Common use of ASSIGNMENT AND SELLING GROUP PARTICIPATION Clause in Contracts

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 8 contracts

Samples: Amended and Restated Agency Agreement, Agency Offering Agreement, Agency Agreement

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ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 17.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 8 contracts

Samples: Agency Agreement (IntelGenx Technologies Corp.), Agreement (Kimber Resources Inc.), Agency Agreement Unit Private Placement (Kimber Resources Inc.)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 13.1 The Agent will not assign this Agreement or any of its rights under this the Agreement ornor, with respect to the SecuritiesOffered Shares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 8 contracts

Samples: Agency Agreement, Agency Agreement, Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 13.1 The Agent will not assign this Agreement or any of its rights under this the Agreement ornor, with respect to the Offered Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 5 contracts

Samples: Agency Agreement, Agency Agreement, Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 (a) The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Corporation and notice has been given to and accepted by the Regulatory Authorities.

Appears in 5 contracts

Samples: Agency Agreement, Agency Agreement, Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 (a) The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 4 contracts

Samples: Agency Agreement, Agency Agreement, Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 17.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 3 contracts

Samples: Agency Offering Agreement, Agency Offering Agreement, Agency Agreement (Centrasia Mining Corp.)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Offering Agreement, Agency Offering Agreement (Great American Minerals Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 17.1 The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Placement Agency Agreement (China Broadband Corp), Agency Agreement (Interunion Financial Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory AuthoritiesIssuer.

Appears in 2 contracts

Samples: Agency Agreement (Northstar Healthcare Inc), Agency Agreement (Northstar Healthcare Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Offering Agreement, Agency Offering Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Private Placement Agency Agreement (Gasco Energy Inc), Subscription Agreement (Genetronics Biomedical Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent Agents will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Agreement (Uranerz Energy Corp.), Agency Agreement (Patch International Inc/Cn)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 21.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Agreement (Silvermex Resources Inc), Agency Agreement (Silvermex Resources Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 13.1 The Agent will not assign this Agreement or any of its rights under this the Agreement ornor, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the written consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Capital Pool Company Agency Agreement, Capital Pool Company Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 20.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Offering Agreement, Agency Offering Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 (a) The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Corporation and notice has been given to and accepted by the Regulatory Authorities.

Appears in 2 contracts

Samples: Agency Agreement, Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, Agents' Warrants, Agents' Warrant Shares or Corporate Finance Shares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Offering Agreement (Chemokine Therapeutics Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement ornor, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Offering Agreement (Symplex Communications Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 15.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Platinum Group Metals LTD)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 (a) The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the prior written consent of the Issuer Corporation and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency and Sponsorship Agreement (Sonic Environmental Solutions Inc/Can)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Silvermex Resources Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 15.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-sub- option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Vuzix Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 14.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Offering Agreement (Alexco Resource Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent 18.1 None of the Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the applicable Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Platinum Group Metals LTD)

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ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its rights or obligations under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the prior written consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Vista Gold Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 17.1 The Agent Agents will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Infowave Software Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 12.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or of a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory AuthoritiesIssuer.

Appears in 1 contract

Samples: Placement Agreement (Healthbridge Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or a sub-option sub‐option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory AuthoritiesIssuer.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-sub- option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 12.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesUnits, enter into any agreement in the nature of an option or of a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory AuthoritiesIssuer.

Appears in 1 contract

Samples: Placement Agreement (Healthbridge Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 11.1 The Agent will not assign this Agreement agreement or any of its rights under this Agreement oragreement nor, with respect to the Securitiessecurities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Company and notice has been given to and accepted by the Regulatory Authoritiesregulatory authorities pursuant to Applicable Securities Laws.

Appears in 1 contract

Samples: Agency Agreement (Healthcare Capital Corp)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the written consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Offering Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent Agents will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Minera Andes Inc /Wa)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 13.1 The Agent will not assign this Agreement or any of its rights under this the Agreement ornor, with respect to the SecuritiesShares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into in to any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agreement (Softcare Ec Com Inc)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 13.1 The Agent Agents will not assign this Agreement or any of its their rights under this Agreement ornor, with respect to the Offered Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer Company and notice has been given to and accepted by the applicable Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (Sonic Environmental Solutions Inc/Can)

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the SecuritiesFlow-Through Shares, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Issuer, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 18.1 The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-sub- option unless and until, for each intended transaction, the Agent has obtained the prior written consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 17.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer Corporation and BVT, and any required notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 19.1 The Agent will not assign this Agreement or any of its their rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 15.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory AuthoritiesIssuer.

Appears in 1 contract

Samples: Agency Offering Agreement – Initial Public Offering

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent Agents will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has Agents have obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.

Appears in 1 contract

Samples: Agency Agreement (MIGENIX Inc.)

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