Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 556 contracts
Samples: Form of Registration Rights Agreement (Lomond Therapeutics Holdings, Inc.), Registration Rights Agreement (Permex Petroleum Corp), Registration Rights Agreement (Protagenic Therapeutics, Inc.\new)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 432 contracts
Samples: Registration Rights Agreement (Zoomcar Holdings, Inc.), Registration Rights Agreement (Aerovate Therapeutics, Inc.), Registration Rights Agreement (Unusual Machines, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐o
Appears in 392 contracts
Samples: Registration Rights Agreement (T Stamp Inc), Registration Rights Agreement (BioXcel Therapeutics, Inc.), Registration Rights Agreement (Biodexa Pharmaceuticals PLC)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐No
Appears in 178 contracts
Samples: Registration Rights Agreement (Applied Digital Corp.), Registration Rights Agreement (TriSalus Life Sciences, Inc.), Registration Rights Agreement (Liquidia Corp)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ [ ] No ☐[ ]
Appears in 100 contracts
Samples: Registration Rights Agreement (VerifyMe, Inc.), Registration Rights Agreement (Unique Logistics International Inc), Registration Rights Agreement (Context Therapeutics Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 80 contracts
Samples: Registration Rights Agreement (Giga Tronics Inc), Registration Rights Agreement (Giga Tronics Inc), Registration Rights Agreement (Virax Biolabs Group LTD)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ £ No ☐£
Appears in 18 contracts
Samples: Registration Rights Agreement (Premier Macy Management Holdings, LLC), Registration Rights Agreement (AgEagle Aerial Systems Inc.), Registration Rights Agreement (Lilis Energy, Inc.)
Broker-Dealer Status. (a) Are a)Are you a broker-dealer? Yes ☐ No ☐
Appears in 11 contracts
Samples: Registration Rights Agreement (Ra Medical Systems, Inc.), Registration Rights Agreement (Peraso Inc.), Registration Rights Agreement (Delcath Systems, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ [_] No ☐[_]
Appears in 9 contracts
Samples: Registration Rights Agreement (Duos Technologies Group, Inc.), Form of Registration Rights Agreement (Duos Technologies Group, Inc.), Registration Rights Agreement (Duos Technologies Group, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ • No ☐•
Appears in 7 contracts
Samples: Form of Registration Rights Agreement (Advaxis, Inc.), Registration Rights Agreement (Advaxis, Inc.), Registration Rights Agreement (Advaxis, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ _____ No ☐_____
Appears in 6 contracts
Samples: Registration Rights Agreement (Satellogic Inc.), Registration Rights Agreement (Minerva Surgical Inc), Registration Rights Agreement (Minerva Surgical Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? o Yes ☐ No ☐o No
Appears in 6 contracts
Samples: Registration Rights Agreement (Bovie Medical Corp), Registration Rights Agreement (Syntax-Brillian Corp), Registration Rights Agreement (Syntax-Brillian Corp)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ¨ No ☐x
Appears in 4 contracts
Samples: Registration Rights Agreement (DPW Holdings, Inc.), Phaserx Registration Rights Agreement (Phaserx, Inc.), Phaserx Registration Rights Agreement (Phaserx, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐Yes[ ] No[ ]
Appears in 4 contracts
Samples: Addendum Agreement (Interpace Biosciences, Inc.), Addendum Agreement (Interpace Biosciences, Inc.), Addendum Agreement (Interpace Biosciences, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ☐ No ☐
Appears in 2 contracts
Samples: Registration Rights Agreement (Viveve Medical, Inc.), Registration Rights Agreement (Bio Key International Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐X
Appears in 2 contracts
Samples: Registration Rights Agreement (Titan Iron Ore Corp.), Registration Rights Agreement (Titan Iron Ore Corp.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ __ No ☐__
Appears in 2 contracts
Samples: Registration Rights Agreement (MetaStat, Inc.), Registration Rights Agreement (Aurelio Resource Corp)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ [ ]; No ☐[ ];
Appears in 2 contracts
Samples: Registration Rights Agreement (Parkervision Inc), Registration Rights Agreement (Parkervision Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ¬ No ☐¬
Appears in 2 contracts
Samples: Registration Rights Agreement (Miramar Labs, Inc.), Registration Rights Agreement (Miramar Labs, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐YES ¨ NO ¨
Appears in 2 contracts
Samples: Registration Rights Agreement (Akoustis Technologies, Inc.), Registration Rights Agreement (Akoustis Technologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐☐ Annex B
Appears in 2 contracts
Samples: Registration Rights Agreement (Mri Interventions, Inc.), Registration Rights Agreement (Mri Interventions, Inc.)
Broker-Dealer Status. (a) Are you a registered broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 2 contracts
Samples: Registration Rights Agreement (Ascent Solar Technologies, Inc.), Registration Rights Agreement (Cereplast Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ . No ☐.
