Common use of Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information Clause in Contracts

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial has no Knowledge that any facts or circumstances exist, which would cause Premier Financial or any of its Subsidiaries to be deemed (i) to be operating in violation of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering law, or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy laws, including without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx Act. Except as disclosed in the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge that would cause Premier Financial to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial or any of its Subsidiaries to undertake any material remedial action. The Premier Financial Board (or, where appropriate, the governing bodies of its Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with the Patriot Act and such anti-money laundering program meets the requirements of the Patriot Act and the regulations thereunder, and Premier Financial (or its Subsidiaries) has complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial Neither Company nor the Bank has no any Knowledge of, has been advised of, or has any reason to believe that any facts or circumstances exist, exist which would cause Premier Financial Company or any of its Subsidiaries the Bank to be deemed deemed: (i) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering lawstatute, rule or regulation; or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy lawslaws and regulations, including including, without limitation, in Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx ActAct of 1999 and the regulations promulgated thereunder, as well as the provisions of the information security program adopted by the Bank pursuant to 12 C.F.R. Part 364. Except as disclosed in Neither Company nor the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge Bank is aware of any facts or circumstances that would cause Premier Financial Company or the Bank to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial Company or any of its Subsidiaries the Bank to undertake any material remedial action. The Premier Financial Board (or, where appropriate, of Directors of Company and the governing bodies Board of its Subsidiaries) Directors of the Bank has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Premier Financial (or its Subsidiaries) has Company and the Bank have complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial has no Knowledge that Comunibanc is not aware of any facts or circumstances existcircumstances, which would cause Premier Financial Comunibanc or any of its Subsidiaries to be deemed (i) to be operating in violation of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering law, or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy laws, including without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx Act. Except as disclosed in the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge Comunibanc is not aware of any facts or circumstances that would cause Premier Financial Comunibanc to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial Comunibanc or any of its Subsidiaries to undertake any material remedial action. The Premier Financial Comunibanc Board (or, where appropriate, the governing bodies of its Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply comply, in all material respects, with the Patriot Act and such anti-money laundering program meets the requirements of the Patriot Act and the regulations thereunder, and Premier Financial Comunibanc (or its Subsidiaries) has complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial Except as Previously Disclosed, TCNB is not aware of, has not been advised in writing of, and has no Knowledge reason to believe that any facts or circumstances exist, which would cause Premier Financial TCNB or any of its Subsidiaries National Bank to be deemed (i) to be operating in violation of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering law, Law; or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy lawsLaws, including without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx ActAct of 1999. Except as disclosed in the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge TCNB is not aware of any facts or circumstances that would cause Premier Financial TCNB to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial TCNB or any of its Subsidiaries National Bank to undertake any material remedial action. The Premier Financial Board (or, where appropriate, the governing bodies of its Subsidiaries) National Bank has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Premier Financial (or its Subsidiaries) National Bank has complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial Main Street is not aware of, has not been advised of, and has no Knowledge reason to believe that any facts or circumstances exist, which would cause Premier Financial it or any of its Subsidiaries to be deemed (i) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering lawstatute, rule or regulation; or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy lawslaws and regulations, including including, without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx ActAct of 1999 and the regulations promulgated thereunder. Except as disclosed in the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge It is not aware of any facts or circumstances that would cause Premier Financial it to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial it or any of its Subsidiaries to undertake any material remedial action. The Premier Financial Main Street Board (or, where appropriate, the governing bodies board of its directors of any of Main Street’s Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Premier Financial it (or such other of its Subsidiaries) has complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial NASB is not aware of, has not been advised in writing of, and has no Knowledge reason to believe that any facts or circumstances exist, which would cause Premier Financial or any of its Subsidiaries NASB to be deemed (i) to be operating in violation of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering law, ; or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy laws, including without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx Act. Except as disclosed in the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge NASB is not aware of any facts or circumstances that would cause Premier Financial NASB to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial or any of its Subsidiaries NASB to undertake any material remedial action. The Premier Financial NASB Board (or, where appropriate, the governing bodies of its Subsidiaries) has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with the Patriot Act and such anti-money laundering program meets the requirements of the Patriot Act and the regulations thereunder, and Premier Financial (or its Subsidiaries) NASB has complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.

Bank Secrecy Act, Anti-Money Laundering and OFAC and Customer Information. Premier Financial Neither Company nor the Bank has no any Knowledge of, has been advised of, or has any reason to believe that any facts or circumstances exist, exist which would cause Premier Financial Company or any of its Subsidiaries the Bank to be deemed deemed: (i) to be operating in violation in any material respect of the Bank Secrecy Act, the Patriot Act, any order issued with respect to anti-money laundering by the U.S. Department of the Treasury’s Office of Foreign Assets Control, or any other applicable anti-money laundering lawstatute, rule or regulation; or (ii) not to be in satisfactory compliance in any material respect with the applicable privacy and customer information requirements contained in any federal and state privacy lawslaws and regulations, including including, without limitation, in Title V of the Xxxxx-Xxxxx-Xxxxxx ActAct of 1999 and the regulations promulgated thereunder, as well as the provisions of the information security program adopted by the Bank pursuant to 12 C.F.R. Part 364. Except as disclosed in Neither Company nor the Premier Financial Disclosure Schedule, Premier Financial has no Knowledge Bank is aware of any facts or circumstances that would cause Premier Financial Company or the Bank to believe that any non-public customer information has been disclosed to or accessed by an unauthorized third party in a manner that would cause Premier Financial Company or any of its Subsidiaries the Bank to undertake any material remedial action. The Premier Financial Board (or, where appropriate, of Directors of Company and the governing bodies Board of its Subsidiaries) Directors of the Bank has adopted and implemented an anti-money laundering program that contains adequate and appropriate customer identification verification procedures that materially comply with Section 326 of the Patriot Act and such anti-money laundering program meets the requirements in all material respects of Section 352 of the Patriot Act and the regulations thereunder, and Premier Financial (or its Subsidiaries) has Company and the Bank have complied in all material respects with any requirements to file reports and other necessary documents as required by the Patriot Act and the regulations thereunder.