Common use of Authorized Capital; Options, etc Clause in Contracts

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares of the Company or any security convertible into Shares of the Company, or any contracts or commitments to issue or sell Shares or any such options, warrants, rights or convertible securities.

Appears in 9 contracts

Samples: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)

AutoNDA by SimpleDocs

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Pricing Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares of the Company or any security convertible or exercisable into Shares of the Company, or any contracts or commitments to issue or sell Shares or any such options, warrants, rights or convertible securities.

Appears in 9 contracts

Samples: Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (AspenBio Pharma, Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date Date, as of the Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Ordinary Shares of the Company or any security convertible or exercisable into Ordinary Shares of the Company, or any contracts or commitments to issue or sell Ordinary Shares or any such options, warrants, rights or convertible securities.

Appears in 5 contracts

Samples: Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.), Placement Agency Agreement (Nano Dimension Ltd.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, had the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus, the Company will have on the Closing Date and any Additional Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, this Agreement, the Registration Statement Statement, the Disclosure Materials, and the Prospectus, on the Effective Date, the Closing Date and on the any Additional Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares share capital of the Company or any security convertible into Shares share capital of the Company, or any contracts or commitments to issue or sell Shares shares or any such options, warrants, rights or convertible securities.

Appears in 5 contracts

Samples: Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date date hereof, as of the Applicable Time and on the Closing Date and any Option Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Common Shares of the Company or any security convertible or exercisable into Common Shares of the Company, or any contracts or commitments to issue or sell Common Shares or any such options, warrants, rights or convertible securities.

Appears in 4 contracts

Samples: Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (GREENPOWER MOTOR Co INC.), Underwriting Agreement (KWESST Micro Systems Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Pricing Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus, on the Effective Date date hereof and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Ordinary Shares of the Company or ADSs or any security convertible or exercisable into Ordinary Shares of the Companyor ADSs, or any contracts or commitments to issue or sell Shares Ordinary Shares, ADSs or any such options, warrants, rights or convertible securities.

Appears in 4 contracts

Samples: Underwriting Agreement (BioLineRx Ltd.), Underwriting Agreement (BioLineRx Ltd.), Underwriting Agreement (BioLineRx Ltd.)

Authorized Capital; Options, etc. The Company had, had at the date or dates indicated in the Registration Statement, the Statutory Prospectus and the Prospectus, as the case may be, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statutory Prospectus and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except Other than as set forth in, or contemplated bydisclosed in the Registration Statement, the Registration Statement Statutory Prospectus and the Prospectus, Prospectus on the Effective Date and on the Closing Date and the Option Closing Date, if any, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares Common Stock of the Company or any security convertible into Shares Common Stock of the Company, or any contracts or commitments to issue or sell Shares Common Stock or any such options, warrants, rights or convertible securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp), Underwriting Agreement (Parametric Sound Corp)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Prospectus and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Pricing Prospectus and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Prospectus and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares of the Company or securities of its Subsidiaries, or any security convertible into Shares of the CompanyCompany or securities of its Subsidiaries, or any contracts or commitments to issue or sell Shares or any such options, warrants, rights rights, securities or convertible securities.

Appears in 3 contracts

Samples: Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.), Underwriting Agreement (D. Medical Industries Ltd.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus, the Company will have on the Closing Date the pro forma as-adjusted stock capitalization as set forth thereinunder the caption “Capitalization” in the Prospectus. Except as set forth in, or contemplated by, the Registration Statement and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares of the Company or any security convertible into Shares of the CompanyShares, or any contracts or commitments to issue or sell Shares or any such options, warrants, rights or convertible securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Photomedex Inc), Underwriting Agreement (Photomedex Inc), Underwriting Agreement (Photomedex Inc)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the ProspectusSEC Reports and the Prospectus Supplement, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package SEC Reports and the ProspectusProspectus Supplement, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement SEC Reports and the ProspectusProspectus Supplement, on the Effective Date Date, as of the Applicable Time and on the Closing Date and any Option Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of the Company Common Stock or any security convertible or exercisable into Shares of the CompanyCommon Stock, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 3 contracts

