Appointment of Grantor to File on Behalf of Trust. The Grantor and the Trustee hereby appoint, authorize and direct the Grantor, if the Grantor deems it necessary, appropriate or convenient to do, as the sponsor and agent of the Trust pursuant to Section 3806(b)(7) of the Statutory Trust Act (and any of the following are hereby confirmed if such action has been taken) (i) to prepare or cause the preparation of, and file, a Registration Statement relating to the offer and sale of the Trust Preferred Securities; (ii) to file and execute on behalf of the Trust such applications, reports, surety bonds, irrevocable consents, appointments of attorney for service of process, and other papers and documents as the Grantor, on behalf of the Trust, may deem necessary or desirable to register the Trust Preferred Securities under, or obtain for the capital securities an exemption from, the securities "Blue Sky" laws; (iii) to execute on behalf of the Trust such underwriting or purchase or placement agent agreements with one or more underwriters or managers or placement agents relating to the offering of the Trust Preferred Securities of the Trust; (iv) to execute on behalf of the Trust any and all documents, papers and instruments as may be desirable in connection with any of the foregoing; and (v) to file and execute on behalf of the Trust, such applications, reports, surety bonds, irrevocable consents, appointments of attorney for service of process and other papers and documents that shall be necessary or desirable to register establish the exemption from registration of the Trust Preferred Securities under the securities or "Blue Sky" laws of such jurisdictions as the Grantor, on behalf of the Trust, may deem necessary or desirable. In the event that any filing referred to in this paragraph is required by the rules and regulations of any state securities or Blue Sky laws to be executed on behalf of the Trust by the Trustee or the Grantor, the Trustee, in its capacity as trustee of the Trust, and the Grantor are hereby authorized and directed to join in any such filing and to execute on behalf of the Trust any and all of the foregoing, it being understood that the Trustee, in its capacity as trustee of the Trust, shall not be required to join in any such filing or execute on behalf of the Trust any such document unless required by the rules and regulations of such state securities or "Blue Sky" laws.
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Samples: Trust Agreement (UBS Preferred Funding Trust VIII), Trust Agreement (Ubs Preferred Funding Trust Iv), Trust Agreement (UBS Preferred Funding Trust VIII)
Appointment of Grantor to File on Behalf of Trust. The Grantor and the Trustee hereby appoint, authorize and direct the Grantor, if the Grantor deems it necessary, appropriate or convenient to do, as the sponsor and agent of the Trust pursuant to Section 3806(b)(7) of the Statutory Trust Act (and any of the following are hereby confirmed if such action has been taken)to
(i) to prepare or cause the preparation of, and file, a Registration Statement relating to the offer and sale of the Trust Preferred Securities; (ii) to file and execute on behalf of the Trust such applications, reports, surety bonds, irrevocable consents, appointments of attorney for service of process, and other papers and documents as the Grantor, on behalf of the Trust, may deem necessary or desirable to register the Trust Preferred Securities under, or obtain for the capital securities an exemption from, the securities "Blue Sky" laws; (iii) to execute on behalf of the Trust such underwriting or purchase or placement agent agreements with one or more underwriters or managers or placement agents relating to the offering of the Trust Preferred Securities of the Trust; (iv) to execute on behalf of the Trust any and all documents, papers and instruments as may be desirable in connection with any of the foregoing; and (v) to file and execute on behalf of the Trust, such applications, reports, surety bonds, irrevocable consents, appointments of attorney for service of process and other papers and documents that shall be necessary or desirable to register establish the exemption from registration of the Trust Preferred Securities under the securities or "Blue Sky" laws of such jurisdictions as the Grantor, on behalf of the Trust, may deem necessary or desirable. In the event that any filing referred to in this paragraph is required by the rules and regulations of any state securities or Blue Sky laws to be executed on behalf of the Trust by the Trustee or the Grantor, the Trustee, in its capacity as trustee of the Trust, and the Grantor are hereby authorized and directed to join in any such filing and to execute on behalf of the Trust any and all of the foregoing, it being understood that the Trustee, in its capacity as trustee of the Trust, shall not be required to join in any such filing or execute on behalf of the Trust any such document unless required by the rules and regulations of such state securities or "Blue Sky" laws.
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