Applicable Securities. (i) Each Participant that is a national securities exchange shall, through its Compliance Rule, require its Industry Members to report Industry Member Data for each NMS Security registered or listed for trading on such exchange or admitted to unlisted trading privileges on such exchange. (ii) Each Participant that is a national securities association shall, through its Compliance Rule, require its Industry Members to report Industry Member Data for each Eligible Security for which transaction reports are required to be submitted to such association.
Appears in 16 contracts
Samples: Limited Liability Company Agreement, Limited Liability Company Agreement, Limited Liability Company Agreement
Applicable Securities. (i) Each Participant that is a national securities exchange shall, through its Compliance Rule, require its Industry Members to shall report Industry Member Participant Data for each NMS Security registered or listed for trading on such exchange or admitted to unlisted trading privileges on such exchange.
(ii) Each Participant that is a national securities association shall, through its Compliance Rule, require its Industry Members to shall report Industry Member Participant Data for each Eligible Security for which transaction reports are required to be submitted to such association.
Appears in 16 contracts
Samples: Limited Liability Company Agreement, Limited Liability Company Agreement, Limited Liability Company Agreement