Common use of Approval of Listing Clause in Contracts

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 16 contracts

Samples: Underwriting Agreement (Colony Bankcorp Inc), Underwriting Agreement (Veritex Holdings, Inc.), Underwriting Agreement (Cambridge Bancorp)

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Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaqthe Nasdaq Global Select Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq Global Select Market, nor has the Company received any notification that the Commission or the Nasdaq Global Select Market is contemplating terminating such registration or listing.

Appears in 9 contracts

Samples: Underwriting Agreement (Heritage Financial Corp /Wa/), Underwriting Agreement (Riverview Bancorp Inc), Underwriting Agreement (Iberiabank Corp)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on Nasdaqthe NASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from Nasdaqthe NASDAQ, nor has the Company received any notification that the Commission or Nasdaq the NASDAQ is contemplating terminating such registration or listing.

Appears in 7 contracts

Samples: Underwriting Agreement (WashingtonFirst Bankshares, Inc.), Underwriting Agreement (Civista Bancshares, Inc.), Underwriting Agreement (Southside Bancshares Inc)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on NasdaqNASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from NasdaqNASDAQ, nor has the Company received any notification that the Commission or Nasdaq NASDAQ is contemplating terminating such registration or listing.

Appears in 4 contracts

Samples: Underwriting Agreement (ConnectOne Bancorp, Inc.), River Valley Bancorp (River Valley Bancorp), Underwriting Agreement (River Valley Bancorp)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed approved for listing on Nasdaq, and The NASDAQ Capital Market (“NASDAQ”). There is no action pending by the Company has taken no action designed toor, or likely to have the effect ofCompany’s knowledge, terminating the registration of the Common Stock under the Exchange Act or delisting NASDAQ to delist the Common Stock from NasdaqNASDAQ, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing. When issued, the Shares will be listed on NASDAQ.

Appears in 2 contracts

Samples: Underwriting Agreement (Mabvax Therapeutics Holdings, Inc.), Underwriting Agreement (Mabvax Therapeutics Holdings, Inc.)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed approved for listing on the Nasdaq Capital Market (the “Nasdaq, and ”). There is no action pending by the Company has taken no action designed toor, or likely to have the effect ofCompany’s knowledge, terminating the registration of the Common Stock under the Exchange Act or delisting Nasdaq to delist the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing. When issued, the Shares, the Conversion Shares, the Warrant Shares and the Underwriter Warrant Shares will be listed on the Nasdaq.

Appears in 2 contracts

Samples: Underwriting Agreement (Mabvax Therapeutics Holdings, Inc.), Underwriting Agreement (Mabvax Therapeutics Holdings, Inc.)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Underwriting Agreement (Spirit of Texas Bancshares, Inc.), Underwriting Agreement (Triumph Bancorp, Inc.)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on NasdaqNASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from NasdaqNASDAQ, nor has the Company received any notification that the Commission or Nasdaq NASDAQ is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Underwriting Agreement (First Mid Illinois Bancshares Inc), Underwriting Agreement (BNC Bancorp)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or the Nasdaq is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Underwriting Agreement (Nara Bancorp Inc), Underwriting Agreement (Nara Bancorp Inc)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed has been approved for listing on the Nasdaq, and the Company has taken no action designed to, or likely subject only to have the effect of, terminating the registration official notice of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqissuance, nor has the Company received any notification that the Commission or the Nasdaq is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Underwriting Agreement (Iberiabank Corp), Underwriting Agreement (Iberiabank Corp)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on Nasdaqthe Nasdaq Capital Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from Nasdaqthe Nasdaq Capital Market, nor has the Company received any notification that the Commission or Nasdaq FINRA is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Cascade Bancorp (Cascade Bancorp)

Approval of Listing. The Common Stock (including the Shares) is shall be registered pursuant to Section 12(b) of the Exchange Act and is shall be listed on Nasdaqthe Nasdaq Global Select Market, and the Company has shall have taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq Global Select Market, nor has shall the Company have received any notification that the Commission or Nasdaq FINRA is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Univest Corp of Pennsylvania)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b12(g) of the Exchange 1934 Act and is listed on Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Cobiz Financial Inc)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Fidelity Southern Corp)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on NasdaqNASDAQ, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from NasdaqNASDAQ, nor has the Company received any notification that the Commission or Nasdaq NASDAQ is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (First of Long Island Corp)

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Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or Nasdaq the NASD is contemplating terminating such registration or listing. At the Closing Time, the Securities shall have been approved for listing on the Nasdaq, subject only to official notice of issuance.

Appears in 1 contract

Samples: Purchase Agreement (First State Bancorporation)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaq, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Placement Agency Agreement (Republic First Bancorp Inc)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on the Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or the Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (CenterState Banks, Inc.)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed approved for listing on the NASDAQ Global Market (“Nasdaq, and ”). There is no action pending by the Company has taken no action designed toor, or likely to have the effect ofCompany’s knowledge, terminating the registration of Nasdaq to cause the Common Stock under the Exchange Act or delisting to delist the Common Stock from Nasdaq, the Nasdaq nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing. When issued, the Shares will be listed on the Nasdaq.

Appears in 1 contract

Samples: Lock Up Agreement (Id Systems Inc)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange 1934 Act and is listed on the Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange 1934 Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or the Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (First California Financial Group, Inc.)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaqthe Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq Global Market, nor has the Company received any notification that the Commission or Nasdaq the NASD is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Lakeland Bancorp Inc)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on Nasdaqthe Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from Nasdaqthe Nasdaq Global Market, nor has the Company received any notification that the Commission or Nasdaq is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Select Bancorp, Inc.)

Approval of Listing. The Common Stock (including the Shares) is registered pursuant to Section 12(b) of the Exchange Act and is listed on NasdaqThe Nasdaq Global Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from NasdaqThe Nasdaq Global Market, nor has the Company received any notification that the Commission or Nasdaq FINRA is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (Savannah Bancorp Inc)

Approval of Listing. The Common Stock (including the SharesSecurities) is registered pursuant to Section 12(b12(g) of the Exchange Act and is listed on the Nasdaq, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq, nor has the Company received any notification that the Commission or Nasdaq FINRA is contemplating terminating such registration or listing.

Appears in 1 contract

Samples: Underwriting Agreement (CVB Financial Corp)

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