount Rate Underwriter(1) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications---------
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable to contracts agreements made and to be performed within the State of New Yorkentirely in said State. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, No amendment of any provision of this Agreement shall not become be effective unless at least one counterpart hereof shall have been executed it is in writing and delivered on behalf of each party signed by the parties hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, Wachovia and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSWACHOVIA COMMERCIAL MORTGAGE SECURITIES, INC. By: /s/Xxxx Xxxxxxxxx /s/ Charles L. Culbreth ----------------------------------------- Name: Xxxx Xxxxxxxxx Charles L. Culbreth Title: Vice President Manxxxxx Xxxxxxxx WACHOVIA BANK, NATIONAL ASSOCIATION By: /s/ Elizabeth K. Stinson ----------------------------------------- Name: Elizabeth K. Stinson Title: Vixx Xxxxxxxxx The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX WACHOVIA CAPITAL MARKETS, LLC By: /s/ Elizabeth K. Stinson ----------------------------------------- Name: Elizabeth K. Stinson Title: Vixx Xxxxxxxxx BANC OF AMERICA SECURITIES LLC By: /s/ Stephen L. Hogue ----------------------------------------- Name: Stephen L. Hogue Title: Princixxx CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXXBy: /s/ David Tibbals ----------------------------------------- Name: David Tibbals Title: Managing Xxxxxxxx GOLDMAN, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Xxxxxxx, Xxxxx & Co. ----------------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : EXHIBIT A Computational Materials [Form 8-K filed by the Registrant on February 20, 2004 relating to Computational Materials is hereby incorporated by reference.] EXHIBIT B Term Sheets [Form 8-K filed by the Registrant on February 6, 2004 relating to a collateral and structural Term Sheet is hereby incorporated by reference.] SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement dated February 12, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2004:
Appears in 1 contract
Samples: Underwriting Agreement (Wachovia Commercial Mort Pass THR Certs Ser 2004-C10)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable to contracts agreements made and to be performed within the State of New Yorkentirely in said State. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, No amendment of any provision of this Agreement shall not become be effective unless at least one counterpart hereof shall have been executed it is in writing and delivered on behalf of each party signed by the parties hereto. Please confirm that If the foregoing correctly sets forth is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement among the agreement between the Company Company, Wachovia and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSWACHOVIA COMMERCIAL MORTGAGE SECURITIES, INC. By: /s/Xxxx Xxxxxxxxx /s/ William J. Cohane ----------------------------------------- Name: William J. Cohane Title: Managxxx Xxxxxxxx WACHOVIA BANK, NATIONAL ASSOCIATION By: /s/ Wayne M. Fitzgerald, II ----------------------------------------- Name: Wayne M. Fitzgerald, II Title: Xxxx Xxxxxxxxx Title: Vice President The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX WACHOVIA CAPITAL MARKETS, LLC By: /s/ Elizabeth K. Stinson ----------------------------------------- Name: Elizabeth K. Stinson Title: Vixx Xxxxxxxxx GREENWICH CAPITAL MARKETS, INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXXBy: /s/ Andrew B. Snow ----------------------------------------- Name: Andrew B. Snow Title: Vice Prexxxxxx GOLDMAN, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director Gxxxxxx, Sxxxx & Co. ----------------------------------------- Goldman, Sachs & Co. EXHIBIT A Computational Materials See Attached. [NONE.] EXHIBIT B Term Sheet [Form 8-K filed by Registrant on October 18, 2004 relating to a structural and collateral term sheet is hereby incorporated by reference.] SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement dated October 29, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications2004:
Appears in 1 contract
Samples: Wachovia Bank Commercial Mortgage Trust Series 2004-C15
