Broker-Dealer Use Only Material. Selected Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” or otherwise bears a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.
Appears in 9 contracts
Samples: Selected Dealer Agreement (Guggenheim Credit Income Fund 2021), Selected Dealer Agreement (Guggenheim Credit Income Fund 2019), www.sec.gov
Broker-Dealer Use Only Material. Selected Broker-Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional,” or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.
Appears in 5 contracts
Samples: Dealer Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.)
Broker-Dealer Use Only Material. Selected Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.
Appears in 4 contracts
Samples: Selected Dealer Agreement (Corporate Property Associates 18 Global Inc), Selected Dealer Agreement (Corporate Property Associates 18 Global Inc), Selected Dealer Agreement (Corporate Property Associates 18 Global Inc)
Broker-Dealer Use Only Material. Selected Soliciting Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” institutional communication, or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares Units to members of the public.
Appears in 4 contracts
Samples: Soliciting Dealer Agreement (GWG Holdings, Inc.), Soliciting Dealer Agreement (GWG Life, LLC), Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Broker-Dealer Use Only Material. Selected Broker-Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.
Appears in 3 contracts
Samples: Form of Dealer Manager Agreement (Terra Income Fund 6, Inc.), Form of Dealer Manager Agreement (Terra Income Fund 6, Inc.), Dealer Manager Agreement (Terra Income Fund 6, Inc.)
Broker-Dealer Use Only Material. Selected Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” institutional communication, or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Carey Watermark Investors 2 Inc), Selected Dealer Agreement (Carey Watermark Investors 2 Inc)
Broker-Dealer Use Only Material. Selected Soliciting Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” institutional communication, or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares mShares to members of the public.
Appears in 2 contracts
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc), Soliciting Dealer Agreement
Broker-Dealer Use Only Material. Selected Soliciting Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-broker- dealer use only,” “institutional” institutional communication, or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares Units to members of the public.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Broker-Dealer Use Only Material. Selected Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.. Xxxxx Financial, LLC Selected Dealer Agreement
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
Broker-Dealer Use Only Material. Selected Soliciting Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” institutional communication, or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares Preferred Stock to members of the public.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Broker-Dealer Use Only Material. Selected Dealer will not show to or provide any investor or reproduce any material or writing which is supplied to it by the Dealer Manager and marked “broker-dealer use only,” “institutional” or otherwise bears bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to members of the public.. Xxxxx Financial, LLC Selected Dealer Agreement 4
Appears in 1 contract
Samples: Selected Dealer Agreement (Carey Watermark Investors Inc)
