Common use of Appointment as Transfer Agent Clause in Contracts

Appointment as Transfer Agent. Each Company hereby appoints AST to act as sole transfer agent (“Agent”) and registrar for the common stock of each Company and for any such other securities as set forth in Exhibit A hereto (which each Company shall update as necessary to keep complete and accurate) and as each Company may request in writing (the “Shares”) in accordance with the terms and conditions hereof, and AST hereby accepts such appointment. In connection with the appointment of AST as transfer agent and registrar for each Company, each Company shall provide AST: (a) Specimens of all forms of outstanding stock certificates, if any, in the forms approved by the board of trustees of each Company, with a certificate of the secretary of each Company as to such approval; (b) Specimens of the signatures of the officers of each Company authorized to sign stock certificates and specimens of the signatures of the individuals authorized to sign written instructions and requests; and (c) A copy of the Agreement and Declaration of Trust (the “Declaration of Trust”) and by-laws of each Company and, on a continuing basis, copies of all material amendments to such Declaration of Trust or by-laws made after the date of this Agreement (such amendments to be provided promptly after such amendments are made).

Appears in 10 contracts

Samples: Transfer Agency and Registrar Services Agreement (Pimco High Income Fund), Transfer Agency and Registrar Services Agreement (PIMCO Access Income Fund), Transfer Agency and Registrar Services Agreement (PIMCO Dynamic Income Opportunities Fund)

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Appointment as Transfer Agent. Each The Company hereby appoints AST to act as sole transfer agent (“Agent”) and registrar for the common stock of each the Company and for any such other securities as set forth in Exhibit A hereto (which each the Company shall update as necessary to keep complete and accurate) and as each the Company may request in writing (the “Shares”) in accordance with the terms and conditions hereof, and AST hereby accepts such appointment. In connection with the appointment of AST as transfer agent and registrar for each the Company, each the Company shall provide AST: (a) Specimens of all forms of outstanding stock certificates, if any, in the forms approved by the board of trustees directors or trustees, as applicable, of each the Company, with a certificate of the secretary of each the Company as to such approval; (b) Specimens of the signatures of the officers of each the Company authorized to sign stock certificates and specimens of the signatures of the individuals authorized to sign written instructions and requests; and (c) A copy of the Agreement declaration of trust or certificate of incorporation, as applicable, and Declaration bylaws of Trust the Company (collectively, the “Declaration of TrustOrganizational Documents”) and by-laws of each Company and, on a continuing basis, copies of all material amendments to such Declaration of Trust or by-laws made Organizational Documents after the date of this Agreement (such amendments to be provided promptly after such amendments are made).

Appears in 4 contracts

Samples: Transfer Agency and Registrar Services Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund), Transfer Agency and Registrar Services Agreement (AllianzGI Convertible & Income 2024 Target Term Fund), Transfer Agency and Registrar Services Agreement (Korea Fund Inc)

Appointment as Transfer Agent. Each The Company hereby appoints AST to act as sole transfer agent (“Agent”) and registrar for the common stock of each the Company and for any such other securities as set forth in Exhibit A hereto (which each the Company shall update as necessary to keep complete and accurate) and as each the Company may request in writing (the “Shares”) in accordance with the terms and conditions hereof, and AST hereby accepts such appointment. In connection with the appointment of AST as transfer agent and registrar for each the Company, each the Company shall provide AST: (a) Specimens of all forms of outstanding stock certificates, if any, in the forms approved by the board of trustees directors of each the Company, with a certificate of the secretary of each the Company as to such approval; (b) Specimens Names and specimens of the signatures of the officers of each the Company authorized to sign stock certificates certificates, if any, and names and specimens of the signatures of the individuals authorized to sign written provide instructions and requestsrequests to AST; and (c) A copy of the Agreement certificate of formation, operating agreement and Declaration certificate of Trust (the “Declaration of Trust”) incorporation and by-laws of each Company the Company, as applicable, and, on a continuing basis, copies of all material amendments to such Declaration of Trust or by-laws documents made after the date of this Agreement (such amendments to be provided promptly after such amendments are made); and (d) A sufficient supply of blank certificates (if applicable) signed by (or bearing the facsimile signature of) the officers of the Company authorized to sign stock certificates and bearing the Company’s corporate seal (if required). AST may use certificates (if applicable) bearing the signature of a person who at the time of use is no longer an officer of the Company.

Appears in 1 contract

Samples: Transfer Agency and Registrar Services Agreement (Eagle Point Credit Co LLC)

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Appointment as Transfer Agent. Each The Company hereby appoints AST to act as sole transfer agent (“Agent”) and registrar for the common stock of each the Company and for any such other securities as set forth in Exhibit A hereto (which each Company shall update as necessary to keep complete and accurate) and as each the Company may request in writing (the “Shares”) in accordance with the terms and conditions hereof, and AST hereby accepts such appointment. In connection with the appointment of AST as transfer agent and registrar for each the Company, each the Company shall provide AST: (a) Specimens of all forms of outstanding stock certificates, if any, in the forms approved by the board of trustees directors of each the Company, with a certificate of the secretary of each the Company as to such approval; (b) Specimens of the signatures of the officers of each the Company authorized to sign stock certificates and specimens of the signatures of the individuals authorized to sign written instructions and requests; and (c) A copy of the Agreement and Declaration certificate of Trust (the “Declaration of Trust”) incorporation and by-laws of each the Company and, on a continuing basis, copies of all material amendments to such Declaration certificate of Trust incorporation or by-laws made after the date of this Agreement (such amendments to be provided promptly after such amendments are made); and (d) A sufficient supply of blank certificates signed by (or bearing the facsimile signature of) the officers of the Company authorized to sign stock certificates and bearing the Company’s corporate seal (if required). AST may use certificates bearing the signature of a person who at the time of use is no longer an officer of the Company.

Appears in 1 contract

Samples: Transfer Agency and Registrar Services Agreement (THL Credit Senior Loan Fund)

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