Common use of Auction Rate Securities Price Disclosure Clause in Contracts

Auction Rate Securities Price Disclosure. Due to market conditions, certain auction rate securities are experiencing no or limited liquidity. Therefore, the price(s) for any auction rate securities shown on your account statement (identified by an*), may not reflect the price(s) you would actually receive upon a sale at auction or in a secondary market transaction. There can be no assurance that a successful auction will occur or that a secondary market exists or will develop for a particular auction rate security.

Appears in 6 contracts

Samples: www.stifel.com, Stifel Account, Stifel Account

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