Common use of Assignment; Exchange of Warrant Clause in Contracts

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”). On the surrender for exchange of this Warrant, with the Transferor’s endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 3 contracts

Samples: Warrant Agreement (Dolphin Entertainment, Inc.), Warrant Agreement (Dolphin Digital Media Inc), Warrant Agreement (Dolphin Digital Media Inc)

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Assignment; Exchange of Warrant. Subject to compliance with applicable federal or state securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”)"TRANSFEROR") with respect to any or all of the Shares. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”"TRANSFEROR ENDORSEMENT FORM") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities lawsSecurities Laws, the Company at its expense, twice, only, expense but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”"TRANSFEREE"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Warrant Agreement (Ilive Inc/Nv), Warrant Agreement (Ilive Inc/Nv)

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a "Transferor”)") with respect to Unsecured 36 any or all of the Shares. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the "Transferor Endorsement Form") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Subscription Agreement (Mooney Aerospace Group LTD), Subscription Agreement (Mooney Aerospace Group LTD)

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”"TRANSFEROR"). On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”"TRANSFEROR ENDORSEMENT FORM") and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”"TRANSFEREE"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Warrant Agreement (South Texas Oil Co), Warrant Agreement (South Texas Oil Co)

Assignment; Exchange of Warrant. Subject to compliance with applicable federal and state securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder Holder hereof (a "Transferor"). On the surrender for exchange of this Warrant, with the Transferor’s 's completed and duly executed endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form") and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, twice only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 2 contracts

Samples: Conversion Agreement (World Surveillance Group Inc.), Conversion Agreement (World Surveillance Group Inc.)

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Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a "Transferor”)") with respect to Unsecured 37 any or all of the Shares. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the "Transferor Endorsement Form") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a "Transferee"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Subscription Agreement (Mooney Aerospace Group LTD)

Assignment; Exchange of Warrant. Subject to compliance with ------------------------------- applicable securities Securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder Holder hereof (a “Transferor”)"TRANSFEROR") with respect to any or all of the shares of Common Stock. On the surrender for exchange of this Warrant, with the Transferor’s 's endorsement in the form of Exhibit B attached hereto (the “Transferor Endorsement Form”"TRANSFEROR ENDORSEMENT FORM") and together with an opinion of counsel evidence reasonably satisfactory to the Company that the transfer of this Warrant will be in demonstrating compliance with applicable securities lawsSecurities Laws, the Company at its expense, twice, only, expense but with payment by the Transferor of any applicable transfer taxes, ) will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”"TRANSFEREE"), calling in the aggregate on the face or faces thereof for the number of shares of Common Shares Stock called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Warrant Agreement (Implant Sciences Corp)

Assignment; Exchange of Warrant. Subject to compliance with applicable securities laws, and the terms contained herein, this Warrant, and the rights evidenced hereby, may be transferred by any registered holder hereof (a “Transferor”). On the surrender for exchange of this Warrant, with the Transferor’s endorsement in the form of Exhibit B 13 attached hereto (the “Transferor Endorsement Form”) and together with an opinion of counsel reasonably satisfactory to the Company that the transfer of this Warrant will be in compliance with applicable securities laws, the Company at its expense, twice, only, but with payment by the Transferor of any applicable transfer taxes, will issue and deliver to or on the order of the Transferor thereof a new Warrant or Warrants of like tenor, in the name of the Transferor and/or the transferee(s) specified in such Transferor Endorsement Form (each a “Transferee”), calling in the aggregate on the face or faces thereof for the number of Common Shares called for on the face or faces of the Warrant so surrendered by the Transferor. No such transfers shall result in a public distribution of the Warrant.

Appears in 1 contract

Samples: Warrant Agreement (Dolphin Entertainment, Inc.)

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