Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories. b. Monitor status and maintain registrations in each state and applicable U.S. territories. c. Provide updates regarding material developments in state securities regulation.
Appears in 76 contracts
Samples: Fund Administration Servicing Agreement (Stone Ridge Trust), Fund Administration Agreement (LifeX Inflation-Protected Income Trust 1948F), Fund Administration Agreement (Stone Ridge Trust VIII)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 47 contracts
Samples: Fund Administration Servicing Agreement (Manager Directed Portfolios), Fund Administration Servicing Agreement (Trust for Professional Managers), Fund Administration Servicing Agreement (EntrepreneurShares Series Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Company so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 9 contracts
Samples: Fund Administration Servicing Agreement (Frontegra Funds Inc), Fund Administration Servicing Agreement (Grand Prix Funds Inc), Fund Administration Servicing Agreement (Light Revolution Fund Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 8 contracts
Samples: Fund Administration Servicing Agreement (Pic Mid Cap Portfolio), Fund Administration Servicing Agreement (Zodiac Trust), Fund Administration Servicing Agreement (Pic Balanced Portfolio)
Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 7 contracts
Samples: Partial Fund Administration Servicing Agreement (SP Funds Trust), Fund Administration Servicing Agreement (Mason Capital Fund Trust), Fund Administration Servicing Agreement (Mason Capital Fund Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.shares
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 6 contracts
Samples: Fund Administration Servicing Agreement (Holland Trust), Fund Administration Servicing Agreement (Simms Funds), Fund Administration Servicing Agreement (Richardson T O Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.shares
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 6 contracts
Samples: Fund Administration Servicing Agreement (Trautman Kramer Trust), Fund Administration Servicing Agreement (Hotchkis & Wiley Funds), Fund Administration Servicing Agreement (Burridge Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 6 contracts
Samples: Fund Administration Servicing Agreement (Country Mutual Funds Trust), Fund Administration Servicing Agreement (Optimum Q Funds), Fund Administration Servicing Agreement (Quintara Funds)
Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 5 contracts
Samples: Fund Administration Servicing Agreement (Monetta Trust), Fund Administration Servicing Agreement (Milliman Variable Insurance Trust), Fund Administration Servicing Agreement (Chestnut Street Exchange Fund)
Blue Sky Compliance. a. (1) Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. (2) Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. (3) Provide updates regarding material developments in state securities regulation.
Appears in 4 contracts
Samples: Fund Administration Service Agreement (Mairs & Power Funds Trust), Fund Administration Servicing Agreement (Mairs & Power Funds Trust), Fund Administration Servicing Agreement (Mairs & Power Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the each Fund so as to enable the each Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 3 contracts
Samples: Fund Administration Servicing Agreement (Leuthold Funds Inc), Fund Administration Servicing Agreement (RBB Fund, Inc.), Fund Administration Servicing Agreement (RBB Fund, Inc.)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 3 contracts
Samples: Fund Administration Servicing Agreement (Prospector Funds, Inc.), Fund Administration Servicing Agreement (Brandywine Fund Inc), Fund Administration Servicing Agreement (Brandywine Blue Fund Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering offerings of its shares the Units in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 3 contracts
Samples: Administration Servicing Agreement (City National Rochdale Structured Claims Fixed Income Fund LLC), Administration Servicing Agreement (Rochdale High Yield Advances Fund LLC), Administration Servicing Agreement (Rochdale Structured Claims Fixed Income Fund LLC)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Trust, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 3 contracts
Samples: Fund Administration Servicing Agreement (Guinness Atkinson Funds), Fund Administration Servicing Agreement (Alpine Income Trust), Fund Administration Servicing Agreement (Kensington Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (LKCM Fund), Fund Administration Servicing Agreement (Leuthold Funds Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the each Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (DoubleLine Funds Trust), Fund Administration Servicing Agreement (DoubleLine Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering offerings of its their shares in all states and applicable U.S. territories.
b. On a daily basis, provide the Trust with the total number of shares of class for each Fund that are issued and outstanding.
c. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. d. Provide updates regarding material developments in state securities regulation.
