Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities or shares of Common Stock issued upon conversion of any securities. (a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of securities: (b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of such other securities: ----------------------------------------------------- (c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Registration Statement: ----------------------------------------------------- (d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- ----------------------------------------------------- (a) State whether the undersigned Selling Securityholder has or will enter into "hedging transactions" with respect to shares of Company Common Stock. Yes [ ] No [ ] If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- Please note that the SEC may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act. (b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] No [ ] If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities or shares of Common Stock issued upon conversion of any securities.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ________________________________________________________ ________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of securities:
(b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ________________________________________________________ ________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of such other securities: -----------------------------------------------------________________________________________________________
(c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- ________________________________________________________ ________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------________________________________________________________
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------________________________________________________________ ________________________________________________________
(a) State whether the undersigned Selling Securityholder has or will enter into "hedging transactions" with respect to shares of Company Common Stock. Yes [ ] No [ ] If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- ________________________________________________________ ________________________________________________________ Please note that the SEC may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] No [ ] If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------________________________________________________________ ________________________________________________________ ________________________________________________________ ________________________________________________________
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities of the Company or shares of Common Stock that may be issued upon the exercise or conversion of any securitiessecurities of the Company.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- _________________________________________________________________________________________ _________________________________________________________________________________________ Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities:
(b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- _________________________________________________________________________________________ _________________________________________________________________________________________ Number of shares of Common Stock securities other than Registrable Securities (if any) that may be issued upon the exercise or conversion of such other securities: -----------------------------------------------------:
(c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- _________________________________________________________________________________________ _________________________________________________________________________________________ Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities, which Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------:_________________________________
(a) State whether the undersigned Selling Securityholder has or will enter into "“hedging transactions" ” with respect to shares of Company Common Stock. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- _________________________________________________________________________________________ _________________________________________________________________________________________ Please note that the SEC Commission may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------.
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities of the Company or shares of Common Stock that may be issued upon the exercise or conversion of any securitiessecurities of the Company.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- _____________________________________________ _____________________________________________ Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities:: _____________________________________________
(b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- _____________________________________________ _____________________________________________ Number of shares of Common Stock securities other than Registrable Securities (if any) that may be issued upon the exercise or conversion of such other securities: -----------------------------------------------------_____________________________________
(c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- _____________________________________________ _____________________________________________ Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities, which Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------______________________
(a) State whether the undersigned Selling Securityholder has or will enter into "“hedging transactions" ” with respect to shares of Company Common Stock. Yes [ ] ¨ No [ ] þ If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- _____________________________________________ _____________________________________________ Please note that the SEC Commission may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------_____________________________________________ _____________________________________________ _____________________________________________ _____________________________________________
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities or shares of Common Stock issued upon conversion of any securities.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ------------------------------------------------------------- ------------------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of securities:: ------------------------------------------------------------- -------------------------------------------------------------
(b) Number of securities of the Company other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ------------------------------------------------------------- ------------------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of such other securities: -----------------------------------------------------:
(c) Number of Registrable Securities to be included in the Registration Statement (Unless otherwise indicated below, all Registrable Securities listed in response to Item (3)(a) above will be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- ): ------------------------------------------------------------- ------------------------------------------------------------- Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Registration Statement: ------------------------------------------------------------------------------------------------------------------
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------Yes |_| No |_|
