Authorized Participant Representations Warranties and Covenants. Section 3.01. Entity Status 5 Section 3.02. Outstanding Legal Matters 6 Section 3.03. Compliance with Certain Laws 6 Section 3.04. Clearing Status 6 Section 3.05. Broker-Dealer Status 6 Section 3.06. Foreign Status 6 Section 3.07. Compliance with Certain Laws 6 Section 3.08. Authorized Participant Status 7 Section 3.10. Money Laundering and Similar Activities 7 Section 3.11. Authorized Participant Status 7 Section 3.12. Authorized Participant Clients 7
Authorized Participant Representations Warranties and Covenants