Common use of Bankruptcy and Related Events Clause in Contracts

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxx Xxxxxxxx Fxxxxxx X. Xxxxxxx Title: Chief Compliance Officer and General Counsel Executive Vice President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. VATS OFFSHORE FUND, LTD. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Cxxxxxxxxxx Xxxxxx Xxxxxxxx Name: Cxxxxxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust Fund ceases to be registered as an investment company under the Act. THE MERGER FUND® By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Rxx Xxxxxx Xxxxxxxx Name: Rxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & and Treasurer By: /s/ Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Jxxxxxx Xxxxx Name: Xxxxxx Xxxxxxxx Jxxxxxx Xxxxx Title: Chief Compliance Officer and General Counsel CCO SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: W. Pxxxxxx Xxxxxxx Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Title: Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Jxxxxxxx Xxxxxx Xxxxxxxx Name: Jxxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Operating Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Jxxxxxxx Xxxxxx Xxxxxxxx Name: Jxxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel COO SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Xxxxxx Name: Xxxxxx Xxxxxxxx Xxxxxx Title: Chief Compliance Officer Managing Director, Head of Client Service and General Counsel Relationship Management SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Xxxxxxx X. Xxxxx Name: Xxxxxx Xxxxxxxx Xxxxxxx X. Xxxxx Title: Chief Compliance Officer and General Counsel Executive Vice President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust Fund ceases to be registered as an investment company under the Act. [signature page follows] By: /s/ W. Xxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx /s/Gxxxxx X. Xxxxxxx Name: Gxxxxx X. Xxxxxxx Title: President By: /s/Fxxxxxx X. Xxxxxxx Name: Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx /s/Mxxxxxx Xxxxxxxxx Name: Xxxxxx Xxxxxxxx Mxxxxxx Xxxxxxxxx Title: Chief Compliance Operating Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Xxxxxxx Xxxxxxxxx Name: Xxxxxx Xxxxxxxx Xxxxxxx Xxxxxxxxx Title: Chief Compliance Officer and General Counsel Operating Officer, Newfleet Division SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: Executive Vice President, President and Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Xxxxx Xxxxxxx Name: Xxxxxx Xxxxxxxx Xxxxx Xxxxxxx Title: Chief Compliance Officer and General Counsel Executive Vice President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice PresidentSVP, Chief Financial Officer CFO & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Pxxx Xxxxxxx Name: Xxxxxx Xxxxxxxx Pxxx Xxxxxxx Title: Chief Compliance Officer and COO, General Counsel and Vice Chairman SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice PresidentSVP, Chief Financial Officer CFO & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Pxxx Xxxxxxx Name: Xxxxxx Xxxxxxxx Pxxx Xxxxxxx Title: Chief Compliance Officer and COO, General Counsel and Vice Chairman SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Senior Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Dxxxx X. Xxxxxxxx Name: Xxxxxx Dxxxx X. Xxxxxxxx Title: President and Chief Compliance Investment Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer Authorized Signatory By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice PresidentSVP, Chief Financial Officer CFO & Treasurer By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Gxxxxx X. Xxxxxxx Name: Xxxxxx Xxxxxxxx Gxxxxx X. Xxxxxxx Title: Chief Compliance Officer and General Counsel President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust Fund ceases to be registered as an investment company under the Act. [signature page follows] By: /s/ /s/W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & and Treasurer By: /s/ Xxxxxxx /s/Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx /s/Nxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxxx Nxxxxx Xxxxxxx Title: President and Chief Compliance Investment Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. VIRTUS OPPORTUNITIES TRUST By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Sxxxxxx Xxxxxx Xxxxxxxx Name: Sxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel Executive Managing Director SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust Fund ceases to be registered as an investment company under the Act. [signature page follows] By: /s/ W. Xxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx /s/Gxxxxx X. Xxxxxxx Name: Gxxxxx X. Xxxxxxx Title: President By: /s/Fxxxxxx X. Xxxxxxx Name: Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxxxxx /s/Nxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxxx Nxxxxx Xxxxxxx Title: Chief Compliance Officer and General Counsel President & CIO SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Xxxxxxx Name: W. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxx Xxxxxxxx Name: Xxxxxx Xxxxx Xxxxxxxx Title: Co-Chief Compliance Investment Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxxx X. Xxxxxx Xxxxxxxx Name: Xxxxxxx X. Xxxxxx Xxxxxxxx Title: Vice President and Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Pxxxxxx Xxxxxxx Xxxxxxx Title: Senior Vice President and Treasurer By: /s/ Dxxxx X. Xxxxxx Name: Dxxxx X. Xxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Jxxxxxxx Xxxxxx Name: Xxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Jxxxxxxx Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Compliance Operating Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. VIRTUS OPPORTUNITIES TRUST By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President FORT, L.P. By: /s/ Cxxxxxxxxxx Xxxxxx Xxxxxxxx Name: Cxxxxxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. VIRTUS EVENT OPPORTUNITIES TRUST By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Rxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President WESTCHESTER CAPITAL MANAGEMENT, LLC By: /s/ Rxx Xxxxxx Xxxxxxxx Name: Rxx Xxxxxx Xxxxxxxx Title: Chief Compliance Officer and General Counsel President SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. By: /s/ W. X. Xxxxxxx Xxxxxxx Name: W. X. Xxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer By: /s/ Xxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx X. Xxxxxxx Xxxxx Title: Executive Vice President By: /s/ Xxxxxx Xxxxx Xxxxxxxx Name: Xxxxxx Xxxxx Xxxxxxxx Title: President & Chief Compliance Investment Officer and General Counsel SCHEDULES: A. Operational Procedures

Bankruptcy and Related Events. Each of the Adviser and the Subadviser agrees that it will provide prompt notice to the other in the event that: (i) it makes an assignment for the benefit of creditors, files a voluntary petition in bankruptcy, or is otherwise adjudged bankrupt or insolvent by a court of competent jurisdiction; or (ii) a material event occurs that could reasonably be expected to adversely impair its ability to perform this Agreement. The Adviser further agrees that it will provide prompt notice to the Subadviser in the event that the Trust ceases to be registered as an investment company under the Act. VIRTUS OPPORTUNITIES TRUST By: /s/ W. Xxxxxxx Pxxxxxx Xxxxxxx Name: W. Xxxxxxx Pxxxxxx Xxxxxxx Title: Executive Vice President, Chief Financial Officer & Treasurer VIRTUS INVESTMENT ADVISERS, INC. By: /s/ Xxxxxxx Fxxxxxx X. Xxxxxxx Name: Xxxxxxx Fxxxxxx X. Xxxxxxx Title: Executive Vice President By: /s/ Jxxxxxxx Xxxxxx Xxxxxxxx Name: Jxxxxxxx Xxxxxx Xxxxxxxx Title: Chief Compliance Operating Officer and General Counsel SCHEDULES: A. Operational Procedures