APPLICABLE TO CORPORATIONS, PARTNERSHIPS AND OTHER ENTITIES ONLY. The Purchaser is an accredited investor because the Purchaser falls within at least one of the following categories (Check all appropriate lines): (i) a bank as defined in Section 3(a)(2) of the Securities Act or a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity; (ii) a broker-dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended; ______ (iii) an insurance company as defined in Section 2(13) of the Securities Act;
Appears in 4 contracts
Samples: Securities Purchase Agreement (Data443 Risk Mitigation, Inc.), Note Purchase Agreement (Oncotelic Therapeutics, Inc.), Note Purchase Agreement (Mateon Therapeutics Inc)
APPLICABLE TO CORPORATIONS, PARTNERSHIPS AND OTHER ENTITIES ONLY. The Purchaser is an accredited investor because the Purchaser falls within at least one of the following categories (Check all appropriate lines):
(i) a bank as defined in Section 3(a)(2) of the Securities Act or a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity;
(ii) a broker-dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended; ______ (iii) an insurance company as defined in Section 2(13) of the Securities Act;
(iv) an investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”) or a business development company as defined in Section 29(a)(48) of the Investment Company Act;
Appears in 2 contracts
Samples: Securities Purchase Agreement (Marina Biotech, Inc.), Securities Purchase Agreement (Marina Biotech, Inc.)