Common use of Betterment Securities Acting as Agent, Dual Agent Clause in Contracts

Betterment Securities Acting as Agent, Dual Agent. Client understands that in executing transactions for the Account, Betterment Securities may act as agent for Client, or an agent for both Client and other Betterment Securities customers including Betterment. Betterment Securities will not charge Client a mark down, mark up, or other compensation. Nothing contained in this Brokerage Agreement nor any information made available through the Services is to be construed as an offer to buy or sell, or the solicitation of an offer to buy or sell, any security, financial product or instrument or to participate in any particular trading strategy in any jurisdiction in which such offer, solicitation or trading strategy would be unlawful.

Appears in 10 contracts

Samples: Betterment Client Agreements, Betterment Client Agreements, Betterment Client Agreements

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Betterment Securities Acting as Agent, Dual Agent. Client understands that in executing transactions for the Account, Betterment Securities may act as agent for Client, or an agent for both Client and other Betterment Securities customers including Betterment. Betterment Securities will not charge Client a mark xxxx down, mark xxxx up, or other compensation. Nothing contained in this Brokerage Agreement nor any information made available through the Services is to be construed as an offer to buy or sell, or the solicitation of an offer to buy or sell, any security, financial product or instrument or to participate in any particular trading strategy in any jurisdiction in which such offer, solicitation or trading strategy would be unlawful.

Appears in 1 contract

Samples: Sub Advisory Agreement

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