Application to NASDAQ Clause Samples
The 'Application to NASDAQ' clause defines how the terms of an agreement or policy specifically relate to or are implemented within the context of the NASDAQ stock exchange. This clause typically outlines the procedures, requirements, or standards that must be met when dealing with securities, transactions, or disclosures on NASDAQ. For example, it may specify compliance with NASDAQ listing rules or reporting obligations unique to that exchange. Its core function is to ensure that all relevant activities are aligned with NASDAQ's regulatory framework, thereby reducing the risk of non-compliance and clarifying the obligations of the parties involved.
Application to NASDAQ. The Company will cause the Shares to be duly included for quotation on the Nasdaq SmallCap Market prior to the Closing Date. If requested by the Representative, the Company will also cause the Shares to be duly included for listing on the Pacific Stock Exchange. The Company will use its best efforts to ensure that the Shares remain included for quotation on the Nasdaq SmallCap Market and the Pacific Stock Exchange (if applicable) following the Closing Date for a period of not less than three years.
Application to NASDAQ. The Company shall apply for entry of the Company's common stock on the NASD automated quotation system ("small-cap" listing) and shall in such event use its best efforts to have its common stock continue to be quoted on that system.
Application to NASDAQ. The Company will cause the Common Stock and Warrants to be duly included for quotation on the Nasdaq SmallCap Market prior to the Closing Date. If requested by the Representative, the Company will also cause the Common Stock and Warrants to be duly included for listing on the Pacific Stock Exchange. The Company will use its best efforts to ensure that the Common Stock and Warrants remain included for quotation on the Nasdaq SmallCap Market and the Pacific Stock Exchange (if applicable) following the Closing Date for a period of not less than three years.
Application to NASDAQ. The Company shall, upon request of the Representative, and at its sole expense, and before the Closing Date, apply for entry of the Units, the Common Stock and the Warrants on the NASDAQ automated quotation system, if available, and shall in such event use its best efforts to have same quoted on that system.
Application to NASDAQ. Prior to the date hereof, PostRock has submitted to the Nasdaq a Listing of Additional Shares Notification Form with respect to the issuance of the Common Stock upon exchange of the Preferred Shares contemplated herein without the necessity of obtaining the approval of PostRock’s stockholders. In the event that Nasdaq does not approve the application for any reason, or requires that PostRock obtain stockholder approval prior to such issuance, then this Agreement shall automatically terminate, shall be null and void and of no further force or effect and shall no longer be binding on any Party unless the Parties expressly agree in writing to extend or amend this Agreement. US 3007139v.4
Application to NASDAQ. Following the Closing Date, First Coastal shall use its best efforts to meet the minimum corporate governance requirements for quotation of the Units, the Common Shares and the Preferred Securities on the Nasdaq SmallCap Market. If and when First Coastal meets such requirements and the other requirements for quotation, First Coastal shall take such action, including the filing of required applications and payment of required fees, to ensure that the Units, the Common Shares and the Preferred Securities are included for quotation on the Nasdaq SmallCap Market.