Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide operations and compliance services at Client’s discretion.
Appears in 100 contracts
Samples: Broker Dealer Agreement (Ysmd, LLC), Broker Dealer Agreement (Brazil Potash Corp.), Broker Dealer Agreement (Brazil Potash Corp.)
Appointment, Term, and Termination. a. a.Client hereby engages and retains Dalmore to provide operations technology and compliance services at Client’s discretion.
Appears in 10 contracts
Samples: Broker Dealer Agreement (RSE Portfolio, LLC), Broker Dealer Agreement (RSE Portfolio, LLC), Broker Dealer Agreement (RSE Archive, LLC)
Appointment, Term, and Termination. a. a.Client hereby engages and retains Dalmore to provide operations and compliance services at Client’s discretion.
Appears in 6 contracts
Samples: Dealer Services Agreement (Golden Seed, Inc.), Broker Dealer Agreement (Own Our Own Fund I, LLC), Dealer Services Agreement (Armed Forces Brewing Company, Inc.)
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide operations technology and compliance services at Client’s discretion.
Appears in 4 contracts
Samples: Broker Dealer Agreement (GolfSuites 1, Inc.), Broker Dealer Agreement (GolfSuites 3, Inc.), Broker Dealer Agreement (GolfSuites 1, Inc.)
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide operations and compliance services at Client’s discretiondiscretion under the terms set forth in this Agreement.
Appears in 3 contracts
Samples: Broker Dealer Agreement (Landa App 3 LLC), Broker Dealer Agreement (Landa App 2 LLC), Broker Dealer Agreement (Landa App LLC)
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide operations and compliance services at Client’s 's discretion.
Appears in 3 contracts
Samples: Broker Dealer Agreement (My Income Property, LLC), Broker Dealer Agreement (IdentifySensors Biologics Corp.), Broker Dealer Agreement (IdentifySensors Biologics Corp.)
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide operations and compliance services as set forth herein at Client’s discretion.
Appears in 1 contract
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide broker-dealer, operations and compliance services at Client’s 's discretion.
Appears in 1 contract
Appointment, Term, and Termination. a. 1. Client hereby engages and retains Dalmore to provide operations and compliance services at Client’s discretion.
Appears in 1 contract
Samples: Broker Dealer Agreement (ReAlpha Asset Management Inc)
Appointment, Term, and Termination. a. a.Client hereby engages and retains Dalmore to provide sales, operations and compliance services at Client’s discretion.
Appears in 1 contract
Appointment, Term, and Termination. a. Client hereby engages and retains Dalmore to provide broker-dealer, operations and compliance services at Client’s discretion.
Appears in 1 contract
Samples: Broker Dealer Agreement (Emerald Health Pharmaceuticals Inc.)
