Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 460 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Variable Trust), Investment Advisory Agreement (Northern Lights Fund Trust IV)
Books and Records. Assure The Adviser will assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 22 contracts
Samples: Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 18 contracts
Samples: Investment Advisory Agreement (Advisors Preferred Trust), Investment Advisory Agreement (Advisors Preferred Trust), Investment Advisory Agreement (Advisors Preferred Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.;
Appears in 11 contracts
Samples: Investment Advisory Agreement (Tidal Trust II), Investment Advisory Agreement (Tidal Trust II), Investment Advisory Agreement (Tidal Trust II)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Co-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Northern Lights Variable Trust), Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Funds are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Fund are maintained and preserved by it the Adviser in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust), Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure Ensure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Ii), Investment Advisory Agreement (Northern Lights Fund Trust Ii)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser and Sub-Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Northern Lights Fund Trust IV), Investment Advisory Agreement (Northern Lights Fund Trust IV)
Books and Records. Assure that all financial, compliance, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Fund Trust Iii)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust are maintained and preserved by it in accordance with applicable laws and regulations.. •
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Fund Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of in relation to services its provides the Trust Fund are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Unified Series Trust)
Books and Records. Assure that all financial, accounting and other records required to be maintained and preserved by the Adviser on behalf of the Trust Company are maintained and preserved by it in accordance with applicable laws and regulations.
Appears in 1 contract
Samples: Investment Advisory Agreement (Northern Lights Variable Trust)
