Common use of Broker-Dealer Registration Clause in Contracts

Broker-Dealer Registration. The Placement Agent is registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 13 contracts

Samples: Placement Agency Agreement (Vocodia Holdings Corp), Placement Agent Agreement (Bear Village, Inc.), Placement Agent's Agreement (Starbox Group Holdings Ltd.)

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Broker-Dealer Registration. The Such Placement Agent or Selected Dealer is registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 6 contracts

Samples: Agency Agreement (Imagenetix Inc /Nv/), Agency Agreement (Queryobject Systems Corp), Agency Agreement (Tii Industries Inc)

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