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, XXXXXXXXX XXXXXX INCOME OPPORTUNITY FUND INC. By: /s/Xxxx Xxxxxxxxx -------------------------------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel XXXXXXXXX XXXXXX MANAGEMENT INC. By: -------------------------------------------- Name: Title: XXXXXXXXX XXXXXX, LLC By: -------------------------------------------- Name: Title: 39 Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX By: CITIGROUP GLOBAL MARKETS INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC AS REPRESENTATIVE OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxxx X. Xxxxxxx ---------------------------------- Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director : SCHEDULE I ADELPHIA BUSINESS SOLUTIONSNUMBER OF NUMBER OF SERIES A PREFERRED SERIES B PREFERRED NAME OF UNDERWRITER SHARES SHARES ------------------- ------------------ ------------------ Citigroup Global Markets Inc. 1,757 1,757 Merrill, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXLynch, XXXXXX Xxxxxx, Xxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsXxxxx Incorporated 753 753 -------------------------------------------------------------------------------- TOTAL 2,510 2,510
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Partnership, the Operating Partnership, the General Partner and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSATLAS PIPELINE PARTNERS, INC. L.P. By: /s/Xxxx Xxxxxxxxx ATLAS PIPELINE PARTNERS GP, LLC, its General Partner By: --------------------------- Name: Xxxx Xxxxxxxxx --------------------------- Title: Vice President and General Counsel --------------------------- ATLAS PIPELINE PARTNERS GP, LLC By: --------------------------- Name: --------------------------- Title: --------------------------- Confirmed as of the date first above mentioned on behalf of themselves itself and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX FRIEDMAN, BILLINGS, XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES., INC. KEYBANC CAPITAL MARKETS, a Division of McDONALD INVESTMENTS INC. By: FRIEDMAN, BILLINGS, XXXXXX & CO., INC. By: --------------------------------- Xxxxx X. Xxxxxxxxx Managing Director For themselves and as Representatives of the other several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INChereto. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSAtlas Pipeline Partners, INC. Underwriter L.P. Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXUnits Underwriter to be Purchased ----------- --------------- Friedman, XXXXXX Billings, Xxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXXCo., SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIESInc................... 600,000 KeyBanc Capital Markets, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions a Division of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of IndianaMcDonald Investments Inc..... 150,000 Total................................................... 750,000 ======= EXHIBIT A Subsidiaries Atlas Pipeline Operating Partnership, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Atlas Pipeline Pennsylvania, LLC Adelphia Business Solutions of HarrisburgAtlas Pipeline Ohio LLC Atlas Pipeline New York LLC APC Acquisition, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsLLC
Appears in 1 contract
Samples: Underwriting Agreement (Atlas Pipeline Partners Lp)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ----------------------------- Title: Vice President and General Counsel NUVEEN ADVISORY CORP. By: ----------------------------- Title: Managing Director Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & Sons, LUFKIN Inc. Prudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Xxxxxxx Xxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXXAssociates, SACHS & CO. BANC Inc. Wachovia Securities, Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name----------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Name of Underwriters Number of Firm Common Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX -------------------- ----------------------- Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated UBS Warburg LLC H&R Block Financial Advisors, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of ConnecticutXxxxxxx Xxxxx & Associates, Inc. Adelphia Business Solutions of DelawareWachovia Securities, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsInc.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Arizona Dividend Advantage Municipal Fund 3)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Advisers and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSNUVEEN QUALITY PREFERRED INCOME FUND 2 By: ___________________________ Title: NUVEEN INSTITUTIONAL ADVISORY CORP. By: _____________________________ Title: SPECTRUM ASSET MANAGEMENT, INC. