Common use of ARBITRATION DISCLOSURE Clause in Contracts

ARBITRATION DISCLOSURE. Arbitration is final and binding on the parties. Investor(s) understands that this agreement to arbitrate does not constitute a waiver of the right to seek a judicial forum where such a waiver would be void under the federal securities laws and the client is not waiving any rights provided under state or federal securities laws to pursue a remedy by other means. Pre-arbitration discovery is generally more limited than and different from court proceedings. The arbitrators’ award is not required to include factual findings or legal reasoning and any party’s right to appeal or to seek modification of rulings by the arbitrators is strictly limited.

Appears in 1 contract

Samples: Financial Planning Agreement

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ARBITRATION DISCLOSURE. Arbitration is final and binding on the parties. Investor(s) Investor understands that this agreement to arbitrate does not constitute a waiver of the right to seek a judicial forum where such a waiver would be void under the federal securities laws and the client investor is not waiving any rights provided under state or federal securities laws to pursue a remedy by other means. Pre-Pre- arbitration discovery is generally more limited than than, and different from court proceedings. The arbitrators’ arbitrator’s award is not required to include factual findings or legal reasoning and any party’s right to appeal or to seek modification of rulings by the arbitrators is strictly limited.

Appears in 1 contract

Samples: Management Agreement

ARBITRATION DISCLOSURE. Arbitration is final and binding on the parties. Investor(s) understands that this agreement to arbitrate does not constitute a waiver of the right to seek a judicial forum where such a waiver would be void under the federal securities laws and the client investor is not waiving any rights provided under state or federal securities laws to pursue a remedy by other means. Pre-Pre- arbitration discovery is generally more limited than than, and different from court proceedings. The arbitrators’ arbitrator’s award is not required to include factual findings or legal reasoning and any party’s right to appeal or to seek modification of rulings by the arbitrators is strictly limited.

Appears in 1 contract

Samples: Investment Advisory – Asset Management Agreement

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ARBITRATION DISCLOSURE. Arbitration is final and binding on the parties. Investor(s) Investor understands that this agreement to arbitrate does not constitute a waiver of the right to seek a judicial forum where such a waiver would be void under the federal securities laws and the client Investor is not waiving any rights provided under state or federal securities laws to pursue a remedy by other means. Pre-Pre- arbitration discovery is generally more limited than than, and different from court proceedings. The arbitrators’ arbitrator’s award is not required to include factual findings or legal reasoning and any party’s right to appeal or to seek modification of rulings by the arbitrators is strictly limited.

Appears in 1 contract

Samples: Management Agreement

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