Common use of ASSESSING APPROPRIATENESS AND SUITABILITY Clause in Contracts

ASSESSING APPROPRIATENESS AND SUITABILITY. 4.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders, portfolio management and advisory services, complies with its obligations under Applicable Regulations to obtain information regarding the Client’s knowledge and assess suitability of the Service of Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability to bear losses and suitability of the services or financial instrument are assessed by the Company. 4.2 The Company is entitled to reply on the information you provide with unless we are aware than such information is inaccurate or incomplete. The Company has no responsibility for the information which the Client provides, and we may assess the knowledge, experience and appropriateness on the basis of the information provided. 4.3 The Client accepts and agrees that the he/she bears the obligation to provide the Company with accurate and updated information and to immediately notify the Company if such information changes or becomes inaccurate at any time. 4.4 If the Client does not provide information required to allow the Company to assess appropriateness or if the Client provides insufficient information, the Company may be unable to determine if trading on CFDs is appropriate and therefore may decline the application to open a Trading Account with the Company.

Appears in 2 contracts

Samples: User Agreement, User Agreement

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ASSESSING APPROPRIATENESS AND SUITABILITY. 4.1 5.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders, Orders and portfolio management and advisory servicesmanagement, complies with its obligations under obligationsunder Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service of offered to the Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability ability, and risk appetite to bear losses and suitability of the services or financial instrument are assessed by the Company. 4.2 5.2 The Company is entitled to reply on the information you provide with unless we are aware than such information is inaccurate or incomplete. The Company has no responsibility for the information which the Client provides, and we may assess the knowledge, experience and appropriateness on the basis of the information provided. 4.3 5.3 The Client accepts and agrees that the he/she bears the obligation to provide the Company with accurate and updated information and to immediately notify the Company if such information changes or becomes inaccurate at any time. 4.4 5.4 If the Client does not provide information required to allow the Company to assess appropriateness or if the Client provides insufficient information, the Company may be unable to determine if trading on CFDs is appropriate and therefore may decline the application to open a Trading Account with the Company.

Appears in 2 contracts

Samples: User Agreement, User Agreement

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ASSESSING APPROPRIATENESS AND SUITABILITY. 4.1 5.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders, Orders and portfolio management and advisory servicesmanagement, complies with its obligations under Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service of offered to the Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability ability, and risk appetite to bear losses and suitability of the services or financial instrument are assessed by the Company. 4.2 5.2 The Company is entitled to reply on the information you provide with unless we are aware than such information is inaccurate or incomplete. The Company has no responsibility for the information which the Client provides, and we may assess the knowledge, experience and appropriateness on the basis of the information provided. 4.3 5.3 The Client accepts and agrees that the he/she bears the obligation to provide the Company with accurate and updated information and to immediately notify the Company if such information changes or becomes inaccurate at any time. 4.4 5.4 If the Client does not provide information required to allow the Company to assess appropriateness or if the Client provides insufficient information, the Company may be unable to determine if trading on CFDs is appropriate and therefore may decline the application to open a Trading Account with the Company.

Appears in 1 contract

Samples: User Agreement

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