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ___________________________ Title: Vice President and General Counsel Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. By: XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXNUVEEN INVESTMENTS X.X. XXXXXXX & SONS, LUFKIN & XXXXXXXX INC. PRUDENTIAL SECURITIES CORPORATION XXXXXXXINCORPORATED UBS WARBURG LLC ADVEST, SACHS INC. H&R BLOCK FINANCIAL ADVISORS, INC. XXXXXXXXXX & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION XXXXXX, XXXXX XXXXX, INCORPORATED XXXXXX XXXXXXXXXX XXXXX LLC XXXX XXXXX XXXX XXXXXX, INCORPORATED MCDONALD INVESTMENTS INC., A KEYCORP COMPANY QUICK & XXXXXX, INC. A FLEETBOSTON FINANCIAL COMPANY XXXXXXX XXXXX & ASSOCIATES, INC. RBC XXXX XXXXXXXX, INC. XXXX, XXXX & CO., LLC SUNTRUST CAPITAL MARKETS, INC. WACHOVIA SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto XXXXX FARGO SECURITIES, LLC AS REPRESENTATIVES OF THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx ___________________________________ Name: Xxxxxxx Xxxxxx X. Xxxxxxx Xxxx, Xx. Title:Manageing : Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsI
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. XXXXX XXXXX INSURED NEW YORK MUNICIPAL BOND FUND By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ---------------------------------- Title: Vice President and General Counsel XXXXX XXXXX MANAGEMENT By: ---------------------------------- Title: 38 Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC By: Xxxxxxx Xxxxx Xxxxxx Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name----------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX NAME OF UNDERWRITERS NUMBER OF SHARES Xxxxxxx Xxxxx Barney Inc. [ ] UBS Warburg LLC X.X. Xxxxxxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSons, Inc. Adelphia Business Solutions InternationalPrudential Securities Incorporated Advest, Inc. Adelphia Business Solutions InternationalH&R Block Financial Advisors, Inc. Xxxxxx Xxxxxxxxxx Xxxxx LLC Quick & Xxxxxx, Inc. A FleetBoston Financial Company Xxxxxxx Xxxxx & Associates, Inc. RBC Xxxx Xxxxxxxx, Inc. Xxxx, Xxxx & Co., LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of ConnecticutTD Waterhouse Investor Services, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of FloridaWachovia Securities, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsTotal [ ],000,000
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Insured New York Municipal Bond Fund)
Applicable Law; Counterparts. This Agreement shall be governed ---------------------------- by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Partnership, the Operating Company, the General Partner, Old Services, Holdings and Rudey Timber Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSU.S. TIMBERLANDS COMPANY, INC. L.P. By: /s/Xxxx Xxxxxxxxx NEW SERVICES, L.L.C. By: ---------------------- Name: Xxxx Xxxxxxxxx Title: Vice President and General Counsel U.S. TIMBERLANDS KLAMATH FALLS, L.L.C. By: NEW SERVICES, L.L.C. By: ---------------------- Name: Title: NEW SERVICES, L.L.C. By: ---------------------- Name: Title: U.S. TIMBERLANDS SERVICES COMPANY, L.L.C. By: ---------------------- Name: Title: U.S. TIMBERLANDS HOLDINGS, L.L.C. By: ---------------------- Name: Title: RUDEY TIMBER COMPANY, L.L.C. By: ---------------------- Name: Title: Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & DEUTSCHE XXXXXX XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIESX.X. XXXXXXX & SONS, INC. as PAINEWEBBER INCORPORATED PRUDENTIAL SECURITIES INCORPORATED As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing ------------------------------------ Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSU.S. Timberlands Company, INC. Underwriter L.P. Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsUnits Underwriter to be Purchased ------------------------------------ -------------------- Xxxxx Xxxxxx Inc.................... Deutsche Xxxxxx Xxxxxxxx Inc........
Appears in 1 contract
Samples: U S Timberlands Co Lp