(ae) State whether If the undersigned Selling Securityholder has is the beneficial or will enter into "hedging transactions" with respect to record owner of any shares of Company Common Stock. Stock or any other security of the Company, did you acquire such shares or other securities in the ordinary course of business? Yes [ ] |_| No [ ] |_| At the time of purchase of such shares or other securities, did you have any agreements or understandings, directly or indirectly, with any person to distribute the shares or other securities? Yes |_| No |_| If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered please describe such agreements or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- Please note that the SEC may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] No [ ] If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------understandings: ------------------------------------------------------------- -------------------------------------------------------------
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities of the Company or shares of Common Stock issued upon conversion of any securities.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ______________________________________________________________________ ______________________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of securities:: ______________________________________________________________________ ______________________________________________________________________
(b) Number of securities of the Company other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ______________________________________________________________________ ______________________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of such other securities: -----------------------------------------------------______________________________________________________________________ ______________________________________________________________________
(c) Number of Registrable Securities to be included in the Registration Statement (Unless otherwise indicated below, all Registrable Securities listed in response to Item (3)(a) above will be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- ): ______________________________________________________________________ ______________________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------______________________________________________________________________ ______________________________________________________________________
(d) Except as set forth above in this Item (3), is the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------? Yes [_] No [_]
(ae) State whether If the undersigned Selling Securityholder has is the beneficial or will enter into "hedging transactions" with respect to record owner of any shares of Company Common Stock. Stock or any other security of the Company, did you acquire such shares or other securities in the ordinary course of business? Yes [ [_] No [ [_] At the time of purchase of such shares or other securities, did you have any agreements or understandings, directly or indirectly, with any person to distribute the shares or other securities? Yes [_] No [_] If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered please describe such agreements or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- Please note that the SEC may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] No [ ] If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------understandings: ______________________________________________________________________ ______________________________________________________________________
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities of the Company or shares of Common Stock that may be issued upon the exercise or conversion of any securitiessecurities of the Company.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities:: ____________
(b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- Number of shares of Common Stock securities other than Registrable Securities (if any) that may be issued upon the exercise or conversion of such other securities: -----------------------------------------------------:____________
(c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- ______________________________ Number of shares of Common Stock Registrable Securities (if any) that may be issued upon the exercise or conversion of securities, which Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------___________________________________
(a) State whether the undersigned Selling Securityholder has or will enter into "“hedging transactions" ” with respect to shares of Company Common Stock. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- Please note that the SEC Commission may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------.
Appears in 1 contract
Samples: Registration Rights Agreement (Synova Healthcare Group Inc)
Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any securities or shares of Common Stock issued upon conversion of any securities.
(a) Number of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ____________________________________________________________ ____________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of securities:
(b) Number of securities other than Registrable Securities beneficially owned: ----------------------------------------------------- ----------------------------------------------------- ____________________________________________________________ ____________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of such other securities: -----------------------------------------------------____________________________________________________________
(c) Number of Registrable Securities to be included in the Registration Statement: ----------------------------------------------------- ----------------------------------------------------- ____________________________________________________________ ____________________________________________________________ Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Registration Statement: -----------------------------------------------------____________________________________________________________
(d) Except as set forth above in this Item (3), the undersigned Selling Securityholder is not the beneficial or record owner of any shares of Common Stock or any other security of the Company. ----------------------------------------------------- -----------------------------------------------------____________________________________________________________ ____________________________________________________________
(a) State whether the undersigned Selling Securityholder has or will enter into "“hedging transactions" ” with respect to shares of Company Common Stock. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the hedging transactions into which the undersigned Selling Securityholder has entered or will enter and the purpose of such hedging transactions, the extent to which such hedging transactions remain in place. ----------------------------------------------------- ----------------------------------------------------- ____________________________________________________________ ____________________________________________________________ Please note that the SEC may deem short sales of securities covered by a registration statement prior to the effectiveness of such registration statement as a violation of Section 5 of the Securities Act.
(b) State whether the undersigned Selling Securityholder has sold any of the Registrable Securities or shares of common stock of the Company short since the date of original issuance of the Registrable Securities. Yes [ ] ¨ No [ ] ¨ If yes, you must provide a complete description of the short sale, including the number of shares of common stock of the Company involved and whether the short position remains in place. ----------------------------------------------------- ----------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------____________________________________________________________ ____________________________________________________________ ____________________________________________________________ ____________________________________________________________
Appears in 1 contract
Samples: Registration Rights Agreement (Panamerican Bancorp)