BROKER-DEALER REGISTRATION; FINRA MEMBERSHIP. The Dealer Manager is, and during the term of this Agreement will be, duly registered as a broker-dealer pursuant to the provisions of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and a broker or dealer duly registered as such in those states and other jurisdictions where the Dealer Manager is required to be registered in order to participate in the distribution of Shares in the Offering. Moreover, the Dealer Manager’s employees and representatives that will act under this Agreement have all required licenses and registrations to act under this Agreement.
Appears in 16 contracts
Samples: Dealer Manager Agreement (Cantor Fitzgerald Income Trust, Inc.), Dealer Manager Agreement (Cantor Fitzgerald Income Trust, Inc.), Dealer Manager Agreement (Cantor Fitzgerald Income Trust, Inc.)