Samples: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (Ideal Power Inc.), Underwriting Agreement (Senmiao Technology LTD)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on as of the Effective Date Applicable Time and on the Closing Date and any Option Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, authorized but unissued Common Shares of the Company or any security convertible or exercisable into Shares of the CompanyCommon Shares, or any contracts or commitments to issue or sell Common Shares or any such options, warrants, rights or convertible securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc), Underwriting Agreement (Manhattan Bridge Capital, Inc)

Authorized Capital; Options, etc. The Company had, had at the date or dates indicated in the Prospectus, the Prospectus duly authorized, issued and outstanding actual capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus. Based on Giving effect to the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus, the Company will have on the Closing Date the adjusted stock number of outstanding securities shown to be outstanding upon completion of the offering in the disclosure relating to capitalization set forth thereinin the Prospectus. Except as set forth in, or contemplated by, in the Registration Statement and the Prospectus, on the Effective Date and on the Closing Date, Date there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire acquire, or preemptive rights with respect to the issuance or sale of, any authorized, but unissued Shares shares of Common Stock of the Company Company, including any obligations to issue any shares pursuant to anti-dilution provisions, or any security convertible into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Take to Auction Com Inc), Underwriting Agreement (Shochet Holding Corp)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, had the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus, the Company will have on the Closing Date and any Additional Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, this Agreement, the Registration Statement Statement, the Disclosure Materials, and the Prospectus, on the Effective Date Date, the Closing Date, and on the any Additional Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares share capital of the Company or any security convertible into Shares share capital of the Company, or any contracts or commitments to issue or sell Shares shares or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (CTRL GROUP LTD), Underwriting Agreement (Baiya International Group Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date date hereof, as of the Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Biovie Inc.), Underwriting Agreement (Hepion Pharmaceuticals, Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on Prospectus as of the Effective Date Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Placement Agency Agreement (Oramed Pharmaceuticals Inc.), Placement Agency Agreement (Oramed Pharmaceuticals Inc.)

Authorized Capital; Options, etc. The Company had, had at the date or dates indicated in each of the Registration Statement, the Statutory Prospectus and the Prospectus, as the case may be, duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statutory Prospectus and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except Other than as set forth in, or contemplated bydisclosed in the Registration Statement, the Registration Statement Statutory Prospectus and the Prospectus, Prospectus on the Effective Date and on the Closing Date and the Option Closing Date, if any, there will be no outstanding material increase in the options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares Common Stock of the Company or any security convertible into Shares Common Stock of the Company, or any contracts or commitments to issue or sell Shares Common Stock or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Long Island Iced Tea Corp.), Underwriting Agreement (Long Island Iced Tea Corp.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date date hereof, as of the Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Common Shares of the Company or any security convertible or exercisable into Common Shares of the Company, or any contracts or commitments to issue or sell Common Shares or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Placement Agency Agreement (KWESST Micro Systems Inc.), Placement Agency Agreement (KWESST Micro Systems Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Pricing Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus, on the Effective Date Date, as of the Applicable Time and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of the Company or any security convertible or exercisable into Shares shares of the Company, or any contracts or commitments to issue or sell Shares shares of the Company or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (China Xiangtai Food Co., Ltd.), Underwriting Agreement (China Xiangtai Food Co., Ltd.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on as of the Effective Date Applicable Time and on the Closing Date and any Option Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Marpai, Inc.), Underwriting Agreement (Ritter Pharmaceuticals Inc)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, has the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus, the Company will have on the Closing Date and any Additional Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, this Agreement, the Registration Statement Statement, the Disclosure Materials and the Prospectus, on the Effective Date, the Closing Date and on the any Additional Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares share capital of the Company or any security convertible into Shares share capital of the Company, or any contracts or commitments to issue or sell Shares shares or any such options, warrants, rights or convertible securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Click Holdings Ltd.), Underwriting Agreement (Click Holdings Ltd.)

