Common use of ASSESSING APPROPRIATENESS AND SUITABILITY Clause in Contracts

ASSESSING APPROPRIATENESS AND SUITABILITY. 4.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders, portfolio management and advisory services, complies with its obligations under Applicable Regulations to obtain information regarding the Client’s knowledge and assess suitability of the Service of Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability to bear losses and suitability of the services or financial instrument are assessed by the Company.

ASSESSING APPROPRIATENESS AND SUITABILITY. 4.1 5.1 The Company when providing reception and transmission of Client Orders, execution of Client Orders, Orders and portfolio management and advisory servicesmanagement, complies with its obligations under obligationsunder Applicable Regulations to obtain information regarding the Client’s knowledge and experience to assess the appropriateness and suitability of the Service of offered to the Client. The Client’s knowledge, experience in the investment field relevant to the specific type of product or service, the Client’s financial circumstances, financial and investment objectives, ability ability, and risk appetite to bear losses and suitability of the services or financial instrument are assessed by the Company.