Common use of ASSESSING APPROPRIATENESS AND SUITABILITY Clause in Contracts

ASSESSING APPROPRIATENESS AND SUITABILITY. 5.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders and portfolio management, complies with its obligationsunder Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service offered to the Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability, and risk appetite to bear losses and suitability of the services or financial instrument are assessed by the Company.

ASSESSING APPROPRIATENESS AND SUITABILITY. 5.1 4.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders Orders, portfolio management and portfolio managementadvisory services, complies with its obligationsunder obligations under Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service offered to the of Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability, and risk appetite ability to bear losses and suitability of the services or financial instrument are assessed by the Company.

ASSESSING APPROPRIATENESS AND SUITABILITY. 5.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders and portfolio management, complies with its obligationsunder obligations under Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service offered to the Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability, and risk appetite to bear losses and suitability of the services or financial instrument are assessed by the Company.