AutoNDA by SimpleDocs

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statement and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement and the Prospectus, and excluding the Underwriter’s Warrants, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares of the Company or any security convertible into Shares of the Company, or any contracts or commitments to issue or sell Shares or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Uni-Pixel)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, has the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Post-Effective Amendment and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Post-Effective Amendment and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, this Agreement, the Registration Statement Statement, the Post-Effective Amendment and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares capital stock of the Company or any security convertible into Shares capital stock of the Company, or any contracts or commitments to issue or sell Shares capital stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (NetClass Technology Inc)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on have, at the Closing Date Applicable Time, the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on Prospectus as of the Effective Date and on the Closing DateApplicable Time, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: At the Market Issuance Sales Agreement (Oramed Pharmaceuticals Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Prospectus, has the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Materials, and the Prospectus, the Company will have on the Closing Date and any Additional Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, this Agreement, the Registration Statement Statement, the Disclosure Materials, and the Prospectus, on the Effective Date Date, the Closing Date, and on the any Additional Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares share capital of the Company or any security convertible into Shares share capital of the Company, or any contracts or commitments to issue or sell Shares shares or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Zhengye Biotechnology Holding LTD)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Pricing Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible into Shares or exercisable for shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Stemline Therapeutics Inc)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the ProspectusPricing Disclosure Package, the Prospectus and the Registration Statement, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Pricing Disclosure Package, the Prospectus and the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement and the Prospectus, on the Effective Date and on the Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible into Shares shares of Common Stock of the Company, or any contracts or commitments on the part of the Company to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Karat Packaging Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Pricing Disclosure Package and the Prospectus, the Company will have on the Closing Date Date, the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus, on the Effective Date Date, as of the Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued A Shares of the Company or any security convertible or exercisable into A Shares of the Company, or any contracts or commitments to issue or sell A Shares or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (MaxsMaking Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the ProspectusPricing Disclosure Package, the Prospectus and the Registration Statement, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Pricing Disclosure Package, the Prospectus and the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement and the Prospectus, on the Effective Date and on the Closing Date and any Option Closing Date, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible into Shares shares of Common Stock of the Company, or any contracts or commitments on the part of the Company to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Coya Therapeutics, Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on as of the Effective Date Applicable Time and on the Closing Date and any Option Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, authorized but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Advaxis, Inc.)

Authorized Capital; Options, etc. The Company had, had at the date or dates indicated in the Registration Statement, the Time of Sale Prospectus and the Prospectus, as the case may be, duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Prospectus and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except Other than as set forth in, or contemplated bydisclosed in the Registration Statement, the Registration Statement Time of Sale Prospectus and the Prospectus, Prospectus on the Effective Date and on the Closing Date and the Option Closing Date, if any, there will be no outstanding options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares Common Stock of the Company or any security convertible into Shares Common Stock of the Company, or any contracts or commitments to issue or sell Shares Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (ZBB Energy Corp)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date Date, the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date Date, as of the Applicable Time and on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of the Company Common Stock or any security convertible or exercisable into Shares shares of the CompanyCommon Stock, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Seelos Therapeutics, Inc.)

Authorized Capital; Options, etc. The Company had, at the date or dates indicated in the Registration Statement, the Disclosure Package and the Prospectus, the duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except as set forth in, or contemplated by, the Registration Statement Statement, the Disclosure Package and the Prospectus, on the Effective Date and Date, as of the Applicable Time, on the Closing Date, there will be no outstanding stock options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares shares of Common Stock of the Company or any security convertible or exercisable into Shares shares of Common Stock of the Company, or any contracts or commitments to issue or sell Shares shares of Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Underwriting Agreement (Oculus Innovative Sciences, Inc.)

Authorized Capital; Options, etc. The Company had, had at the date or dates indicated in each of the Registration Statement, the Statutory Prospectus and the Prospectus, as the case may be, duly authorized, issued and outstanding capitalization as set forth in the Registration Statement, the Time of Sale Disclosure Package and the Prospectustherein. Based on the assumptions stated in the Registration Statement, the Time of Sale Disclosure Package Statutory Prospectus and the Prospectus, the Company will have on the Closing Date the adjusted stock capitalization set forth therein. Except Other than as set forth in, or contemplated bydisclosed in the Registration Statement, the Registration Statement Statutory Prospectus and the Prospectus, on the Effective Date and Prospectus on the Closing Date, there will be no outstanding material increase in the options, warrants, or other rights to purchase or otherwise acquire any authorized, but unissued Shares Common Stock of the Company or any security convertible into Shares Common Stock of the Company, or any contracts or commitments to issue or sell Shares Common Stock or any such options, warrants, rights or convertible securities.

Appears in 1 contract

Samples: Selling Agent Agreement (Long Island Iced Tea Corp.)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!