Banks, Savings and Loans and Similar Institutions. ¨ The Investor is a bank as defined in Section 3(a)(2) of the Securities Act, or a savings and loan association, or other institution as defined in Section 3(a)(5)(A) of the Securities Act; or ¨ The Investor is a broker or dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended; or ¨ The Investor is an investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”); or ¨ The Investor is a business development company under Section 2(a)(48) of the Investment Company Act; or ¨ The Investor is a Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(c) or (d) of the Small Business Investment Act of 1958; or ¨ The Investor is a private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.
Appears in 4 contracts
Samples: Subscription Agreement (AllianzGI Institutional Multi-Series Trust), Subscription Agreement (AllianzGI Institutional Multi-Series Trust), Subscription Agreement (AllianzGI Institutional Multi-Series Trust)
