APPOINTMENT OF NLD AND DELIVERY OF DOCUMENTS. (a) The Trust hereby appoints NLD, and NLD hereby agrees, to act as principal underwriter and distributor of the Shares of the Funds for the period and on the terms set forth in this Agreement. In connection therewith, the Trust has delivered to NLD current copies of: (i) the Trust's Agreement and Declaration of Trust and By-laws (the "Organizational Documents"); (ii) the Trust's current Registration Statement; (iii) the Trust's notification of registration under the 1940 Act on Form N-8A as filed with the SEC; (iv) the Trust's current Prospectus and Statement of Additional Information (as currently in effect and as amended or supplemented, the "Prospectus"); and (v) and each current shareholder service plan or similar document adopted by a Fund ("Service Plan"). (b) The Trust shall promptly furnish NLD with: (i) all amendments of or supplements to the foregoing; and (ii) a copy of the resolution of the Board appointing NLD and authorizing the execution and delivery of this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Total Income (Plus) Real Estate Fund)
APPOINTMENT OF NLD AND DELIVERY OF DOCUMENTS. (a) The Trust Fund hereby appoints NLD, and NLD hereby agrees, to act as principal underwriter and distributor of the Shares of the Funds for the period and on the terms set forth in this Agreement. In connection therewith, the Trust Fund has delivered to NLD current copies of:
(i) the Trust's Fund’s Agreement and Declaration of Trust and By-laws (the "“Organizational Documents"”);
(ii) the Trust's Fund’s current Registration Statement;
(iii) the Trust's Fund’s notification of registration under the 1940 Investment Company Act on Form N-8A as filed with the SEC;
(iv) the Trust's Fund’s current Prospectus and Statement of Additional Information (as currently in effect and as amended or supplemented, the "“Prospectus"”); and
(v) and each current shareholder service plan or similar document adopted by a the Fund ("“Service Plan"”).
(b) The Trust Fund shall promptly furnish NLD with:
(i) all amendments of or supplements to the foregoing; and
(ii) a copy of the resolution any resolutions of the Board appointing NLD as principal underwriter of the Fund and authorizing the execution and delivery of this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Crow Point Global Dividend Plus Fund)
APPOINTMENT OF NLD AND DELIVERY OF DOCUMENTS. (a) The Trust Fund hereby appoints NLD, and NLD hereby agrees, to act as principal underwriter and distributor of the Shares of the Funds Fund for the period and on the terms set forth in this Agreement. In connection therewith, the Trust Fund has delivered to NLD current copies of:
(i) the Trust's Fund’s Agreement and Declaration of Trust and By-laws (the "“Organizational Documents"”);
(ii) the Trust's Fund’s current Registration Statement;
(iii) the Trust's Fund’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC;
(iv) the Trust's Fund’s current Prospectus and Statement of Additional Information (as currently in effect and as amended or supplemented, the "“Prospectus"”); and;
(v) and each current shareholder service plan or similar document adopted by a the Fund ("“Service Plan"”).
(b) The Trust Fund shall promptly furnish NLD with:
(i) all amendments of or supplements to the foregoing; and
(ii) a copy of the resolution of the Board appointing NLD and authorizing the execution and delivery of this Agreement.
Appears in 1 contract
APPOINTMENT OF NLD AND DELIVERY OF DOCUMENTS. (a) The Trust hereby appoints NLD, and NLD hereby agrees, to act as principal underwriter and distributor of the Shares of the Funds for the period and on the terms set forth in this Agreement. In connection therewith, the Trust has delivered to NLD current copies of:
(i) the Trust's ’s Agreement and Declaration of Trust and By-laws (the "“Organizational Documents"”);
(ii) the Trust's ’s current Registration Statement;
(iii) the Trust's ’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC;
(iv) the Trust's ’s current Prospectus and Statement of Additional Information (as currently in effect and as amended or supplemented, the "“Prospectus"”); and
(v) and each current shareholder service plan or similar document adopted by a Fund ("“Service Plan"”).
(b) The Trust shall promptly furnish NLD with:
(i) all amendments of or supplements to the foregoing; and
(ii) a copy of the resolution of the Board appointing NLD and authorizing the execution and delivery of this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Total Income (Plus) Real Estate Fund)
APPOINTMENT OF NLD AND DELIVERY OF DOCUMENTS. (a) The Trust hereby appoints NLD, and NLD hereby agrees, to act as principal underwriter and distributor of the Shares of the Funds for the period and on the terms set forth in this Agreement. In connection therewith, the Trust has Funds have delivered to NLD current copies of:
(i) the Trust's ’s Agreement and Declaration of Trust and By-laws (the "“Organizational Documents"”);
(ii) the Trust's ’s current Registration Statement;
; (iii) the Trust's ’s notification of registration under the 1940 Act on Form N-8A as filed with the SEC;
(iv) the Trust's ’s current Prospectus and Statement of Additional Information (as currently in effect and as amended or supplemented, the "“Prospectus"”); and;
(v) and each current shareholder service plan or similar document adopted by a Fund the Trust ("“Service Plan"”).
(b) The Trust shall promptly furnish NLD with:
(i) all amendments of or supplements to the foregoing; and
(ii) a copy of the resolution of the Board appointing NLD and authorizing the execution and delivery of this Agreement.
Appears in 1 contract
Samples: Underwriting Agreement (Vertical Capital Income Fund)