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (Oaktree Funds), Fund Administration Servicing Agreement (Oaktree Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories, and to make available to the Trust such related information as the Trust may reasonably request from time to time.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (Hotchkis & Wiley Funds /De/), Fund Administration Servicing Agreement (Brown Advisory Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Company and Fund so as to enable the Company and Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 2 contracts
Samples: Master Servicing Agreement (Angel Oak Funds Trust), Master Servicing Agreement (Angel Oak Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesFund, if applicable.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (MVC Capital, Inc.)
Blue Sky Compliance. a. 1. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. 2. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. 3. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Intrepid Capital Management Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Company, the Fund, or class of shares of the Fund, as applicable, so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates Monitor laws related to restrictions on Fund expenses and provide information regarding material developments in state securities regulation regarding such restrictions and any other material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Perritt Funds Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Brandes Investment Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Internet Fund Inc)
Blue Sky Compliance. a. Prepare Preparing and file filing with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the each Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.states;
b. Monitor Monitoring status and maintain maintaining registrations in each state and applicable U.S. territories.state
c. Provide updates Providing information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (American Eagle Funds Inc)
Blue Sky Compliance. a. Prepare and file with the SEC and appropriate state securities authorities any and all required compliance filings (e.g., Form D and “blue sky” filings) relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its their shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Sub Administration Servicing Agreement (Aristotle Funds Series Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Trust, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Country Mutual Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of offer its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (KKR Credit Opportunities Portfolio)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required registration and compliance filings relating to the qualification of the securities shares of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Aegis Value Fund Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesshares.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Homestate Group)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Granum Series Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Hotchkis & Wiley Funds /De/)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Company, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund Company to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Leuthold Funds Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territories.
state. c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Academy Funds Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund, each Fund , or class of shares of a Fund, as applicable, so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Merger Fund Vl)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities securities’ authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Trust so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
b. states. ü Monitor status and maintain registrations in each state and applicable U.S. territories.
c. state. ü Provide updates information regarding material developments in state securities regulation.. ü
Appears in 1 contract
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (MVC Capital, Inc.)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering offerings of its their shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Keeley Funds, Inc.)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings (including initial filings) relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.shares
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Potomac Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations qualifications in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Brazos Mutual Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Sub Administration Servicing Agreement (Tocqueville Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.shares
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.state
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Ramirez Trust)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the each Fund so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state and applicable U.S. territories.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Steben Alternative Investment Funds)
Blue Sky Compliance. a. Prepare Preparing and file filing with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the each Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
states; b. Monitor Monitoring status and maintain maintaining registrations in each state and applicable U.S. territories.
c. Provide updates Providing information regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Jundt Growth Fund Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification registration of the securities of the Fund so as to enable the Fund to make a continuous offering of its shares in all states and applicable U.S. territories.
b. Monitor status and maintain registrations in each state 3. SEC Registration and applicable U.S. territories.Reporting
c. Provide updates regarding material developments a. Assisting Funds' counsel in state securities regulation.updating prospectus and statement of additional information; and in preparing proxy statements, and Rule 24f-2 notice, b. Annual and semiannual reports
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Bremer Investment Funds Inc)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (PRIMECAP Odyssey Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of the Funds, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territories.
states. b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates regarding material developments in state securities regulation.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (PRIMECAP Odyssey Funds)
Blue Sky Compliance. a. Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Trust, each Fund, or class of shares of a Fund, as applicable, so as to enable the Fund Trust to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. Provide updates information regarding material developments in state securities regulation.
Appears in 1 contract
Blue Sky Compliance. a. (1) Prepare and file with the appropriate state securities authorities any and all required compliance filings relating to the qualification of the securities of the Fund Funds so as to enable the Fund Funds to make a continuous offering of its shares in all states and applicable U.S. territoriesstates.
b. (2) Monitor status and maintain registrations in each state and applicable U.S. territoriesstate.
c. (3) Provide updates regarding material developments in state securities regulation.. 12/17/2013 - M & P Funds Trust 2
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Mairs & Power Funds Trust)
