BROKER-DEALER/CUSTODIAN. (a) You recognize and agree that in order for us to discharge our responsibilities, we must engage in securities brokerage transactions described in paragraph 1(c) herein, all of which securities transactions must be effected through a registered broker-dealer;
Appears in 3 contracts
Samples: Asset Management Agreement, Asset Management Agreement, Asset Management Agreement
BROKER-DEALER/CUSTODIAN. (a) You recognize and agree that in order for us to discharge our responsibilities, ; we must engage in securities brokerage transactions described in paragraph 1(c) herein, all of which securities transactions must be effected through a registered broker-dealer;
Appears in 2 contracts
Samples: Asset Management Agreement, Asset Management Agreement
BROKER-DEALER/CUSTODIAN. (a) You recognize and agree that in order for us to discharge our responsibilities, responsibilities we must engage in securities brokerage transactions described in paragraph 1(c) herein, all of which securities transactions must be effected through a registered broker-dealer;
Appears in 2 contracts
Samples: Asset Management Agreement, Asset Management Agreement
BROKER-DEALER/CUSTODIAN. (a) You recognize and agree that in order for us to discharge our responsibilities, we must engage in securities brokerage transactions described in paragraph 1(c) herein, all of which securities transactions must be effected through a registered broker-dealer;
Appears in 1 contract
BROKER-DEALER/CUSTODIAN. (a) You recognize and agree that in order for us to discharge our responsibilities, we must engage in securities brokerage transactions described in paragraph 1(cSection 1(a) hereinof this Agreement, all of which securities transactions must be effected through a registered broker-dealer;
Appears in 1 contract
