Common use of Authorisation and Compliance Clause in Contracts

Authorisation and Compliance. You warrant that (save as expressly disclosed to us in writing) you have, and you undertake that you will maintain, all necessary consents, authorisations and approvals to enable you to use and accept the Services on these Terms and to engage in the transactions and carry on the activities in respect of which the Services are provided. You agree that you will comply with the applicable Laws Circulars and Directives issued by the CySEC and in particular with the Prevention and Suspension of Money Laundering Activities law as amended from time to time. We will provide Services to you in respect of transactions to be executed on a stock exchange in Ukraine, Poland or elsewhere, or, where appropriate, we will arrange for the provision of the Services through one of our brokers. We or one of our brokers will execute transactions for you in respect of securities traded in Ukraine, Poland and other stock exchanges of which we are a member or over the counter securities markets. We will require your explicit consent prior to executing transactions outside a Regulated Market or Multilateral Trading Facility ("MTF") in any securities which are listed on a Regulated Market. We will arrange for the provision of the services by our brokers in respect of transactions to be executed in Ukraine, Poland or other countries. The Investment services provided by us to you hereunder (the "Services") shall consist of: • Reception and transmission of orders in relation to one or more financial instruments • Execution of orders on behalf of clients. • Dealing on own account • Safekeeping and administration of financial instruments, including custodianship and related services. • Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction • Foreign exchange services where these are connected to the provision of investment services • Investment Research and financial analysis or other forms Following the provisions of Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits, we as the Company providing both execution and research services price and supply them separately in order to enable investment firms established in the Union to comply with the requirement to not accept and retain fees, commissions or any monetary or non-monetary benefits paid or provided by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients set out in Article 24(7) and (8) of Directive 2014/65/EU. Research services are provided separately from the execution services under the provisons of the separate Research Agreement that needs to be agreed by both parties of such agreement in order to initiate the provision of the research service. Such research services will be charged on a separate basis under the conditions of the Research agreement. The following shall constitute Financial Instruments investments (collectively “Financial Instruments”):

Authorisation and Compliance. You warrant that (save as expressly disclosed to us in writing) you have, and you undertake that you will maintain, all necessary consents, authorisations and approvals to enable you to use and accept the Services on these Terms and to engage in the transactions and carry on the activities in respect of which the Services are provided. You agree that you will comply with the all applicable Laws Laws, Directives and Circulars and Directives issued by the CySEC and in particular particularly that you will comply with the Prevention and Suspension of Money Laundering Activities law Law, as amended from time to time. We will provide Services to you in respect of transactions to be executed on a stock exchange in UkraineUkraine or Poland, Poland or elsewhere, or, where appropriate, we will arrange for the provision of the Services through one of our brokersBrokers. We or one of our brokers Brokers will execute transactions for you in respect of securities traded in Ukraine, Ukraine or Poland and other stock exchanges of which we are a member or over the counter securities markets. We will require your explicit consent prior to executing transactions outside a Regulated Market or Multilateral Trading Facility ("MTF") in any securities which are listed on a Regulated Market. We will arrange for the provision of the services Services by our brokers Brokers in respect of transactions to be executed in Ukraine, Ukraine or Poland or other countries. The Investment services provided by us to you hereunder (the "Services") shall consist of: • Reception and transmission of orders in relation to one or more financial instruments • Execution of orders on behalf of clients. • Dealing on own account • Safekeeping and administration of financial instruments, including custodianship and related services. • Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction • Foreign exchange services where these are connected to the provision of investment services • Investment Research and financial analysis or other forms Following the provisions of Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits, we as the Company providing both execution and research services price and supply them separately in order to enable investment firms established in the Union to comply with the requirement to not accept and retain fees, commissions or any monetary or non-monetary benefits paid or provided by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients set out in Article 24(7) and (8) of Directive 2014/65/EU. Research services are provided separately from the execution services under the provisons of the separate Research Agreement that needs to be agreed by both parties of such agreement in order to initiate the provision of the research service. Such research services will be charged on a separate basis under the conditions of the Research agreement. The following shall constitute Financial Instruments investments (collectively “Financial Instruments”):Financial