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. This Agreement may be executed by any one or more of the parties hereto by facsimile which shall be effective as delivery of a manually executed counterpart hereof. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Company, the Operating Partnership and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. WINDROSE MEDICAL PROPERTIES TRUST By: /s/Xxxx Xxxxxxxxx /s/ Frederick L. Farrar --------------------------------------------------- Name: Xxxx Xxxxxxxxx Frederick L. Farrar Title: Vice President President, Chief Opxxxxxxx Xxxxxxx xxx Treasurer WINDROSE MEDICAL PROPERTIES, L.P. By: Windrose Medical Properties Trust, General Partner By: /s/ Frederick L. Farrar --------------------------------------------------- Name: Frederick L. Farrar Title: President, Chief Opxxxxxxx Xxxxxxx xxx Treasurer The foregoing Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves written. ROBERT W. BAIRD & CO. INCORPORATED RAYMOND JAMES & ASSOCIATES, INC. Bx: Xxxxxx X. Xaird & Co. Incorporaxxx (Xxx itself and the other several Underwriters named Undexxxxxxxx xxxxx in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USAA to the foregoing Agreement.) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx NameMark Decker, Jr. --------------------------------------- Xxxx: Xxxxxxx X. Xxxxxxx Xxrk Decker, Jr. Title:Manageing Director : Vice President SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX A UNDERWRITERS NUMBER OF SHARES ------------ ---------------- Robert W. Baird & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS Co. Incorporated 0,000,000 Xxxxond James & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsAssociates, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications000,000 --------- TOTAL 2,300,000
Appears in 1 contract
Samples: Underwriting Agreement (Windrose Medical Properties Trust)
Applicable Law; Counterparts. This Agreement shall will be governed by and construed in accordance with the laws of the State of New York applicable without giving effect to contracts made and to be performed within the State provisions thereof concerning conflict of New Yorklaws. This Agreement may be signed executed in various counterparts any number of counterparts, each of which shall for all purposes be deemed to be an original and all of which shall together constitute but one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the is in accordance with your understanding of our agreement, please sign and return to us a counterpart hereof, whereupon this letter and your acceptance shall represent a binding agreement between among the Company and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCCWCAPITAL COMMERCIAL FUNDING CORP. By: /s/Xxxx Xxxxxxxxx /s/ Robert Restrick ------------------------------------- Name: Xxxx Xxxxxxxxx Robert Restrick Title: Vice President Senxxx Xxxx Xxxxxxent Confirmed and General Counsel Confirmed accepted in New York, New York as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXWACHOVIA CAPITAL MARKETS, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INC. By: /s/ Xxxxxxx X. Xxxxxxx H. Royer Culp, Jr. ------------------------------------- Name: X. Xxxxx Xxxx, Jr. Title: Vice President CITIGROUP GLOBAL MARKETS XXX. Xy: /x/ Angela J. Vleck ------------------------------------- Name: Angxxx X. Xxxxx Title: Managing Director DEUTSCHE BANK SECURITIES XXX. Xx: /x/ Helaine M. Kaplan ------------------------------------- Name: Hxxxxxx X. Xxxxxx Title: Managing Director By: /s/ Mary Brundage ------------------------------------- Name: Mary Xxxxxxxx Xitle: Director Acknowledged and Agreed with respxxx xx Xxxxion 12 hereof: CWCAPITAL LLC By: /s/ Paul A. Sherrington ------------------------------------- Name: Xxxx X. Xxxxxxxxxxn Title: Senior Vice President Assistaxx Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONSUnderwriting Agreement, INCdated December 6, 2006. Underwriter Number Title and Description of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXOffered Certificates: CWCapital Commercial Funding Corp., XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USACommercial Mortgage Pass-Through Certificates Series 2006-C1 Initial Aggregate Class Principal Amount Purchase Initial Pass- Designation of Class Price(1) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies dThrough Rate Ratings(2) ---------------- ------------------- ------------- ---------------- -------------- Class A-1 $47,257,000 99.9980% 5.0430% AAA/bAAA Class A-2 $358,727,000 100.4959% 5.1740% AAA/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsAAA Class A-AB $137,993,000 100.4996% 5.2230% AAA/AAA Class A-3 $102,115,000 100.4954% 5.3110% AAA/AAA Class A-4 $734,613,000 100.4977% 5.2230% AAA/AAA Class A-1A $400,908,000 100.4945% 5.1990% AAA/AAA Class IO $2,469,093,000 5.2471% 0.7400% AAA/AAA Class A-M $254,516,000 100.4950% 5.2540% AAA/AAA Class A-J $209,976,000 100.4931% 5.2890% AAA/AAA Class B $50,903,000 100.4967% 5.3590% AA/AA Class C $28,633,000 100.4929% 5.3980% AA-/AA- Class D $34,996,000 100.4969% 5.4380% A/A
