Appointment as Selling Dealer. We hereby authorize you to act as a Selling Dealer during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests to potential investors which (a) satisfy the investor suitability standards (i) set forth in the Prospectus as well as (ii) under applicable State laws and (iii) FINRA’s Conduct Rules and (b) are acceptable to the Partnership (the “Eligible Investors”). As a Selling Dealer, you will act as an independent contractor and not as our agent or as agent for the Partnership in connection with your solicitation of subscriptions for Interests and will therefore be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not contained in (x) the Prospectus or (y) any sales material which has been reviewed by the appropriate regulatory agencies which we have supplied to you for your use with the general public (as described in greater detail in Section 5 of this Agreement).
Appears in 2 contracts
Samples: ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P., ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P.
Appointment as Selling Dealer. We hereby authorize you to act as a Selling Dealer for each Partnership Offering during the Offering Period and, on a “best efforts” (and not “firm commitment”) basis only, to offer Interests directly to potential investors which that (a) satisfy the investor suitability standards (i) set forth in the Prospectus as well as applicable Prospectus, (ii) provided under applicable State laws and (iii) provided in FINRA’s Conduct Rules and (b) are acceptable to the Partnership each partnership (the “Eligible Investors”). As a Selling Dealer, you will act as an independent contractor and not as our agent or as agent for the Partnership any partnership in connection with your solicitation of subscriptions for Interests and will therefore be responsible for assuring that each investor satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not contained in (x) the applicable Prospectus or (y) any sales material which that, if required, has been reviewed and approved by the appropriate regulatory agencies agencies, which we have supplied to you for your use with the general public (as described in greater detail in Section 5 of this Agreement).
Appears in 1 contract
Samples: ICON Oil & Gas Fund
Appointment as Selling Dealer. We hereby authorize you to act as a Selling Dealer during the Offering Period and, on a “"best efforts” " (and not “"firm commitment”underwriting") basis only, to offer Interests Units to potential investors which (a) satisfy the investor suitability standards (i) set forth in the Prospectus as well as (ii) under applicable State state laws and (iii) FINRA’s Conduct the NASD's Rules of Fair Practice and (b) are acceptable to the Partnership (the “"Eligible Investors”"). As a Selling Dealer, you will act as an independent contractor and not as our agent or as agent for the Partnership in connection with your solicitation of subscriptions for Interests Units and will therefore be responsible for assuring that each investor subscriber satisfies all such suitability requirements. You hereby agree that you will not make representations or give information which is not contained in (x) the Prospectus or (y) any supplemental sales material which has been reviewed by the appropriate regulatory agencies literature which we have supplied to you for your use with the general public (as described in greater detail in Section 5 of this Agreement).
Appears in 1 contract
Samples: Selling Dealer Agreement (Icon Income Fund Eight /De)