Common use of Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information Clause in Contracts

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx to be deemed (a) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulation; or (b) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or state privacy laws and regulations, including, without limitation, in Title V of the Gxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunder. Axxxxxxx is not aware of any facts or circumstances that would cause Axxxxxxx to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx to undertake any material remedial action. The Board of Directors of Axxxxxxx has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx has complied in all material respects with any requirements to fill reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx BNB is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx BNB or BNB Bank to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulationlaw; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunderAct. Axxxxxxx BNB is not aware of any facts or circumstances that would cause Axxxxxxx BNB to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx BNB or BNB Bank to undertake any material remedial action. The BNB Board (or, where appropriate, the board of Directors directors of Axxxxxxx BNB Bank) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx BNB (or BNB Bank) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx CNC is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx CNC or CNC Bank to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulationLaw; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationsLaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunder1999. Axxxxxxx CNC is not aware of any facts or circumstances that would cause Axxxxxxx CNC to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx CNC or any of its Subsidiaries to undertake any material remedial action. The CNC Board (or, where appropriate, the board of Directors directors of Axxxxxxx CNC Bank) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx CNC (or CNC Bank) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx Farmers is not aware of, of and has not been advised in writing of, and has no reason to believe that of any facts fact or circumstances existcircumstance exists, which would cause Axxxxxxx Farmers or Farmers Deposit Bank to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule law regulation or regulationrule; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunderAct. Axxxxxxx Farmers is not aware of any facts or circumstances that would cause Axxxxxxx Farmers to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx Farmers or any of its Subsidiaries to undertake any material remedial action. The Farmers Board (or, where appropriate, the board of Directors directors of Axxxxxxx Farmers Deposit Bank) has adopted and implemented an anti-money laundering program that contains to the Knowledge of Farmers adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx Farmers (or Farmers Deposit Bank) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx is not aware of, The Bank has not been advised in writing of, and CBC has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx the Bank to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulationlaw; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and Act, except to the regulations promulgated thereunderextent such violations or noncompliance would not reasonably be expected to have a Material Adverse Effect on CBC or the Bank. Axxxxxxx CBC is not aware of any facts or circumstances that would cause Axxxxxxx CBC to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx the Bank to undertake any material remedial action. The Bank Board of Directors of Axxxxxxx has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx the Bank has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx EFBI is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx EFBI or any of its Subsidiaries to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statutelaw, rule or regulation; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunderAct. Axxxxxxx EFBI is not aware of any facts or circumstances that would cause Axxxxxxx EFBI to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx EFBI or any of its Subsidiaries to undertake any material remedial action. The EFBI Board (or, where appropriate, the governing bodies of Directors of Axxxxxxx its Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx EFBI (or its Subsidiaries) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx Except as set forth in First Capital’s Disclosure Schedule listed under Section 5.03(z), First Capital is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx First Capital or Citizens to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulationlaw; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunderAct. Axxxxxxx First Capital is not aware of any facts or circumstances that would cause Axxxxxxx First Capital to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx First Capital or any of its Subsidiaries to undertake any material remedial action. The First Capital Board (or, where appropriate, the board of Directors directors of Axxxxxxx Citizens) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx First Capital (or Citizens) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx Park is not aware of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx Park or any of its Subsidiaries to be deemed (a) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulation; or (b) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulations, including, without limitation, in Title V of the Gxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunder. Axxxxxxx Park is not aware of any facts or circumstances that would cause Axxxxxxx Park to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx Park or any of its Subsidiaries to undertake any material remedial action. The Park Board of Directors (or, where appropriate, the board of Axxxxxxx directors of any of Park’s Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx Park (or such other of its Subsidiaries) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx is not aware Indian Village has no Knowledge of, has not been advised in writing of, and has no reason to believe that any facts or circumstances exist, which would cause Axxxxxxx Indian Village or any of its Subsidiaries to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule or regulationLaw; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationsLaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunder1999. Axxxxxxx Indian Village is not aware of any facts or circumstances that would cause Axxxxxxx Indian Village to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx Indian Village or any of its Subsidiaries to undertake any material remedial action. The Indian Village Board (or, where appropriate, the board of Directors directors of Axxxxxxx one of Indian Village’s Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx Indian Village (or the appropriate Subsidiary) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Axxxxxxx is not aware of, FNHC has no Knowledge of and has not been advised in writing of, and has no reason to believe that of any facts fact or circumstances existcircumstance exists, which would cause Axxxxxxx FNHC or Xxxxxxx to be deemed (ai) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering statute, rule law regulation or regulationrule; or (bii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal or and state privacy laws and regulationslaws, including, including without limitation, in Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act of 1999 and the regulations promulgated thereunderAct. Axxxxxxx is not aware of any facts or circumstances that would cause Axxxxxxx to believe FNHC has no Knowledge that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Axxxxxxx FNHC or any of its Subsidiaries to undertake any material remedial action. The FNHC Board (or, where appropriate, the board of Directors directors of Axxxxxxx Xxxxxxx) has adopted and implemented an anti-money laundering program that contains contains, to the Knowledge of FNHC, adequate and appropriate customer identification verification procedures that comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Axxxxxxx FNHC (or Xxxxxxx) has complied in all material respects with any requirements to fill file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.