Appears in 1 contract
Samples: Underwriting Agreement (COBALT CMBS Commercial Mortgage Trust 2006-C1)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the internal laws of the State of New York applicable Illinois without reference to contracts made and to be performed within the State conflict of New Yorklaw principles thereunder. This Agreement may be signed in various counterparts which that together shall constitute one and the same instrument. If signed in counterparts, this Agreement and shall not become be effective unless when at least one counterpart hereof shall have been executed and delivered by or on behalf of each party hereto. Please confirm that [SIGNATURE PAGE FOLLOWS.] If the foregoing correctly sets forth is in accordance with your understanding of our agreement, kindly sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several Underwriters, including the Representatives, all in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INC. A. O. SMITH CORPORATION By: /s/Xxxx Xxxxxxxxx ---------------------------------------- Name: Xxxx Xxxxxxxxx -------------------------------------- Title: Vice President ------------------------------------- The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS ROBERT W. BAIRD & CO. BANC INCORPORXXXX By: ---------------------------------------- Name: -------------------------------------- Title: ------------------------------------- BANK OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX ---------------------------------------- Name: -------------------------------------- Title: ------------------------------------- BEAR STEARNS & CO. INC. By: /s/ Xxxxxxx X. Xxxxxxx ---------------------------------------- Name: Xxxxxxx X. Xxxxxxx -------------------------------------- Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. : ------------------------------------- ANNEX A Name of Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX to be Purchased ------------------- ------------------------------------- Robert W. Baird & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS Co. Incorporxxxx Xxxx xx Xxerica Securities LLC Bear Stearns & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Co. Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications-------- Total ========
Appears in 1 contract
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Fund and the Manager and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONS, INCNUVEEN INSURED MASSACHUSETTS TAX-FREE ADVANTAGE MUNICIPAL FUND By: ----------------------------------------- Title: Chief Administrative Officer NUVEEN ADVISORY CORP. By: /s/Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx ----------------------------------------- Title: Vice President and General Counsel Managing Director Confirmed as of the date first above mentioned written on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INC. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXBy: Xxxxxxx Xxxxx Xxxxxx Inc. Nuveen Investments X.X. Xxxxxxx & Sons, LUFKIN Inc. Prudential Securities Incorporated Advest, Inc. Xxxxxxxxxx & XXXXXXXX SECURITIES CORPORATION XXXXXXXCo. Inc. Xxxxxxx Xxxxx & Associates, SACHS Inc. RBC Xxxx Xxxxxxxx, Inc. Xxxx Xxxx & CO. BANC Co. Wachovia Securities, Inc. AS REPRESENTATIVES OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives of the several Underwriters named on Schedule I hereto THE SEVERAL UNDERWRITERS By: XXXXXXX XXXXX XXXXXX BARNEY INC. By: /s/ Xxxxxxx X. Xxxxxxx Name---------------------------------- Title: Xxxxxxx X. Xxxxxxx Title:Manageing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC NAME OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, UNDERWRITERS NUMBER OF COMMON SHARES Xxxxxxx Xxxxx Xxxxxx Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsNuveen Investments
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Insured Massachuset Tax Free Advantage Municipal Fund)
