Common use of AUTHORIZATION AND ISSUANCE OF SHARES; RECAPITALIZATION OR CAPITAL ADJUSTMENT Clause in Contracts

AUTHORIZATION AND ISSUANCE OF SHARES; RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. Prior to the effective date of any increase or decrease in the total number of Shares authorized to be issued, or the issuance of any additional Shares of a Fund pursuant to stock dividends, stock splits or similar transactions, the Corporation agrees to deliver to Sunstone such documents, certificates, reports and legal opinions as Sunstone may reasonably request.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Wasatch Advisors Funds Inc), Transfer Agency Agreement (Van Wagoner Funds Inc)

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AUTHORIZATION AND ISSUANCE OF SHARES; RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. Prior to the effective date of any increase or decrease in the total number of Shares authorized to be issued, or the issuance of any additional Shares of a Fund pursuant to stock dividends, stock splits splits, recapiltalizations, capital adjustments or similar transactions, the Corporation Trust agrees to deliver to Sunstone such documents, certificates, reports and legal opinions as Sunstone may reasonably request.

Appears in 1 contract

Samples: Transfer Agency Agreement (Purisima Funds)

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AUTHORIZATION AND ISSUANCE OF SHARES; RECAPITALIZATION OR CAPITAL ADJUSTMENT. 1. Prior to the effective date of any increase or decrease in the total number of Shares authorized to be issued, or the issuance of any additional Shares of a Fund pursuant to stock dividends, stock splits splits, recapitalizations, capital adjustments or similar transactions, the Corporation Trust agrees to deliver to Sunstone such documents, certificates, reports and legal opinions as Sunstone may reasonably request.

Appears in 1 contract

Samples: Transfer Agency Agreement (Universal Capital Investment Trust)

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