Approval for Listing; No Suspension. The Placement Shares shall have been duly listed, subject to notice of issuance, on the NYSE, and trading in the shares of Common Stock shall not have been suspended on such market.
Appears in 13 contracts
Samples: Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO)
Approval for Listing; No Suspension. The Placement Shares shall have been duly listed, subject to notice of issuance, on the NYSE, and trading in the shares of Common Stock Shares shall not have been suspended on such market.
Appears in 11 contracts
Samples: Sales Agreement (Guggenheim Taxable Municipal Managed Duration Trust), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Credit Allocation Fund)
Approval for Listing; No Suspension. The Placement Shares shall have been duly listed, subject to notice of issuance, on the NYSENASDAQ, and trading in the shares of Common Stock Shares shall not have been suspended on such market.
Appears in 2 contracts
Samples: Sales Agreement (Paragon Shipping Inc.), Sales Agreement (Oceanfreight Inc.)
Approval for Listing; No Suspension. The Placement Shares shall have been duly listed, subject to notice of issuance, on the NYSE, and trading in the shares of Common Stock Shares shall not have been suspended on such market.
Appears in 2 contracts
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund), Sales Agreement (Paragon Shipping Inc.)
