Appointment of the Firm and RR/Agents. (a) GIAC and PAS hereby appoint the Firm, through its RR/Agents, to solicit and sell the Products in accordance with FINRA rules and guidelines, applicable laws, regulations and regulatory guidelines (collectively, “Applicable Laws”), and GIAC and PAS policies as may be provided to Firm and amended from time to time.
Appears in 11 contracts
Samples: Sales and/or Servicing Agreement (Guardian Separate Account Q of the Guard Ins & Ann Co Inc), Sales and/or Servicing Agreement (Guardian Separate Account R), Sales and/or Servicing Agreement (Guardian Separate Account D)
Appointment of the Firm and RR/Agents. (a) GIAC and PAS hereby appoint the Firm, through its RR/Agents, to solicit and sell the Products in accordance with applicable FINRA rules and guidelines, applicable laws, regulations and regulatory guidelines (collectively, “Applicable Laws”), and GIAC and PAS policies as may be provided to Firm and amended from time to time.
Appears in 1 contract
Samples: Sales and Servicing Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co)
Appointment of the Firm and RR/Agents. (a) GIAC and PAS hereby appoint the Firm, through its RR/Agents, to solicit and sell and/or service the applicable Products in accordance with applicable FINRA rules and guidelines, applicable federal, state, and local laws, regulations and regulatory guidelines (collectively, “Applicable Laws”), and GIAC and PAS policies as may be provided to Firm and amended from time to time.
Appears in 1 contract
Samples: Sales Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co)
