Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 112 contracts
Samples: Investment Management Agreement (Deutsche DWS Investment Trust), Investment Management Agreement (Deutsche DWS Securities Trust), Investment Management Agreement (Deutsche DWS Investments Vit Funds)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of TrusteesDirectors. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 31 contracts
Samples: Investment Management Agreement (Deutsche DWS Global/International Fund, Inc.), Investment Management Agreement (Deutsche DWS International Fund, Inc.), Investment Management Agreement (Deutsche DWS International Fund, Inc.)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fundthe Trust, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fundthe Trust's account with brokers or dealers selected by it in accordance with Fund Trust policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fundthe Trust, it will act solely as investment counsel for such clients and not in any way on behalf of the FundTrust.
Appears in 11 contracts
Samples: Investment Management Agreement (Cash Management Portfolio), Investment Management Agreement (Profunds), Investment Management Agreement (Treasury Money Portfolio)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of TrusteesDirectors. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's ’s account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 3 contracts
Samples: Investment Management Agreement (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.), Investment Management Agreement (DWS International Fund, Inc.), Investment Management Agreement (Cash Reserve Fund Inc)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a the Fund, neither the Adviser nor any of its directorstrustees, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a the Fund's ’s account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a the Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 3 contracts
Samples: Form of Investment Advisory Agreement (Alpine Equity Trust), Investment Advisory Agreement (Alpine Income Trust), Investment Advisory Agreement (Alpine Equity Trust)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fundthe Trust, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fundthe Trust's account with brokers or dealers selected by it in accordance with Fund its policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a FundShares, it will act solely as investment counsel for such clients and not in any way on behalf of the FundTrust.
Appears in 3 contracts
Samples: Investment Management Agreement (DWS Cash Investment Trust), Investment Management Agreement (DWS Tax Free Money Fund), Investment Management Agreement (DWS U.S. Treasury Money Fund)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a the Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a the Fund's account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a the Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 2 contracts
Samples: Investment Management and Unitary Fee Agreement (DWS Value Equity Trust), Investment Management and Unitary Fee Agreement (DWS Value Equity Trust)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of TrusteesDirectors. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's ’s account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares shares of a Fund, it will act solely as investment counsel adviser for such clients and not in any way on behalf of the Fund.
Appears in 1 contract
Samples: Investment Advisory Agreement (Db-X Exchange-Traded Funds Inc.)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's ’s account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fund, it will act solely as investment counsel for such clients and not in any way on behalf of the Fund.
Appears in 1 contract
Samples: Investment Management Agreement (DWS Variable Series I)
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fundthe Trust, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of Trustees. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's the Trust’s account with brokers or dealers selected by it in accordance with Fund Trust policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares of a Fundthe Trust, it will act solely as investment counsel for such clients and not in any way on behalf of the FundTrust.
Appears in 1 contract
Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities and other investments for the account of a Fund, neither the Adviser nor any of its directors, officers, or employees will act as a principal or agent or receive any commission, except in accordance with applicable law and policies and procedures adopted by the Board of TrusteesDirectors. The Adviser or its agent will arrange for the placing of all orders for the purchase and sale of portfolio securities and other investments for a Fund's account with brokers or dealers selected by it in accordance with Fund policies as expressed in the Registration Statement. If any occasion should arise in which the Adviser gives any advice to its clients concerning the Shares shares of a Fund, it will act solely as investment counsel adviser for such clients and not in any way on behalf of the Fund.
Appears in 1 contract
Samples: Investment Advisory Agreement (TDX Independence Funds, Inc.)