Breach of Settlement Agreement. The Respondent acknowledges and understands that in the event of a breach or failure to comply with this Settlement Agreement, Staff may commence proceedings under section 179(2) of the Securities Act against the Respondent and seek any remedy available under that section.
Appears in 2 contracts
Samples: Settlement Agreement, Settlement Agreement
Breach of Settlement Agreement. The Respondent acknowledges and understands that in the event of a breach or failure to comply with this Settlement Agreement, Staff may commence proceedings under section 179(2) of the Securities Act against the Respondent and seek any remedy available under that section, including an Order for imprisonment and/or a fine.
Appears in 1 contract
Samples: Settlement Agreement
Breach of Settlement Agreement. The Respondent acknowledges Respondents acknowledge and understands understand that in the event of a breach or failure to comply with this Settlement Agreement, Staff may commence proceedings under section 179(2) of the Securities Act against the Respondent Respondents and seek any remedy available under that section, including an Order for imprisonment and/or a fine.
Appears in 1 contract
Samples: Settlement Agreement
Breach of Settlement Agreement. a. The Respondent acknowledges Respondents acknowledge and understands understand that in the event of a breach of or failure to comply with this Settlement Agreementsettlement agreement, Staff may commence proceedings under section 179(2) of the Securities Act against the Respondent Respondents and seek any remedy available under that section, including an order for imprisonment and/or a fine.
Appears in 1 contract
Samples: Settlement Agreement