Common use of Broker-Dealer Registration Clause in Contracts

Broker-Dealer Registration. The Distributor and AGSI each represents and warrants that it is registered as a broker dealer with the SEC under the Securities Exchange Act of 1934, as amended, and is a member in good standing of the National Association of Securities Dealers, Inc. (the "NASD").

Appears in 5 contracts

Samples: Participation Agreement (Sierra Variable Trust), Participation Agreement (Wm Variable Trust), Participation Agreement (Agl Separate Account D)

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Broker-Dealer Registration. The Distributor and AGSI each represents and warrants that it is and will remain duly registered as a broker broker-dealer with the SEC under the Securities Exchange Act of 1934, as amendedamended (the "1934 Act"), and is a member in good standing of the National Association of Securities Dealers, Inc. (the "NASD").

Appears in 3 contracts

Samples: Participation Agreement (Agl Separate Account Vl R), Participation Agreement (Usl Separate Account Usl Vl-R), Participation Agreement (American General Life Insurance Co Separate Account Vl R)

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