Broker-Dealer Qualifications. The Broker-Dealer represents that it is a broker-dealer registered with the SEC under the 1934 Act, and is a member of the NASD. The Broker-Dealer must, at all times when performing its functions and fulfilling its obligations under this Agreement, be duly registered as a broker-dealer under the 1934 Act and in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations hereunder and in which such registration is required, and be a member in good standing of the NASD.
Appears in 5 contracts
Samples: Broker Dealer and General Agent (Separate Account Fp of Equitable Variable Life Insurance Co), Sales Agreement (Separate Account No 45 of Equitable Life Assur Society of Us), Broker Dealer and General Agent (Separate Account Fp of Equitable Variable Life Insurance Co)
Broker-Dealer Qualifications. The Broker-Dealer represents and warrants that it is a broker-dealer registered with the SEC under the 1934 Act, and is a member of the NASDNASD in good standing. The Broker-Dealer must, at all times when performing its functions and fulfilling its obligations under this Agreement, be duly registered as a broker-dealer under the 1934 Act and and, as required by applicable law, in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations hereunder and in which such registration is requiredhereunder, and be a member in good standing of the NASD.
Appears in 3 contracts
Samples: Selling Agreement (Metlife Investors Variable Life Account One), Selling Agreement (Metlife Investors Variable Life Account Five), Selling Agreement (Metlife Investors Variable Life Account One)
Broker-Dealer Qualifications. The Broker-Dealer represents and warrants that _____________________________ it is a broker-dealer registered with the SEC under the 1934 Act, and is a member of the NASDNASD in good standing. The Broker-Dealer must, at all times when performing its functions and fulfilling its obligations under this Agreement, be duly registered as a broker-dealer under the 1934 Act and and, as required by applicable law, in each state or other jurisdiction in which Broker-Dealer intends to perform its functions and fulfill its obligations hereunder and in which such registration is requiredhereunder, and be a member in good standing of the NASD.
Appears in 2 contracts
Samples: Selling Agreement (Metlife Investors Variable Annuity Account One), Selling Agreement (First Metlife Investors Variable Annuity Account One)