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. If the foregoing correctly sets forth letter is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicates hereof, whereupon it will become a binding agreement between among the Company and the several UnderwritersUnderwriters in accordance with its terms. Very truly yours, ADELPHIA BUSINESS SOLUTIONSFELCOR SUITE HOTELS, INC. By: /s/Xxxx Xxxxxxxxx Name/s/ Thomxx X. Xxxxxxxx, Xx. -------------------------------- Thomxx X. Xxxxxxxx, Xx. President FELCOR SUITES LIMITED PARTNERSHIP By: Xxxx Xxxxxxxxx TitleFELCOR SUITE HOTELS, INC. General Partner By: Vice /s/ Thomxx X. Xxxxxxxx, Xx. -------------------------------- Thomxx X. Xxxxxxxx, Xx. President The foregoing Underwriting Agreement is hereby confirmed and General Counsel Confirmed accepted as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I heretowritten. XXXXXXX XXXXX SMITX XXXXXX INCXXX. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXX, LUFKIN ALEX. BROWX & XONS INCORPORATED DEAN XXXXXX XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & COXXX. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Representatives MONTXXXXXX XXXURITIES As Representative of the several Underwriters named listed on Schedule I hereto By: XXXXXXX XXXXX SMITX XXXXXX INCXXX. By: /s/ Xxxxxxx Mark X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title:Manageing Director Xxxxxxxxx ---------------------------- Authorized Officer SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXX, XXXXXX & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC SCHEDULE OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business Solutions, Inc. Adelphia Business Solutions International, Inc. Adelphia Business Solutions International, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions of Virginia, LLC Hyperion Communications Capital, Inc. Hyperion Communications General Holdings, Inc. Hyperion Communications Long Haul, L.P. Hyperion Communications of Tennessee, L.P. Hyperion Communications of Eastern New York, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina, Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data CommunicationsUNDERWRITERS
Appears in 1 contract
Samples: Felcor Suite Hotels Inc
Applicable Law; Counterparts. This Agreement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. This Agreement may be signed in various counterparts which together constitute one and the same instrument. If signed in counterparts, this Agreement shall not become effective unless at least one counterpart hereof shall have been executed and delivered on behalf of each party hereto. Please confirm that the foregoing correctly sets forth the agreement between among the Company Trust, Textron and the several Underwriters. Very truly yours, ADELPHIA BUSINESS SOLUTIONSTEXTRON CAPITAL I By ------------------------ Richxxx X. Xxxxxx, xxlely as Trustee and not in his individual capacity TEXTRON INC. By: /s/Xxxx Xxxxxxxxx By ------------------------ Name: Xxxx Xxxxxxxxx Richxxx X. Xxxxxx Title: Senior Vice President and General Counsel Treasurer Confirmed as of the date first above mentioned on behalf of themselves and the other several Underwriters named in Schedule I hereto. XXXXXXX XXXXX XXXXXX INCSmitx Xxxxxx Xxx. CREDIT SUISSE FIRST BOSTON CORPORATION XXXXXXXXXDean Xxxxxx Xxxxxxxx Xxx. Merrxxx Xxxch, LUFKIN Pierce, Fennxx & XXXXXXXX SECURITIES CORPORATION XXXXXXX, SACHS & CO. BANC OF AMERICA SECURITIES LLC CIBC WORLD MARKETS CORP. CREDIT LYONNAIS SECURITIES (USA) INC. FIRST UNION SECURITIES, INC. as Smitx Xxxorporated PaineWebber Incorporated Prudential Securities Incorporated As Representatives of the several Several Underwriters named on Schedule I hereto By: XXXXXXX XXXXX XXXXXX INCBy Smitx Xxxxxx Xxx. By: /s/ Xxxxxxx X. Xxxxxxx By ------------------------- Name: Xxxxxxx Herbxxx X. Xxxxxxx Xxxxxxxxx Title:Manageing : Managing Director SCHEDULE I ADELPHIA BUSINESS SOLUTIONS, INC. Underwriter TEXTRON CAPITAL I Number of Firm Shares XXXXXXX XXXXX BARNEY INC....................................... 1,459,050 CREDIT SUISSE FIRST BOSTON CORPORATION......................... 1,459,050 XXXXXXXXXPreferred Underwriter Securities ----------- ------------ Smitx Xxxxxx Xxx. 2,670,000 Dean Xxxxxx Xxxxxxxx Xxx. 2,650,000 Merrxxx Xxxch, XXXXXX Pierce, Fennxx & XXXXXXXX SECURITIES CORPORATION................................................ 1,459,050 XXXXXXX, SACHS & CO............................................ 1,459,050 BANC OF AMERICA SECURITIES LLC................................. 728,450 CIBC WORLD MARKETS CORP........................................ 728,450 CREDIT LYONNAIS SECURITIES (USA) INC........................... 728,450 FIRST UNION SECURITIES, INC.................................... 728,450 TOTAL........................................ 