Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 21 contracts
Samples: Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Dealer Agreement (Resource Apartment REIT III, Inc.), Selected Dealer Agreement (Griffin Capital Essential Asset REIT II, Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderthereunder and, during the Managed Offering Term, shall furnish such information to Xxxxxxx Xxxxx, confirmed in writing.
Appears in 5 contracts
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to AmeripriseSecurities America, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 4 contracts
Samples: Dealer Agreement (KBS Legacy Partners Apartment REIT, Inc.), Selected Dealer Agreement (KBS Real Estate Investment Trust III, Inc.), Dealer Agreement (KBS Real Estate Investment Trust III, Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to AmeripriseAmeriprise Financial, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Industrial Income Trust Inc.), Selected Dealer Agreement (Behringer Harvard Multifamily Reit I Inc)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 3 contracts
Samples: Dealer Agreement, Dealer Agreement (CNL Healthcare Properties, Inc.), Dealer Agreement (CNL Properties Trust, Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed Ameripriseconfirmed in writing, writing and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc), Dealer Agreement (Carey Watermark Investors Inc)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall will furnish such information to AmeripriseAmeriprise Financial, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderAct. On or before April 1 of each calendar year, CFG shall furnish its audited financial statements for the preceding fiscal year, confirmed in writing.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Corporate Capital Trust, Inc.), Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities 1933 Act or the Exchange 1934 Act as required thereunder.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (CNL Income Properties Inc)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall will furnish such information to AmeripriseAmeriprise Financial, confirmed in writing (as used in this section, “in writing” to include electronic communications), and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderAct.
Appears in 1 contract
Samples: Selected Dealer Agreement (Owl Rock Capital Corp II)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunderthereunder and, during the Managed Offering Term, shall furnish such information to Rxxxxxx Jxxxx, confirmed in writing.
Appears in 1 contract
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Audited Financial Information. On or prior to the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Audited Financial Information. On or prior to Within one business day following the date on which there shall be released to the general public financial information included in or derived from the audited financial statements of the Company for the preceding fiscal year, the Company shall furnish such information to Ameriprise, confirmed in writing, and shall file such information pursuant to the rules and regulations promulgated under the Securities Act or the Exchange Act as required thereunder.
Appears in 1 contract
Samples: Selected Dealer Agreement (Hines Global Income Trust, Inc.)