Authorisation and Compliance. You warrant that (save as expressly disclosed to us in writing) you have, and you undertake that you will maintain, all necessary consents, authorisations and approvals to enable you to use and accept the Services on these Terms and to engage in the transactions and carry on the activities in respect of which the Services are provided. You agree that you will comply with the all applicable Laws Laws, Directives and Circulars and Directives issued by the CySEC and in particular particularly that you will comply with the Prevention and Suspension of Money Laundering Activities law Law, as amended from time to time. We will provide Services to you in respect of transactions to be executed on a stock exchange in UkraineUkraine or Poland, Poland or elsewhere, or, where appropriate, we will arrange for the provision of the Services through one of our brokersBrokers. We or one of our brokers Brokers will execute transactions for you in respect of securities traded in Ukraine, Ukraine or Poland and other stock exchanges of which we are a member or over the counter securities markets. We will require your explicit consent prior to executing transactions outside a Regulated Market or Multilateral Trading Facility ("MTF") in any securities which are listed on a Regulated Market. We will arrange for the provision of the services Services by our brokers Brokers in respect of transactions to be executed in Ukraine, Ukraine or Poland or other countries. The Investment services provided by us to you hereunder (the "Services") shall consist of: • Reception and transmission of orders in relation to one or more financial instruments • Execution of orders on behalf of clients. • Dealing on own account • Safekeeping and administration of financial instruments, including custodianship and related services. • Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction • Foreign exchange services where these are connected to the provision of investment services • Investment Research and financial analysis or other forms Following the provisions of Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits, we as the Company providing both execution and research services price and supply them separately in order to enable investment firms established in the Union to comply with the requirement to not accept and retain fees, commissions or any monetary or non-monetary benefits paid or provided by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients set out in Article 24(7) and (8) of Directive 2014/65/EU. Research services are provided separately from the execution services under the provisons of the separate Research Agreement that needs to be agreed by both parties of such agreement in order to initiate the provision of the research service. Such research services will be charged on a separate basis under the conditions of the Research agreement. The following shall constitute Financial Instruments investments (collectively “Financial Instruments”):

Authorisation and Compliance. You warrant that (save as expressly disclosed to us in writing) you have, and you undertake that you will maintain, all necessary consents, authorisations and approvals to enable you to use and accept the Services on these Terms and to engage in the transactions and carry on the activities in respect of which the Services are provided. You agree that you will comply with the applicable Laws Circulars and Directives issued by the CySEC and in particular with the Prevention and Suspension of Money Laundering Activities law as amended from time to time. We will provide Services to you in respect of transactions to be executed on a stock exchange in Ukraine, Poland or elsewhere, or, where appropriate, we will arrange for the provision of the Services through one of our brokers. We or one of our brokers will execute transactions for you in respect of securities traded in Ukraine, Poland and other stock exchanges of which we are a member or over the counter securities markets. We will require your explicit consent prior to executing transactions outside a Regulated Market or Multilateral Trading Facility ("MTF") in any securities which are listed on a Regulated Market. We will arrange for the provision of the services by our brokers in respect of transactions to be executed in Ukraine, Poland or other countries. The Investment services provided by us to you hereunder (the "Services") shall consist of: •  Reception and transmission of orders in relation to one or more financial instruments •  Execution of orders on behalf of clients. •  Dealing on own account •  Safekeeping and administration of financial instruments, including custodianship and related services. •  Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction •  Foreign exchange services where these are connected to the provision of investment services •  Investment Research and financial analysis or other forms Following the provisions of Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits, we as the Company providing both execution and research services price and supply them separately in order to enable investment firms established in the Union to comply with the requirement to not accept and retain fees, commissions or any monetary or non-monetary benefits paid or provided by any third party or a person acting on behalf of a third party in relation to the provision of the service to clients set out in Article 24(7) and (8) of Directive 2014/65/EU. Research services are provided separately from the execution services under the provisons of the separate Research Agreement that needs to be agreed by both parties of such agreement in order to initiate the provision of the research service. Such research services will be charged on a separate basis under the conditions of the Research agreement. The following shall constitute Financial Instruments investments (collectively “Financial Instruments”):