8,750,000 SCHEDULE II None SCHEDULE III SUBSIDIARIES Adelphia Business SolutionsSmitx Xxxorporated 2,650,000 PaineWebber Incorporated 2,650,000 Prudential Securities Incorporated 2,650,000 Advest, Inc. Adelphia Business Solutions International90,000 Bear, Steaxxx & Xo. Inc. 200,000 J.C. Xxxxxxxx & Xo. 90,000 Alex. Browx & Xons Incorporated 200,000 CS First Boston Corporation 200,000 JW Cxxxxxx Xxxurities, Inc. Adelphia Business Solutions International90,000 Commerzbank Capital Markets Corporation 90,000 Cowex & Xompany 90,000 Craigie Incorporated 90,000 Crowxxx, LLC Adelphia Business Solutions of Alabama, LLC Adelphia Business Solutions of Arkansas, LLC Adelphia Business Solutions of Connecticut, Inc. Adelphia Business Solutions of Delaware, LLC Adelphia Business Solutions of District of Columbia, LLC Adelphia Business Solutions of Florida, Inc. Adelphia Business Solutions of Florida, LLC Adelphia Business Solutions of Jacksonville, Inc. Adelphia Business Solutions of Georgia, LLC Adelphia Business Solutions of Illinois, Inc. Adelphia Business Solutions of Indiana, L.P. Adelphia Business Solutions of Kansas, LLC Adelphia Business Solutions of Kentucky, Inc. Adelphia Business Solutions of Louisiana, Inc. Adelphia Business Solutions of Maine, Inc. Adelphia Business Solutions of Maryland, LLC Adelphia Business Solutions of Massachusetts, Inc. Adelphia Business Solutions of Michigan, Inc. Adelphia Business Solutions of Mississippi, L.P. Adelphia Business Solutions of New Hampshire, Inc. Adelphia Business Solutions of New Jersey, LLC Adelphia Business Solutions of New York, Inc. Adelphia Business Solutions of North Carolina, L.P. Adelphia Business Solutions of Ohio, Inc. Adelphia Business Solutions of Pennsylvania, Inc. Adelphia Business Solutions of Pennsylvania, LLC Adelphia Business Solutions of Harrisburg, Inc. Adelphia Business Solutions of Rhode Island, Inc. Adelphia Business Solutions of South Carolina, Inc. Adelphia Business Solutions of Tennessee, Inc. Adelphia Business Solutions of Texas, L.P. Adelphia Business Solutions of West Virginia, LLC Adelphia Business Solutions of Vermont, Inc. Adelphia Business Solutions Xxxxxx & Xo. 90,000 Dain Xxxxxxxx Xxxorporated 200,000 Davexxxxx & Xo. of Virginia, LLC Hyperion Communications CapitalInc. 90,000 Dillxx, Xxad & Co. Inc. 200,000 Doft & Co., Inc. Hyperion Communications General Holdings90,000 Donaxxxxx, Xxfkxx & Xenrxxxx Xecurities Corporation 200,000 A. G. Xxxxxxx & Xons, Inc. Hyperion Communications Long Haul200,000 EVEREN Securities, Inc. 200,000 Fahnxxxxxx & Xo. Inc. 90,000 First Albany Corporation 90,000 First of Michigan Corporation 90,000 Furmxx Xxxx XXX 90,000 Goldxxx, Xxchx & Xo. 200,000 Gruntal & Co., Incorporated 90,000 J.J.B. Hillxxxx, X.L. Xxxxx, Xxc. 90,000 Interstate/Johnxxx Xxxe Corporation 90,000 Jannxx Xxxtxxxxxx Xxxxx Xxx. 90,000 Josexxxxxx Xxxx & Xoss Xxxorporated 90,000 Kennxxx, Xxbot & Company Inc. 90,000 Legg Xxxox Xxxx Xxxkxx, Xxcorporated 90,000 Lehmxx Xxxthers Inc. 200,000 McDoxxxx & Xompany Securities, Inc. 90,000 McGixx, Xxitx & Xo, Inc. 90,000 Morgxx Xxxxxx & Xompany, Inc. 90,000 Morgxx Xxxnxxx & Xo. Incorporated 200,000 The Ohio Company 90,000 Olde Discount Corporation 90,000 Number of Preferred Underwriter Securities ----------- ------------ Oppexxxxxxx & Xo., Inc. 200,000 Pipex Xxxxxxx Xxx. 200,000 Principal Financial Securities, Inc. 90,000 Rausxxxx Xxxxxx Xxxsnes, Inc. 200,000 Raymxxx Xxxex & Xssociates, Inc. 200,000 The Robixxxx-Xxxxxxxx Xxxpany, Inc. 200,000 Rodmxx & Xensxxx, Xxc. 90,000 Salomon Brothers Inc 200,000 Scotx & Xtrixxxxxxxx, Xxc. 90,000 Murixx Xxxxxxx & Xo., Inc. 90,000 Stepxxxx Xxx. 90,000 Stifxx, Xxxxxxxx & Xompany, Incorporated 90,000 Sutro & Co. Incorporated 90,000 Tuckxx Xxxxxxx Xxxorporated 90,000 US Clearing Corp. 90,000 Utenxxxx Xxxital Partners, L.P. Hyperion Communications of Tennessee90,000 Wheat, L.P. Hyperion Communications of Eastern New YorkFirst Securities, Inc. Hyperion Telecommunications, L.L.C. Hyperion Telecommunications of North Carolina90,000 Yamaichi International (America), Inc. SCHEDULE IV JOINT VENTURES Allegheny Hyperion Telecommunications, L.L.C. Hyperion Susquehanna Telecommunications PECO Hyperion Telecommunications !nterprise - Hyperion of Vermont Data Communications !nterprise - Hyperion of Virginia Data Communications !nterprise - MediaOne Fiber Technologies d/b/a MediaOne Data Communications !nterprise - MediaOne of Virginia Data Communications90,000
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Samples: Underwriting Agreement (Textron Inc)