Appears in 2 contracts
Samples: Registration Rights Agreement (Coconnect Inc), Registration Rights Agreement (Coconnect Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 2 contracts
Samples: Registration Rights Agreement (DPW Holdings, Inc.), Registration Rights Agreement (RiceBran Technologies)
Broker-Dealer Status. (a) a. Are you a broker-dealer? Yes ☐ o No ☐o
Appears in 2 contracts
Samples: Registration Rights Agreement (Northern Oil & Gas, Inc.), Registration Rights Agreement (Telkonet Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐X
Appears in 2 contracts
Samples: Registration Rights Agreement (Visualant Inc), Registration Rights Agreement (Imaging Diagnostic Systems Inc /Fl/)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ Yes[ ] No ☐[ ]
Appears in 2 contracts
Samples: Registration Rights Agreement (Diginex LTD), Registration Rights Agreement (Enveric Biosciences, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ___ No ☐___
Appears in 1 contract
Samples: Registration Rights Agreement (Paincare Holdings Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐[ ] No[ ]
Appears in 1 contract
Samples: Registration Rights Agreement (Velocity Asset Management Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ . No ☐.
Appears in 1 contract
Broker-Dealer Status. (a) a. Are you a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐No
Appears in 1 contract
Samples: Registration Rights Agreement (Bio-Path Holdings, Inc.)
Broker-Dealer Status. (a) Are 1)Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Lion Biotechnologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes YES ☐ No NO ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Akoustis Technologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐ Annex B
Appears in 1 contract
Samples: Registration Rights Agreement (Mri Interventions, Inc.)
Broker-Dealer Status. (a1) Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Manitex International, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ¨▪No ☐¨
Appears in 1 contract
Samples: Registration Rights Agreement (Avenue Therapeutics, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐x
Appears in 1 contract
Broker-Dealer Status. (a) Are you a registered broker-dealer? Yes ☐ . No ☐.
Appears in 1 contract
Samples: Registration Rights Agreement (Digital Development Group Corp)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ མ No ☐མ
Appears in 1 contract
Samples: Registration Rights Agreement (Hoku Scientific Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ □ No ☐□
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ? No ☐?
Appears in 1 contract
Samples: Registration Rights Agreement (Elixir Gaming Technologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐ 2
Appears in 1 contract
Samples: Registration Rights Agreement (Generation Income Properties, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ * No ☐*
Appears in 1 contract
Broker-Dealer Status. (a) Are a)Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (NeuroBo Pharmaceuticals, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
Samples: Form of Registration Rights Agreement (Assured Pharmacy, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐Yeso Noo
Appears in 1 contract
Samples: Registration Rights Agreement (Fluoropharma Medical, Inc.)
Broker-Dealer Status. (a) Are a)Are you a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 1 contract
Samples: Registration Rights Agreement (Alexza Pharmaceuticals Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ [ ] No ☐X
Appears in 1 contract
Samples: Registration Rights Agreement (Greenfield Farms Food, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ < No ☐<
Appears in 1 contract
Samples: Registration Rights Agreement (Super League Enterprise, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐¨Yes ¨ No
Appears in 1 contract
Samples: Registration Rights Agreement (Hepalife Technologies Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐ No
Appears in 1 contract
Samples: Registration Rights Agreement (Eledon Pharmaceuticals, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ☐No ☐
Appears in 1 contract
Samples: Form of Registration Rights Agreement (NRX Pharmaceuticals, Inc.)
Broker-Dealer Status. (a1) Are you a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 1 contract
Samples: Registration Rights Agreement (Lion Biotechnologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐o
Appears in 1 contract
Samples: Registration Rights Agreement (Palatin Technologies Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Viveve Medical, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐☒
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐o
Appears in 1 contract
Samples: Registration Rights Agreement (Palatin Technologies Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ¨ No ☐X¨
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No No. ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Royale Energy, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐☐ 18
Appears in 1 contract
Samples: Registration Rights Agreement (Cosmos Holdings Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Annex C-1 Yes ☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Dianthus Therapeutics, Inc. /DE/)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (Greenland Technologies Holding Corp.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes Yes☐ No ☐
Appears in 1 contract
Samples: Registration Rights Agreement (International Land Alliance Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ ______ No ☐______
Appears in 1 contract
Samples: Registration Rights Agreement (First Bancshares Inc /MS/)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ q No ☐q
Appears in 1 contract
Samples: Registration Rights Agreement (Pro Pharmaceuticals Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐.
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐Yes¨ No¨
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐oYes o No
Appears in 1 contract
Samples: Registration Rights Agreement (VeruTEK Technologies, Inc.)
Broker-Dealer Status. (a) Are a)Are you a broker-dealer? Yes ☐ □ No ☐□
Appears in 1 contract
Samples: Registration Rights Agreement (Defense Technologies International Corp.)
Broker-Dealer Status. (a) Are you a broker-dealer? ¨ Yes ☐ No ☐¨ No
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? ____ Yes ☐ No ☐____ No
Appears in 1 contract
Samples: Registration Rights Agreement (Health Revenue Assurance Holdings, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ o No ☐o
Appears in 1 contract
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No No☐
Appears in 1 contract
Broker-Dealer Status. (a) A. Are you a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 1 contract
Samples: Securities Purchase Agreement (CASI Pharmaceuticals, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
